提取證券 的英文怎麼說

中文拼音 [dīqǔzhèngquàn]
提取證券 英文
stock withdrawal
  • 提 : 提動詞（垂手拿著） carry （in one's hand with the arm down）
  • 取 : Ⅰ動詞1 （拿到身邊） take; get; fetch 2 （得到; 招致） aim at; seek 3 （採取; 選取） adopt; assume...
  • 證 : Ⅰ動詞（證明） prove; verify; demonstrate Ⅱ名詞1 （證據） evidence; proof; testimony; witness 2 （...
  • 提取 : 1. （取出） draw; pick up; collect 2. （提煉） extract; abstract; recover
  • 證券 : bond; security; negotiable securities
  1. The agiotage adopts the service mode that " the passway is made " at the beginning of market development, such traditional operation mode has caused the tradesman of the behavior in securities trader ' s seller ' s market, weakness that this kind of traditional, regular, single operation mode caused securities trader ' s profit to be with single mode too at the same time, the income curve correlate with height of general trend of market development, exist and deviate from with investors " interests too on the value orientations

    本文通過探索我國證券經紀業務的發展歷史和趨勢，得出最根本的結論是營業部轉型是必然，變「坐商」為「行商」 ，由「單一通道服務」向「綜合理財營銷服務」變革是轉型的核心所在。東北證券江陰營業部作為傳統服務模式的代表，本文詳細闡述了營業部結合自身實際應該採取的轉型策略及轉型后營銷策略，為指導營業部經營機制改革提供了系統的解決方案。
  2. Furthermore, our legal institution for acquisition of listing company also has many shortcomings : its specific rules are not detailed enough, its logic is not strict, its inclination of value often self - contradict, its content is not integrated, the corporation law and securities law have n ' t supported it sufficiently, and the particularity of state - owned capital makes it unsuitable to the international consuetude

    同時，上市公司收購的法律制度也很不成熟：微觀層面上具體規則不夠詳盡、可行性差，中觀層面上內在邏輯不嚴密、價值取向不清晰、內容不完整，宏觀層面上公司法與證券法體系未能提供足夠制度背景、特殊國有資產關系的介入又不符合國際慣常做法。
  3. Recently ( on june 2, 2005 ) the negotiable securities surveillance management committee presidents still the forint proposed the negotiable securities surveillance management committee must adopt five measures impetuses capital market reform which includes further consummated of the withdraw law system of listed company in the world stock market forum speech

    最近（ 2005年6月2日）證監會主席尚福林在世界證券交易所論壇的講話中提出證監會要採取五項措施推動資本市場改革，其中就包括了進一步完善上市公司退市機制。
  4. The chapter suggests that chinese securities laws apply the imputable doctrine of liability for faults as a general principle. in order to facilitate lawsuits in favor of the investors who suffer from misrepresentation, the constructive faults doctrine and the objective standard of faults shall be generally applied

    本章認為，欺詐市場理論為投資者權益保護提供了有力的支持，我國證券法可以借鑒欺詐市場理論，在責任成立因果關系問題上採取舉證責任倒置的方法，為保護投資者合法權益掃清障礙。
  5. Using the net assets per capital, the investment return rate, the t - m model, the h - m model, the single factor evaluating model which consists of the treynor index, the jensen index, the sharpe index and the square m index, we evaluate the performance of the twelve mutual funds. and we come to the following conclusions : ( 1 ) after the modification of the risk factor, our mutual funds in the recent one year outguess the market ; ( 2 ) better performance comes from the aid of the government, the improvement of the investment environment and the hard, smart work of the managers especially in the way of selecting some securities in the capital market. ( 3 ) though we make progress, there are still many problems which prevent the further development of our mutual funds such as the devise of the management fee and the characteristics of different funds, all of them divided into the subjective ones and the objective ones

