法定證券 的英文怎麼說

中文拼音 [dìngzhèngquàn]
法定證券 英文
legal bond
  • : Ⅰ名詞1 (由國家制定或認可的行為規則的總稱) law 2 (方法; 方式) way; method; mode; means 3 (標...
  • : Ⅰ形容詞1 (平靜; 穩定) calm; stable 2 (已經確定的; 不改變的) fixed; settled; established Ⅱ動詞...
  • : Ⅰ動詞(證明) prove; verify; demonstrate Ⅱ名詞1 (證據) evidence; proof; testimony; witness 2 (...
  • 法定 : legal; statutory法定安培 legal ampere; 法定貶值 official devaluation; 法定標準 statutory standard...
  • 證券 : bond; security; negotiable securities
  1. First, this section resorts various valuation model and hold that it would be better to classify the valuation into traditional method, binominal tree method and option - adjusted spread method. according to the sequence, this article introduce three valuation model respectively and point out which aspect these method improves on in different phases and their applicable conditions

    本章對有關抵押貸款價方進行了系統的歸納與整理,認為主要存在三種價方,分別為傳統價方、二項樹價模型和期權調整價差價模型,並按照價方的發展順序分別予以介紹,同時指出了不同階段價方的改進之處和各自的適用條件。
  2. To research the status of the use of shell resource in china securities market, in this paper, firstly, i interpret the shell resource from the economic point of view, and point out the important significance of the study on the shell resource ; secondly, i analyze the status of the use of shell resource in our country at present including the motivation, means, benefits and cost of buying a shell ; thirdly, the status of the use of shell resource in the securities market is positive studied in the way of statistics by taking the civil listed companies as examples, this part is the emphasis of the paper ; at last, i analyze the cause that the shell resource was not used well in our securities market, and bring forward some advice at five aspects, such as perfecting the law condition of buying a shell, building up the measures of resisting risk etc

    我們有必要對我國市場的殼資源利用狀況進行研究,以期對投資者的投資決策、市場監管的制及殼資源利用績效的提高有所裨益。為了考察我國市場殼資源利用的狀況,本文首先從經濟學的角度對殼資源進行了解釋,並指出研究殼資源利用的重要意義;其次,分析了我國現階段殼資源利用的現狀,包括買殼的動機、方式、收益和成本;再次,以國內買殼上市企業為研究對象,用統計學的方對我國市場殼資源利用狀況進行了實分析,這部分是本文的重點;最後根據實的結果,分析了我國市場殼資源利用不佳的原因,並從完善買殼的律環境、增強風險防範措施等5方面提出了一些相應的建議。
  3. To empower sfc to impose civil sanctions, namely public reprimands, disqualification orders and disgorgement orders, on the primary targets for breaches of the statutory listing rules made by sfc under the amended part ix of the sfo

    賦權監會,在及期貨條例經修訂的第ix部下,向違反監會制上市規則的重點對象施加民事制裁,即作出公開譴責取消資格令及交出款項令。
  4. Securitization of bank assets refers to combined management and investment activities in which commercial banks, by making use of the legally representable nature of their credit assets and other claimable credits, put certain assets into asset - pools, issue asset - backed securities backed by the assets in the pools in order to transform the illiquid credit assets into cash assets. then the asset - backed securities are entrusted. upon the expiration of the securities ’ terms, the underlying assets are realized to repay the principals and interests of the securities

    銀行資產化是商業銀行利用信貸資產和其他可主張的債權在律上可被代表的特性,以確的財產進入資產池為擔保發行資產支持,將沉澱的信貸資產變為現金資產,然後將該委以信託增值,在期滿時,變現擔保財產償還本息的一種組合經營和投資活動。
  5. Securities legislation is also accord with the common mechanism of securities legislation, while it has it ’ s peculiarities, that is, that the sub - domains of securities market seems to be increased endlessly, which makes the securities market become complex and volatility. to cope with this kind of complex and volatility, securities lawmaking is disparted three lays. the government make laws to build up the macroscopical confirmative degree and efficient social press of securities lex, supervisors make codes to improve middle confirmative degree and efficient social press of securities lex, self - discipline organizations set down rules to strengthen microcosmical confirmative degree of securities lex

    在符合一般立機理的同時,區別于其它立的特性是:市場的子域有不斷增加的趨勢,這使得市場變得復雜和易變,為應付這種復雜和易變,分為緊密聯系的三個層次,政府立旨在增強律宏觀的確性和社會壓力的有效性,監管部門制規改善中觀的適應性並保律社會壓力的有效性,自律組織制規章則重在加強律微觀上的適應性。
  6. And the author advises that the criminal legislation on security crime of china should be completed from the following respects : ( 1 ) the improvement on the system of security crime, which includes the increasing of name of security crime and rearrangement on terms of security crime. the author thinks that some new security crimes should be prescribed in the criminal legislation on security crimes, especially about security crimes happened during curb exchange, during short - line exchange, during the use of security fund. ( 2 ) the improvement on the ways to undertake criminal responsibility of security crime

