自律監管機構 的英文怎麼說

中文拼音 [zìlǜjiānguǎnjīgòu]
自律監管機構 英文
self-regulatory organisation self-regulating organisation
  • 自 : Ⅰ代詞（自己） self; oneself; one s own Ⅱ副詞（自然;當然） certainly; of course; naturally; willin...
  • 律 : Ⅰ名1 （法律; 規則） law; rule; statute; regulation 2 （律詩的簡稱） short for lüshi 3 （姓氏） a ...
  • 監 : 監名詞1. （古代官府名） an imperial office 2. （姓氏） a surname
  • 管 : Ⅰ名詞1 （管子） pipe; tube 2 （吹奏的樂器） wind musical instrument 3 （形狀似管的電器件） valve;...
  • 機 : machineengine
  • 構 : Ⅰ動詞1 （構造; 組合） construct; form; compose 2 （結成） fabricate; make up 3 （建造; 架屋） bui...
  • 自律 : [哲學] autonomy自律性 autorhythmicity; automaticity
  • 監管 : supervise
  • 機構 : 1 [機械工程] （機械的內部構造或一個單元） mechanism 2 （機關; 團體） organ; organization; institu...
  1. In part, the article will begin with comprehensive discussion of the rationality of the self - regulation, while highlighting the nature of the self - regulation rights, and the two major source of the self - regulation rights, and analyze every concrete right, such as the right of issuing banking codes, the right of supervision, the right of non - legal punishment and disputes settlement, respectively

    本論文站在充分肯定銀行業自律管理的立場上，對銀行業自律管理合理性、必要性以及可行性進行了論證;提出了自律是穩定和發展銀行業最本質和最基礎的結構性條件。而國家立法機關和政府監管機關必須充分尊重銀行業自律組織的規章制訂權，非法律懲罰權，監管權和爭端解決權等諸項自律管理權力。
  2. These measures include : make the system of securities laws to perfect, consummate the institutions of the legal person in the listed companies, base securities regulatory authority to regulate the securities market according to law, maintain order of the securities market and ensure the lawful operation of the same, reinforce continuing disclosure of information and the system of financial and accounting reports, make the listed companies shall immediately submit an ad hoc report on the details of such major event to the securities regulatory authority and to the stock exchanging and the same known to the general public, promote investors consciousness of protecting themselves and consummate the civil litigation mechanism to gain compensation and damages, make use of the press to supervise the stock market and reinforce punishment to the persons who act securities fraud

    在這些原則的指導下，本文提出了一套規制證券欺詐的具體法律措施.包括健全證券法律體系，做到證券欺詐的規制有法可依;完善上市公司的法人治理結構，建立完善的證券監管體系，尤其對證券業協會的性質、功能和職責從法律上給予明確界定以確保充分發揮證券行業的自律作用，最大限強化信息披露責任，嚴格會計制度，力求信度地避免證券欺詐行為發生;強化信息披露貢任，產格會計刷度，刀水侶息準確，披露及時;增強廣大中小投資者的自我保護意識，完善賠償訴訟機制;依法賦予新聞媒體輿論監督權，充分發揮新聞媒體監督作用;深入研究證券欺詐者心理規律，加強法律懲治力度
  3. What ’ s more, we should harmonize the regulation of the government and social agencies during the reform. the paper applies normative study method. it studies the market regulation systematically and thus it is of rather great value in practice

    同時，協調、配合政府監管有形之手和市場監管無形之手，具體改進政府監管主體和非政府監管主體（社會中介機構和自律組織）對企業債券市場的監管方式。
  4. In part in, the author studies the obligation - blinding mechanism to the trustees, which is the core of governance structure of fund, pointing out that one of the main reason for the serious abnormality of current funds is the lacking of duty performance of the trustees. though it is hand to set up an effective obligation - binding mechanism to the trustees under the chinese current legal system, we can learn from britain and the u ? s ? a. in part iv, the author studies the mechanism of balance inside the governance structure of funds, that is the supervision mechanism of trustors and the balance mechanism of fund - holders, then puts forward that strengthening the balance mechanism inside the funds is an important step to establish an effective governance structure of found ; further more, to deal with the problems in the two mechanisms the author makes some suggestion about perfecting the mechanism of balance inside the fund in china