    通過使用投資基金單位凈資產和投資收益率指標、單因素整體績效評估模型，包括treynor指數、 jensen指數、 sharpe指數和業績的m ~ 2測度以及t - m 、 h - m模型對12隻樣本基金進行實證研究，實證研究表明： （ 1 ）經過風險調整后，在最近的一年中，我國證券投資基金的業績總體上優於市場基準組合； （ 2 ）基金業績的提高得益於管理層的重視、投資環境的改善和基金經理的經營，而基金經理的良好業績是通過一定的證券選擇來獲得的； （ 3 ）已成為證券市場上舉足輕重力量的基金在發展過程中雖然取得了一定的成績但其進一步發展還面臨著許多問題，有主觀存在的諸如管理費率的設定、基金風格方面的問題等等，也有客觀存在的諸如證券市場現階段的不完善等等，所以，我們應該抓住《證券投資基金法》問世帶給基金業發展的契機，大力促進證券投資基金規范發展，採取各種措施做大、做優和做強基金業。
  6. After demonstration we can get the main conclusions : there are notable positive relativity between audit fee and audtee ' s total assetses or subsidiaries, and auditor ' s scale ; while the audit opnion is not clean, audit fees are higher, but audit quality are n ' t increased that suggestes that independentance in chinese public audit market is negative. ; when auditors give special audit or consultations, they may demand more audit fees and their auditees may buy audit opinions ; there is pricing - cutting when cpa audit listed companies that need middle audit or special audit or consultations for the first time ; there is also a unprompted price bottom line in chinese public audit market, but audit quality is n ' t improved for it

    通過實證，得出的結論主要有：我國證券市場的審計費用和客戶資產、經營規模、事務所規模顯著正相關；出具非標準無保留意見的審計報告，審計費用較高，但審計質量並沒有提高；提供專項審計或管理咨詢服務的事務所收取的審計費用顯著偏高，上市公司有利用這些服務收買審計意見的行為；在有中期審計和專項審計或管理咨詢的公司，注冊會計師初次審計存在一定的「削價」行為；上市公司獨立審計市場自發形成審計價格下限，但沒因此促成審計質量自發的提高。
  7. Neither the bank, its associates, nor any of their directors, officers or employees, shall be liable to the customer for any expenses, loss or damage suffered by or occasioned to the customer by reason of any action taken or omitted to be taken by any one or all of the bank, its associates, their directors, officers, employees or agents pursuant to these conditions or in connection therewith other than as a result of the fraud, wilful default or negligence of the bank, its associates, their directors, officers, employees or agents ; the bank s failure in good faith to honour any stop - payment instructions given by the customer ; the presentation to the bank of any cheque or other payment order which is post - dated ; the bank failing to honour any draft drawn on it by the customer, but the bank shall immediately return such draft to the customer through the normal channels giving the reason for the dishonour ; any loss, damage, destruction or misdelivery of or to the securities howsoever caused unless the same shall result from the negligence of, or theft by, the bank or its associates or any of their directors, officers or employees, in which event the extent of the liability of the bank shall be limited to the market value of such securities at the date of discovery of the loss and even if the bank has been advised of the possibility of such loss or damage ; unauthorised use or forging of any authorised signature as a result of the negligence, wilful default or fraud of the customer ; subject to condition 5. 5, any act or omission, or insolvency of, any person not associated with the bank including, without limitation, a third party nominee or depositary ; viii the collection or deposit or crediting to the custodian accounts of invalid, fraudulent or forged securities or any entry in the custodian accounts which may be made in connection therewith ; any malfunction of, or error in the transmission of information caused by, any electrical or mechanical machine or system or any interception of communication facilities, abnormal operating conditions, labour difficulties, acts of god, or any similar or dissimilar causes beyond the reasonable control of the bank and notwithstanding paragraph, the error, failure, negligence, act or omission of any other person, system, institution or payment infrastructure

