注冊證券 的英文怎麼說

中文拼音 [zhùcèzhèngquàn]
注冊證券 英文
registered securities
  • 注 : Ⅰ動詞1 （灌入） pour; irrigate 2 （集中） concentrate on; fix on; focus on 3 （用文字來解釋字句）...
  • 冊 : Ⅰ名詞（冊子） volume; book Ⅱ量詞copy
  • 證 : Ⅰ動詞（證明） prove; verify; demonstrate Ⅱ名詞1 （證據） evidence; proof; testimony; witness 2 （...
  • 注冊 : logon; post; charge of registration; register
  • 證券 : bond; security; negotiable securities
  1. The bank shall have a first and paramount lien on all securities, deposited property and other deeds, documents and property including security boxes and their contents other than those which are book debts or otherwise constitute a security over which such a lien would require registration under the companies ordinance now or at any time hereafter standing to the credit of the custodian accounts or in the possession, or under the control, of the bank or any employee or agent of the bank for the account of the customer the " secured assets " whether by way of security, safe - keeping or otherwise as security for payment to the bank of the liabilities

    對于客戶在現時已存入或此後任何時間存入保管賬戶，或由本行或其雇員或代理人代客戶以抵押保管或其他方式控制或持有，以作為向本行支付債務之抵押保證之所有證券存放財產及其他契據文件及財產包括保險箱及其所載之物件，但屬于賬面債項或根據公司條例規定應注冊以取得留置權之財產則除外以下統稱為有擔保資產，本行將有最優先及最高權力之留置權。
  2. A cash account not involving securities borrowing and lending is available from most of licensed or registered persons

    大多數持牌人或注冊人均提供不涉及證券借貸的現金帳戶。
  3. For the purpose of these conditions, securities shall include but not be limited to the following investments shares in companies incorporated in any jurisdiction ; debenture stock, loan stock, bonds, notes, certificates of deposit, commercial paper or other debt instruments, including government, public agency, municipal and corporate issues ; warrants to subscribe for the above investments ; depositary receipts or other types of instruments relating to the above investments ; unit trusts, mutual funds and similar schemes established in any jurisdiction, options, whether on any investment herein described, on currencies, precious metals or other assets, or an option on an option ; contracts for the purchase or sale at a pre - agreed price and at a future date of any investment herein described or any currency, precious metal or similar asset ; viii contracts for differences or contracts on indices ; investments which are similar or related to any of the foregoing ; and unless otherwise expressly agreed, documents of title or documents evidencing title to investments previously deposited by the customer with the bank in connection with the provision by the bank of custody of investments and provision of securities services

    此等條件所指的證券包括但不限於以下投資項目i在任何司法管轄權區注冊成立之公司之股份ii包括由政府公共機構市政府及企業所發行的債權股證貸款股額債券票據存款證商業票據或其他債務票據iii以上投資項目之認購權證iv有關上述投資項目之存款收據或其他種類之票據v在任何司法管轄權區成立之單位信託互惠基金及類似計劃vi上述之任何投資項目貨幣貴金屬或其他資產之期權或期權之期權vii按預先協定價格及在將來日期買賣任何此等投資項目或任何貨幣貴金屬或類似資產之合約viii差價合約或指數合約ix類似或有關上述任何一項之投資項目及x除非已另有明確的協定，客戶先前存放在本行之投資項目之所有權文件或可證明該等項目的所有權的其他文件。
  4. After demonstration we can get the main conclusions : there are notable positive relativity between audit fee and audtee ' s total assetses or subsidiaries, and auditor ' s scale ; while the audit opnion is not clean, audit fees are higher, but audit quality are n ' t increased that suggestes that independentance in chinese public audit market is negative. ; when auditors give special audit or consultations, they may demand more audit fees and their auditees may buy audit opinions ; there is pricing - cutting when cpa audit listed companies that need middle audit or special audit or consultations for the first time ; there is also a unprompted price bottom line in chinese public audit market, but audit quality is n ' t improved for it

    通過實證，得出的結論主要有：我國證券市場的審計費用和客戶資產、經營規模、事務所規模顯著正相關；出具非標準無保留意見的審計報告，審計費用較高，但審計質量並沒有提高；提供專項審計或管理咨詢服務的事務所收取的審計費用顯著偏高，上市公司有利用這些服務收買審計意見的行為；在有中期審計和專項審計或管理咨詢的公司，注冊會計師初次審計存在一定的「削價」行為；上市公司獨立審計市場自發形成審計價格下限，但沒因此促成審計質量自發的提高。
  5. A registered representative is someone who is licensed by the securities and exchange commission and the new york stock exchange to act as an account executive ( ae ) for clients of brokerages

    注冊代理人是證券交易委員會和紐約證券交易所授權為客戶從事經紀業務的經紀人。
  6. On cpa ' s liability for civil compensation of false statement in the capital statement

    論注冊會計師證券市場虛假陳述民事賠償責任
  7. An eligible collective investment scheme may be domiciled in hong kong or elsewhere, but it must be denominated in hong kong dollars and it must be a fund authorized by the securities and futures commission for sale to the public in hong kong

    合資格的集體投資計劃可以以香港或其他地方作為注冊地，但必須以港元為單位，並且必須屬證券及期貨事務監察委員會批準在香港售予公眾的認可基金。
  8. They allow the buyers such as hedge funds to gain exposure to indian stocks without acquiring the actual securities and without registering with the securities and exchange board of india ( sebi )