    筆者根據現實生活中存在的嚴重現象,提出在現行《公司》 、 《刑》 、 《》規犯罪的基礎上增設一些犯罪,尤其是在目前的市場中比較猖獗的場外交易犯罪行為、短線交易犯罪行為以及改變募股資金用途犯罪行為,除此之外,還應當規范各個犯罪條文,使其互相照應。
  7. For the purpose of these conditions, securities shall include but not be limited to the following investments shares in companies incorporated in any jurisdiction ; debenture stock, loan stock, bonds, notes, certificates of deposit, commercial paper or other debt instruments, including government, public agency, municipal and corporate issues ; warrants to subscribe for the above investments ; depositary receipts or other types of instruments relating to the above investments ; unit trusts, mutual funds and similar schemes established in any jurisdiction, options, whether on any investment herein described, on currencies, precious metals or other assets, or an option on an option ; contracts for the purchase or sale at a pre - agreed price and at a future date of any investment herein described or any currency, precious metal or similar asset ; viii contracts for differences or contracts on indices ; investments which are similar or related to any of the foregoing ; and unless otherwise expressly agreed, documents of title or documents evidencing title to investments previously deposited by the customer with the bank in connection with the provision by the bank of custody of investments and provision of securities services

    此等條件所指的包括但不限於以下投資項目i在任何司管轄權區注冊成立之公司之股份ii包括由政府公共機構市政府及企業所發行的債權股貸款股額債票據存款商業票據或其他債務票據iii以上投資項目之認購權iv有關上述投資項目之存款收據或其他種類之票據v在任何司管轄權區成立之單位信託互惠基金及類似計劃vi上述之任何投資項目貨幣貴金屬或其他資產之期權或期權之期權vii按預先協價格及在將來日期買賣任何此等投資項目或任何貨幣貴金屬或類似資產之合約viii差價合約或指數合約ix類似或有關上述任何一項之投資項目及x除非已另有明確的協,客戶先前存放在本行之投資項目之所有權文件或可明該等項目的所有權的其他文件。
  8. Facing with the adjustment blemish of the market and the government, knowledge problem and market growth degree etc, the article analyzes and arguments tmsm, the investment theory of the gapsm and two - mechanism forming reason and specialty of our country, and tries to explain and answer the question of breadth fluctuation, high risk, price decision, proceeds and investment strategy etc in the gapsm. since 80 ages, a series of the important development has all taken place in the world and the economy of our country, and it produced the deep influence on the growth of the security market, and particularly the information revolution, all markets forming one body and the quick development of the derivable security product brought the unprecedented macroscopic opportunity and power to the security market ; but at the same time our security market with the structure absurdity of participators, higher risk, irregular law, closed market, the validity of supervise and no science of market regulation does not accommodate to the macroscopic environment and so our country security market needs a new set of security theory with environment. according to the macroscopic and microcosmic environment, this article defines that our country security market is both a gapsm and the initial stage of the gapsm

    上世紀80年代以來,世界和我國經濟都發生了一系列重大的變化,對市場的發展產生了深刻的影響,尤其是信息革命、市場一體化和衍生產品的迅速發展,給市場的發展帶來了前所未有的宏觀機遇和動力,而同時我國市場參與者結構的不合理、較高的風險、不規范的律、市場的不開放、監管的不完全以及不科學的市場調控等微觀市場環境條件與此宏觀環境並不適應,從而我國市場需要一套適應環境變化的股票理論;本文就是以這一宏觀環境和微觀條件為依據,把我國市場義為既是政府主導型市場又是市場初期;並對我國市場二元制產生的原因、特點及特殊性進行了分析,並通過我國政府調節的實例進行了論,並對投資理論和投資策略進行了研究,這對控制我國市場的高風險以及獲取收益都具有重大意義。
  9. Grounded on analysis to the supervisory and regulatory practice in the usa, hong kong, common wealth and some other countries or distracts, the article holds the opinion that, to realize supervision to the deeds of stock market manipulation, the special entity shall be granted comparatively abroad and flexible power to stipulate regulatory rules and executory power that can provide regulators system and means to exert its professional supervision beforehand and its regulation in time. based on the above construe, with a view of the status in quo in our country, the article concludes on possible, approaches and ways for our country to consummate our supervision and regulation of stock market manipulation

    股票市場操縱行為的上述特徵使許多特行為在不同時期、不同市場以不同形態出現,許多操縱行為與合行為之間的界線不斷變化,基本的不可能對全部的操縱行為進行詳細規,必須依賴監管者發揮其專業監管能力,正確處理保護投資者利益和維護市場有效性之間的,他們在2003年7月初步完成了題為( ( whatw0rksinsecuritieslaws ) ) ( nberw0rkingpaper9882 , july2003 )的研究報告
  10. As a new financing instrument, since convertible bond came to the capital market of china, becase of its speclation and investment, it was accepted by government and companies and investors convertible bond may play an important role in broadening enterprises ' financing channels, enrich the variety of investing instruments and make our security market prosperous. csrc has issued the interrelated rules for public firms issue the convertible bonds. until the end of 2001, it has 55 firms plan to issue the the convertible bonds. but by end of 2002 only 5 firms issued the convertible bonds because of investor ' worry. but in 2003, the management strengthens the security market such as some public firms just to " fold money ", the convertible bonds become the most invest tools for the public firms refinance. only if the behavior of issuing convertible bonds is normalized our security market can tend towards a mature way, social capital can be optimized, and the public firms can also develop in an ample area. this paper base on the character of the convertible bonds