    本行其聯系人士其各董事高級人員或雇員均毋須向客戶因以下理由而使客戶蒙受或產生之任何開支損失或虧損負責： i本行其聯系人士其董事高級人員雇員或代理人根據此等條件採取或遺漏採取有關之行動，但由於本行其聯系人士其董事高級人員雇員或代理人之欺詐行為故意失責或疏忽所造成者除外ii本行本真誠地未能依約替客戶執行止付指示iii向本行提交任何遠期支票或其他付款指示iv本行未能兌現由客戶開出之匯票，但本行將立即透過正常渠道將該匯票退回客戶，並解釋拒付之理由v無論如何導致之任何證券之損失損毀毀壞或錯誤交付除非上述各項乃因本行或其聯系人士或其任何董事高級人員或雇員之疏忽或盜竊所引致，而在該等情況下，本行的責任將只限於在發現損失當日該等證券之市值，以及即使本行已獲知該等賠償之可能性vi因客戶之疏忽故意失責或欺詐行為而導致的任何偽造授權簽名或不獲授權使用該簽名vii在第5 . 5 a條之規限下，與本行無關者之任何行動或遺漏或無償債能力包括但不限於第三者代名人或寄存處viii代收或存入或貸存於保管人賬戶的無效偽造或假冒證券或在保管人賬戶記入可能與此有關之賬項ix任何電子機械或系統失靈或因該等機件或系統產生的資料傳送錯誤或任何通訊設施之終斷不正常操作情況勞工問題天災或非本行所能合理控制之任何類似或非類似原因及x盡管有第ix項，任何其他人系統機構或付款設施的錯誤故障疏忽行動或遺漏。
  8. And there exist many risk factors in the early stages of their development, and there ' re no earning records, so they ca n ' t be up to the standards of being listed on the main board for financing, then there is slim hope for their financing through stock market. ( 2 ) high - tech enterprises should take according measures in different development stages to ensure financing. when in the beginning, they ' d better carry out internal financing, closely linking individual risks and benefits through the legal form of solely - funded corporation and joint venture ; when in establishment stage and growth stage, they are in urgent need of the parti

    （ 2 ）高新技術企業在不同的發展階段應選擇不同的對象，採取不同的方式進行融資：處于種子期，進行初始研究的高新技術企業，適宜實行內源融資的辦法，採取獨資、合夥等法律形式將個人的風險與收益緊密聯系起來；處于創業期和擴展期的高新技術企業，由於資本需求增大，經營管理的難度提高，需要風險投資家參與投資和參與經營；高新技術企業進入成熟階段以後，可以在證券市場上市融資。
  9. The main scope of bcpa s business entrusted by the chinese - foreign joint ventures, the chinese - foreign contractual joint ventures, the foreign capital enterprises and other foreign economic organizations, big and medium sized state enterprises, share - holding companies with limited liability and companies with limited liability, to prepare feasibility s study and analysis for investment and development projects of enterprises ; to undertake assets valuation ; to verify the capital of enterprises ; to formulate accounting systems ; to design computerized program for accounting ; to keep accounts for clients ; to offer consultation service and prepare tax returns for clients ; to audit accounting statements for enterprises ; to audit statements of securities business ; to undertake the auditing work of enterprises in their merger, separation and liquidation ; to do the required auditing when the legal representative of an enterprise leaves his her post ; to serve as the standing accounting advisers for enterprises ; to help draft contracts, articles of association and economic documents ; to prepare analysis of economic activities and forecast of operating activities ; to train accounting financial management personnel and to examine evidences in economic cases, etc. by offering high efficiency, fine quality and comprehensive service and outstanding performance bcpa has gained the confidence o its clients and established good and stable and 3, 000 clients

    本所業務范圍主要是：接受中外合資中外合作外商獨資和其他外商經濟組織，以及國有大中型企業股份有限公司有限責任公司等的委託，為企業投資開發項目進行可行性研究分析承辦資產評估驗證企業資本設計會計制度編制會計電算程序代理記帳提供咨詢服務稅務代理服務受理企業會計報表審計證券業務審計企業合併分立清算事宜中的審計企業法人離任審計為企業承擔常年會計顧問協助擬定合同章程和經濟文件經濟活動分析和經營活動預測培訓會計財務管理人員以及鑒證經濟案件等項業務。本所以高效優質全面的服務，卓著的業績取得了廣大客戶的信任，與3000餘家客戶建立了良好的穩定的合作關系。
  10. The materials do not constitute an offer of securities for sale in the united states ; the securities may not be offered or sold in the united states absent registration or an exemption from registration ; and any public offering of securities will be sold pursuant to a prospectus that may be obtained from the issuer or the selling security holder that will contain detailed information about the company and management, as well as financial statements