    那些如對沖基金這類的買主雖然沒有買入實際證券，也不用向印度證監會（ sebi ）注冊，但是有了這些憑證，他們也能夠參與印度股票市場活動。
  9. In 2000, with the active promotion of chief arthur levitt, sec launched a spectacular campaign towards the revision of independence rules, which leaded to a war between non - audit services and the independence of cpa - the fuse of " independence war "

    2000年，美國證券交易委員會（ sec ）在其主席阿瑟?利維特（ arthurlevitt ）的極力推動下，開展了一場聲勢浩大的獨立性規則修訂運動，從而點燃了非審計服務與注冊會計師獨立性的大論戰? ? 「獨立戰爭」的導火索。
  10. 11 a cash account not involving securities borrowing and lending is available from you and most licensed or registered persons

    閣下及大多數持牌人或注冊人均提供不涉及證券借貸的現金帳戶。
  11. Only so, we can hold this problem better. secondly, there are four reasons for this problem. at first, the construction of regulation law lags behind

    在證券市場注冊會計師職業監管的規定性中，監管主體主要有財政部、中國證監會、審計署等和職業團體注冊會計師協會等。
  12. To qualify as a registered rep, a person must pass tests known as the series 7 and series 63 securities license exams

    只有通過證券經紀人考試和經紀人州政府法規考試才能成為合格的注冊代理人。
  13. This video is not an offer of securities for sale or an invitation to purchase securities in hong kong, the united states or elsewhere. securities of mtr corporation limited may not be offered or sold in the united states absent registration or an exemption from registration, and any offering of securities to be made in the united states will be by means of a prospectus that may be obtained from the issuer or selling security holder and that will contain detailed information about the company and management, as well as financial statements

    財政司司長曾蔭權本錄影帶並非在香港、美國或其他地區出售證券的建議或購買證券的邀請。地鐵有限公司的證券不可於注冊或獲豁免注冊前於美國發售或出售，而於在美國進行的任何證券發售將會以刊發招股書的方式進行，投資者應可向發行公司或售出證券的持有人索取招股書，當中載有公司及管理層的詳情及財務報表。
  14. Securities of mtr corporation limited may not be offered or sold in the united states absent registration or an exemption from registration, and any offering of securities to be made in the united states will be by means of a prospectus that may be obtained from the issuer or selling security holder and that will contain detailed information about the company and management, as well as financial statements

    地鐵有限公司的證券不可於注冊或獲豁免注冊前於美國發售或出售，而於在美國進行的任何證券發售將會以刊發招股書的方式進行，投資者應可向發行公司或售出證券的持有人索取招股書，當中載有公司及管理層的詳情及財務報表。
  15. This document is not an offer of securities for sale, or an invitation to purchase securities in hong kong, the united states or elsewhere. securities of mtr corporation limited may not be offered or sold in the united states absent registration or an exemption from registration, and any offering of securities to be made in the united states will be by means of a prospectus that may be obtained from the issuer or selling security holder and that will contain detailed information about the company and management, as well as financial statements

    本文件並非在香港、美國或其他地區出售證券的建議或購買證券的邀請。地鐵有限公司的證券不可於注冊或獲豁免注冊前於美國發售或出售，而於在美國進行的任何證券發售將會以刊發招股書的方式進行，投資者應可向發行公司或售出證券的持有人索取招股書，當中載有公司及管理層的詳情及財務報表。
  16. To uphold one of the primary objectives of the sfo of maintaining a level playing field for all securities intermediaries, the guideline sets out clearly that the hkma will remain the front - line supervisor of registered ais, which are required to comply with standards equivalent to those applied by the sfc to licensed securities brokers in relation to their regulated activities

    為配合證券及期貨條例其中一個主要目的，即維持讓所有證券業中介人公平競爭的市場環境，指引清楚說明金管局仍然是獲注冊的認可機構的前線監管者，而這些機構必須遵守證監會就持牌證券經紀的受規管活動所實施的同等標準。
  17. 571 in hong kong carried out by specified persons such as corporations and authorized financial institutions licensed or registered under the sfo to carry out such transactions

    有關的交易須由指明人士包括根據證券及期貨條例獲發牌或獲注冊進行該等交易的法團或認可財務機構進行。
  18. But an authority may be required by the licensed or registered persons, for example, to facilitate margin lending to you or to allow your securities or securities collateral to be lent to or deposited as collateral with third parties

    然而，持牌人或注冊人可能需要授權書，以便例如向你提供保證金貸款或獲準將你的證券或證券抵押品借出予第三者或作為抵押品存放于第三方。
  19. Of the respective dates of the introduction of rules and codes of conduct by the securities and futures commission and the stock exchange of hong kong limited, which spell out clearly the principles and practices which registered stock brokers or their staff should follow when dealing in transactions either for their own accounts or for their clients

    證券及期貨事務監察委員會或聯合交易所從何時開始訂有規則及操守準則，清楚列明注冊證券商或其從業員在處理本身或其客戶的交易時應遵循的原則及做法
  20. It is a registered securities dealer in hong kong and its principal activity is securities brokering. it currently holds three trading rights of the stock exchange of hong kong ltd. " the exchange "

    該公司是本港的注冊證券交易商，其主要業務是提供證券經紀服務，現持有3個由香港聯合交易所有限公司聯交所發出的交易權。
分享友人
分享到 Line

分享到臉書