機構證券 的英文怎麼說

中文拼音 [jīgòuzhèngquàn]
機構證券 英文
agency securities
  • 機 : machineengine
  • 構 : Ⅰ動詞1 （構造; 組合） construct; form; compose 2 （結成） fabricate; make up 3 （建造; 架屋） bui...
  • 證 : Ⅰ動詞（證明） prove; verify; demonstrate Ⅱ名詞1 （證據） evidence; proof; testimony; witness 2 （...
  • 機構 : 1 [機械工程] （機械的內部構造或一個單元） mechanism 2 （機關; 團體） organ; organization; institu...
  • 證券 : bond; security; negotiable securities
  1. What is more, the fsa, as well as the securities and exchange surveillance commission which sits under it, manages to be both understaffed and overly adversarial

    更為盛者，金融服務廳與其下屬機構「證券交易監督委員會」一樣設法使自身人員不足且極具對抗性。
  2. During the period of the creation and marketing, the main mechanisms connected with mbs include : the creator, the medium mechanism established for issuing security, the mechanism strengthening the credit of security, the mechanism rating the credit of security, the mechanism taking charge of mbs, the investing mechanism

    從住房抵押貸款證券的創造到上市交、易，期間與之發生聯系的各類機構主要包括：抵押貨款創造者、為發行抵押貨款證券而成立的中介機構、信用強化機構、信用評級機構、證券承銷商、金融監管機構、投資機構（或個人） 。
  3. This article attempts to test the adequacy of current calculation rules of capital for securities firms in china, and to compare the efficiency of comprehensive approach and simplified portfolio approach in securities markets of china on the basis of var model, and then to find out the most optimal method to calculate the capital for securities firms in china

    各國監管機構對券商的凈資本要求的原理與巴塞爾協議中對銀行的資本充足性規定的原理類似。各國對于證券公司的資本充足性規定基本可以分為兩個部分，一是基本規定，二是凈資本計算方法的規定。
  4. As part of its continuing efforts to develop the supervisory framework applicable to the securities business of ais, the hkma will take appropriate measures to cater for the expected growing need for investigation work and the exercise of its disciplinary powers under the banking ordinance

    為繼續發展適用於認可機構證券業務的監管制度，金管局的其中一項工作是採取適當措施，應付預期會不斷增加的調查工作及行使在《銀行業條例》下的紀律處分權力的需要。
  5. 6 the relevant staff members of public intermediary organizations who participate in securities trading pursuant to their statutory duties and the relevant staff members of securities registration and clearing institutions and securities trading service organizations ; and

    六由於法定職責而參與證券交易的社會中介機構或者證券登記結算機構證券交易服務機構的有關人員
  6. The object for teaching securities investment course is to completely and systematically tell students the basic knowledge of securities market and investment, understand securities market operation and its supervision, invest scientifically and rationally in the market and can use the knowledge for the government sections 、 financial institutions 、 enterprises and private investment

    證券投資學課程的教學目的，是使學生能夠系統、全面地掌握證券市場及證券投資的基本知識，熟悉證券市場及相應的投資運作和管理措施，學會進行科學的、理性的投資並能夠運用和服務于政府部門、金融機構、證券機構、企業及從事投資活動的個人實踐。
  7. It will also pave the way for the listing of bonds issued by government owned corporations, such as the hkmc, the mtrc, the aa and the kcrc, and eventually of corporate bonds

    此舉亦可為公營機構（如香港按揭證券有限公司、地下鐵路公司、機場管理局和九廣鐵路公司）及私營機構債券的上市鋪路。
  8. Hkma register of securities staff of authorized institutions

    認可機構證券業務員工紀錄冊英文版
  9. Hkma register of securities staff of authority institutions

    認可機構證券業務員工紀錄冊英文版本
  10. Securities - related activities of authorized institutions : key issues for staff

    認可機構證券業務：員工注意事項
  11. The regulatory regime for authorized institutions securities business was also developed

    此外，金管局亦於年內擬定認可機構證券業務的監管架構。
  12. Press release : hkma register of securities staff of authorized institutions hkma register of securities staff of authorized institutions

    新聞稿：金管局推出有關認可機構證券業務員工紀錄冊
  13. Depending on the outcome of the legislative process, the hkma will make detailed preparations for implementing the new regulatory regime set out in the

    加強認可機構證券業務的監管視乎立法程序的結果，金管局會就推行
  14. Within the hkma, the main preparatory work for the new regime during the year was the development of the electronic register of ais securities staff

    就金管局而言，年內就新架構進行的主要準備工作是發展認可機構證券業務員工的電子化紀錄冊。
  15. Procedural enhancements and, where necessary, legislative changes will be introduced to improve the securities regulatory regime for ais in the light of experience with administering the current regime

    金管局會因應執行現有制度的經驗，完善有關程序，並在有需要時透過修訂法例，改進監管認可機構證券業務的制度。
  16. Article 9 the state audit authority shall, in accordance with law and through auditing, supervise stock exchanges, securities firms, securities registration and clearing institutions and the securities regulatory authority

    第九條國家審計機關對證券交易所證券公司證券登記結算機構證券監督管理機構，依法進行審計監督。
  17. Securities regulatory bodies, securities exchanges, and underwriting securities companies and their personnel shall not prematurely leak out the contents of the public announcements which these companies are required to announce by the law and administrative regulations

    證券監督管理機構、證券交易所、承銷的證券公司及有關人員，對公司依照法律、行政法規規定必須作出的公告，在公告前不得泄露其內容。
  18. Article 181 if an employee of a stock exchange, securities firm, securities registration and clearing institution or securities trading service organization, or a staff member of the securities industry association or the securities regulatory authority intentionally provides false information, forges, alters or destroys trading records or inveigle investors into purchasing or selling shares, his professional qualifications shall be revoked and a fine of not less than rmb30, 000 but not more than rmb50, 000 shall be imposed

    第一百八十一條證券交易所證券公司證券登記結算機構證券交易服務機構的從業人員證券業協會或者證券監督管理機構的工作人員，故意提供虛假資料，偽造變造或者銷毀交易記錄，誘騙投資者買賣證券的，取消從業資格，並處以三萬元以上五萬元以下的罰款屬于國家工作人員的，還應當依法給予行政處分。構成犯罪的，依法追究刑事責任。
  19. Before company announcements are made as required by laws or administrative regulations, the securities regulatory authority, the stock exchanges, the securities underwriting companies and the individuals concerned may not divulge the contents of such announcements

    證券監督管理機構證券交易所承銷的證券公司及有關人員，對公司依照法律行政法規規定必須作出的公告，在公告前不得泄露其內容。
  20. To ensure proper enforcement of the new regulatory regime, the hkma s specialised on - site examinations of the securities business of ais will continue to focus on the quality of securities staff, the marketing and dealing practices in respect of securities, as well as compliance with the new legal and regulatory requirements

    為確保適當執行新的監管架構，金管局對認可機構證券業務的特別現場審查將會繼續集中查核從事證券業務人員的質素、就證券業務採用的市場推廣及經營手法，以及對新的法律及監管規定的遵守情況。
分享友人
分享到 Line

分享到臉書