    此資料不構成在美國銷售證券要約，在未有登記或取得所需的豁免前，不得在美國提供或出售此證券。在美國出售證券予公眾時，必需從發行商或證券持有人取得內含有關公司背景、管理層及財務數據。
  11. To hold on the death of any of us any credit balance ( s ) on any account or accounts in our joint names to the order of the survivors or survivor of us without prejudice to any right you may have in respect of such balance securities etc. arising out of any lien, charge, pledge, set - off, counterclaim or otherwise whatsoever or to any step which you may deem it desirable to take in view of any claim by any person other than the survivors or survivor of us

    五.于本人等中任何一人身故后，將各該聯名帳戶之存款，及以本人等聯名存於貴行之任何證券、契據、箱匣及包裹及其內之物件，以及任何種類之財物，作為本人等生存者之有而處理之，但以無損于貴行對該等存款或證券之留置、抵押、比對、提出反要求，或其他之權益為主；貴行並得對本人等生存者以外之人士之要求採取任何貴行認為適當之步驟。
  12. The effects of electronic trading on operational efficency include the participation of enough traders, accurate and immediate information dissemitaion, the conveniences of trading, etc. as to the functional efficency, electronic trading can bring down the cost of equity capital and equity premium, which means that electronic trading is beneficial to the efficiency of financing

    針對各證券市場權益資本成本和股權溢價的實證研究發現，電子交易取代人工交易之後，企業的權益資本成本顯著降低，這無疑有利於提高證券市場在動員儲蓄轉化為投資方面的效率。第六章關注證券市場電子交易的風險及其監管問題。
  13. First, the author reviewed the related literature of asset securitization, explained the connotation and the economical significance of asset securitization from many angles, analyzed several essential technologies of asset securitization through using the enterprise financing theory, the financial theory, the system economic theory and the law of averages, constructed a flow chart to analyze the structure and the flow of the operation of asset securitization ; then the author analyses the overseas development tendency as well as the overseas concrete procedure of non - performing loans securitization, proposed several enlightenment ; once more, the author analyzed our country ’ s feasibility of npls, then elaborated emphatically the operation thought of npls of our country commercial bank : regarding the establishment of spv, thought that it most suit the our country current national condition current through pouring the capital to adopt company spv the pattern in our country by the national property management company, and elaborated how to construct and manage the property pond, put forward many kinds of ways of credit enhance for non - performing loans, thought it is the best choice that the product of npls is designed for cmo, the senior bond adopts the public issue, the secondary bond adopt private issue

    首先，本文回顧了資產證券化研究的相關文獻，從多個角度闡釋了資產證券化的內涵和經濟意義，運用企業融資理論、金融理論、制度經濟學理論和大數定律剖析了資產證券化的幾項關鍵技術，構建了一個資產證券化流程圖來分析資產證券化運作的結構與流程;接著通過分析國外不良貸款證券化發展趨勢以及具體做法，提出了幾點啟示;再次，分析了我國不良貸款證券化的可行性，然後著重論述我國商業銀行不良貸款證券化的運作思路:對于spv的設立，認為在我國由國家資產管理公司注資採取公司型spv的模式最適合我國當前的國情;並論述了資產池的構建與管理;提出了對不良貸款進行信用增級的多種方式;認為將不良貸款證券化產品設計為抵押擔保債券，高級債券採取公開發行，次級債券採取私募發行是最佳選擇。
  14. Making money business is the business that the security company obtaining profits as an executive by self - run business and provide a service ; margin business is that security company looking for the congenial funds on the capital and the currency market as a funds needer in order to maintain liquidity and ample of it ’ s selves funds,