    國務院委員會在1997年3月25日頒發了《可轉換公司債暫行管理辦》 ,又於2001年4月26日頒發了《上市公司發行可轉換公司債實施辦》關于可轉換債的規和條例,對上市公司發行可轉換公司債的要求條件比配股、增發更為寬松,截止到2001年4月,有200多家上市公司夠發行可轉換債資格,到2001年底有55家公司計劃發行可轉換債,但受到一些上市公司通過配股、增發等「圈錢」的影響,投資者對上市公司通過發行可轉換債再融資是不得不持審慎態度, 2002年全年僅5家公司實施了可轉換債,共籌集資金41 . 5億元人民幣,從總體發行情況看,發行規模越來越小,利率越來越高,投資者認可程度越來越低,發行和交易狀況每況愈下。
  11. Secondly, the author defines the legal essence of civil responsibility of securities fraud, which decides its constitutive elements and cause of action

    其次是界欺詐民事責任的律性質,這決著責任的構成要件和訴因。
  12. In china, experts in laws ever studied company credits, who claimed that company credits included human credits and capital credits, and that " capital credits are the soul of a capital company ". in company law of the p. r. china and securities law of the p. r china, both legal actual capital system and legal minimum capital limits embody the theory

    我國學界對公司信用有所探討,認為公司信用的基礎包括人的信用和資本信用,而「資本信用是資本企業的靈魂」 ,這種理論在我國《公司》和《》中體現為實收資本制和最低資本限額。
  13. Article 113 a stock exchange shall, pursuant to laws and administrative regulations governing securities, formulate specific rules for centralized securities trading at competing prices, administrative regulations for its members and operational rules for its employees, and submit the same to the securities regulatory authority under the state council for approval

    第一百一十三條交易所依照律行政規制集中競價交易的具體規則,制訂交易所的會員管理規章和交易所從業人員業務規則,並報國務院監督管理機構批準。
  14. A new securities and futures ordinance ( sfo ) was enacted, which consolidates and modernises a number of ordinances governing the securities and futures markets into a composite piece of legislation, to keep the regulatory regime on a par with international standards and practices

    及期貨條例》 ,整合和更新一些規管期貨市場的條例而成為一條綜合例,使本地的監管制度與國際標準和慣例看齊。
  15. Method of the establishment for efficient boundary of the stocks combination investment

    組合投資有效邊界的方研究
  16. The securities and exchange commission of usa voted to publish for comment a rule proposal that also took action to adopt provisions t o exempt transactions between investment companies and affiliated persons in august 2002

    對關聯交易進行律規制的前提是首先要界關聯人的范圍,而我國《公司》和《》並沒有對關聯人作出界
  17. Article 1 : these rules are formulated in accordance with the relevant provisions of the company law and the securities law in order to meet the needs of the opening up of the securities market to foreign investment, to strengthen and improve the oversight of securities companies with foreign equity participation and to clarify the conditions and procedures for the establishment of securities companies with foreign equity participation

    第一條為了適應市場對外開放的需要,加強和完善對外資參股公司的監督管理,明確外資參股公司的設立條件和程序,根據《公司》和《》的有關規,制本規則。
  18. Article 1 these regulations are prescribed pursuant to paragraph 2 of article 18 - 2 of the securities and exchange law

    第1條本辦交易第十八條之二第二項之規之。
  19. As the regulations on tryring the civil lawsuits caused by fraudulent representation in the securities market promulgated by the supreme people ' s court on jan 9th, 2003, civil litigation on stock gets into a new period. it would be an overwhelming trend that lawsuits directed against accounting firms and other intermediaries would increase greatly

    隨著2003年1月9日最高人民院頒布《關于審理市場因虛假陳述引發的民事賠償案件的若干規》 ,民事訴訟進入了一個嶄新的時期,從此直接針對會計師事務所及其他中介機構的訴訟很可能會出現成倍增長的趨勢。
  20. In china, legislations haven " t formed an integrated system of civil responsibility of securities fraud, and meanwhile, certain related theoretical researches are not able to solve the key difficulties of the compensation for damages, which were caused by securi ties fraud. without scientific and feasible solution, our legal enforcement is definitely a weak point

    在我國,立欺詐行為民事責任的規尚未形成完整的體系,相關理論研究又未能較好地解決欺詐損害賠償中的難點問題,沒有提出科學可行的操作方案,執環節的薄弱是必然的。
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