    營利業務是證券公司作為經營者通過自營買賣和提供服務獲取利潤的業務;融資業務是證券公司作為資金需求者為維持自身資金流動性和充足性，在資本和貨幣市場上融通資金的業務。
  15. B monthly operation report : include sales revenue, total of endorsed borrowing, loan, and derivative trading significant event : under securities law, article 7, code 9, companies are obligated to disclose significant news one business day after the occurring date or before trading commence

    公司登錄交易后，投資人可以從櫃臺中心網站網址為： http : www . gretai . org . tw之公開資訊觀測站項下或推薦證券商提供的適當管道或蕃薯藤網站股市專區，取得以下資訊：
  16. Authorized institutions that are exempt dealers were reminded that they should take appropriate steps to ensure compliance with the relevant requirements, such as those relating to the provision of trading records to clients, the handling of clients securities collateral and claims and liens over securities

    認可機構如屬獲豁免交易商，須採取適當措施，以確保遵守有關規定，例如關于向客戶提供交易記錄、處理客戶的證券抵押品及對證券的債權與質押權等的規定。
  17. That is, in addition to the hkmc s guarantee, holders of the notes can also turn to the underlying mortgage loans for payment of principal and interest

    因此，債券持有人除取得按揭證券公司提供的擔保外，也可從抵押的按揭貸款取得本金償還及利息支付。
  18. About system of supervision organizations, on the basis of dialectical law of regulation - - - innovation - - - regulation, function - based financial supervision system should be built up and the national financial supervision bureau should be set up to regulate financial trade uniformly and solve the problem of supervising financial innovations. what " more, we should build up such a cubical financial supervision organization system that integrate the financial authority " supervision with financial trade self - discipline, social supervision and discipline of inner financial institutions. at the same time, we should organically integrate stability and flexibility of financial supervision law, change legal system of financial supervision in line with provisions of wto

    在立法價值取向上，應當重視金融監管法的效率價值，以維護金融秩序作為基本價值目標，在具體操作上重點突出促進金融業公平競爭、提升金融運行效率兩個價值目標，並保持各目標之間的平衡與協調；在監管體制上，根據「監管? ?創新? ?再監管」的辯證規律，建立功能型金融監管體制，成立銀行業監督管理委員會，組建國家金融監管局對金融業實行統一監管，妥善解決混業經營模式下金融創新的監管問題，形成國家管理機關監管、行業自律、金融機構自律和社會監督相結合的立體的金融監管組織體系；在監管法律體繫上，應有機結合金融監管法的穩定性和靈活性，按wto的要求變革金融監管法律制度，修改《商業銀行法》 、 《保險法》 、 《證券法》及其他不適應混業經營的法律、法規，建立健全有關金融控股公司、網路銀行等方面的法律、法規。
  19. Article 201 if a unit submits sham supporting documents or conceals major facts by other fraudulent means to and thus obtains a securities business permit by deception, or if a securities firm commits a serious illegal act in the course of securities trading so that it is no longer qualified to operate such business, the securities regulatory authority shall revoke its securities business permit and order it to close down

    第二百零一條提交虛假證明文件或者採取其他欺詐手段隱瞞重要事實騙取證券業務許可的，或者證券公司在證券交易中有嚴重違法行為，不再具備經營資格的，由證券監督管理機構取消其證券業務許可，並責令關閉。
  20. Article 221 where a securities company submits any false document of certification or adopts any other fraudulent means to conceal any major fact so as to cheat for the securities business license or a securities company has any severe irregularity in the securities trading and thus, fails to meet the requirements of business operation any more, the securities regulatory body shall revoke its securities business license

    第二百二十一條提交虛假證明文件或者採取其他欺詐手段隱瞞重要事實騙取證券業務許可的，或者證券公司在證券交易中有嚴重違法行為，不再具備經營資格的，由證券監督管理機構撤銷證券業務許可。
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