    本文共分四個部分，第一部分通過對信託制基金本質和特點的分析，指出了架構信託制基金治理結構的必要性，並闡述了架構我國基金治理結構應遵循的基本原則；第二部分對架構信託制基金治理結構的基礎，也就是信託制基金的組織結構進行了研究，認為我國基金組織結構存在較大缺陷，但現存基金組織結構的立法模式也不適宜我國照搬照抄，而自益信託、共同信託才是我國信託制基金組織結構的應然選擇；第三部分對基金治理結構的核心問題，即基金管理人的義務約束機制進行了研究，指出：我國目前存在的基金行為異化現象嚴重的主要根源之一就是基金管理人義務的缺失；但在我國現行法律制度框架內無法架構起有效規制管理人的義務機制，而英美法對基金管理人的受信人義務的規定值得我們借鑒；第四部分對基金治理結構的內部監控機制，即基金託管人的監督機制和基金持有人的制衡機制進行了研究，指出：強化基金內部監控機制是架構有效的基金治理結構的重要一環；並針對我國這方面機制存在的問題提出了完善我國基金內部監控機制的建議。
  5. Other than the preface and the epilogue, the scheme of the discussion is divided into four chapters as follows : in chapter i, the author intended to describe the specific performance of electronic payment risks. firstly focus on the exposition of electronic payment ' s definitions, characteristics, and classification

    電子支付風險法律監管以安全和效率的統一為目標，由央行、銀監會及行業自律組織在全面性、專業性和審慎性等監管原則下對國內商業銀行和非銀行金融機構進行有效監管，控制電子支付風險。
  6. Three mistakes people could make in the construction on credibility : 1 ) some may mistakenly argue that morality could be improved in line with economic growth, but economic logic do not work for morality ; 2 ) some may advocate to re - implement traditional moral standards, including the altruism, to regulate corporate and / or personal actions in market economy ; 3 ) some may think that china ' s socialist market economy is nothing different from market economy adopted by western countries except for the name. suggestions on the construction of credibility in socialist market economy : 1 ) establish a new culture that is helpful for the development of socialist market economy. 2 ) update moral standards, transferring from altruism to egoism on condition that the behavior does not hurt others " interest

    建議從以下途徑出發建設社會主義市場經濟下的誠信體系: 1 、文化轉型，從傳統的、保守的農業文明轉向體現理性精神、契約精神、人本精神的現代工業文明，建設有中國特色的市場經濟文化; 2 、道德重建，應從傳統的無私利他、利己主義轉向已他兩利主義，使道德走向現實; 3 、制度的創新與完善，抓緊立法，嚴格執法，加強政府監管，樹立法律權威和政府權威，同時要建立和完善中介機構的管理制度、行業管理制度和企業自身的誠信管理制度; 4 、培育公民的誠信意識，政府應帶頭誠實守信; 5 、要注意培養企業家品格，塑造傳統與現代相結合的儒商精神。
  7. By referring to the experience of football winning countries overseas and analyzing the reality in china, the author concluded that the professional football competition supervision organization in china, which consists of national sports competition supervision committee, market management office of sports economy department of national sports administration, and football administration center, should implement horizontal management with key jobs respectively emphasized, and jointly carry out supervision and management on professional football competition in china, while the subordinate organizations and related personnel of the football administration center should establish a professional league tournament organization with a self - discipline function to perform its daily supervision duty on professional football competition in china

    摘要通過借鑒國外足球強國經驗及結合我國國情的分析論證，認為國家體育競賽監察委員會、國家體育總局體育經濟司市場管理處和足球管理中心組成的我國職業足球競賽監管機構，應實行縱向管理，各有側重，共同完成對我國職業足球競賽的監督管理；足管中心的下屬機構和相關人員及應成立的有自律功能的職業聯賽組織，對我國職業足球競賽行使日常監管職責。
  8. Role of the financial regulator and self - regulation of market conduct

    金融監管機構的角色和市場經營手法的自律監管
  9. Comparative study on banking consumer protection and competition arrangements in the uk, australia and hong kong role of the financial regulator and self - regulation of market conduct

    英國澳洲和香港保障銀行服務消費者及促進競爭措施的比較調查：金融監管機構的角色和市場經營手法的自律監管
  10. Comparative study on banking consumer protection and competition arrangements in the uk, australia and hong kong - role of the financial regulator and self - regulation of market conduct

    英國澳洲和香港保障銀行服務消費者及促進競爭措施的比較調查：金融監管機構的角色和市場經營手法的自律監管
  11. About system of supervision organizations, on the basis of dialectical law of regulation - - - innovation - - - regulation, function - based financial supervision system should be built up and the national financial supervision bureau should be set up to regulate financial trade uniformly and solve the problem of supervising financial innovations. what " more, we should build up such a cubical financial supervision organization system that integrate the financial authority " supervision with financial trade self - discipline, social supervision and discipline of inner financial institutions. at the same time, we should organically integrate stability and flexibility of financial supervision law, change legal system of financial supervision in line with provisions of wto

    在立法價值取向上，應當重視金融監管法的效率價值，以維護金融秩序作為基本價值目標，在具體操作上重點突出促進金融業公平競爭、提升金融運行效率兩個價值目標，並保持各目標之間的平衡與協調；在監管體制上，根據「監管? ?創新? ?再監管」的辯證規律，建立功能型金融監管體制，成立銀行業監督管理委員會，組建國家金融監管局對金融業實行統一監管，妥善解決混業經營模式下金融創新的監管問題，形成國家管理機關監管、行業自律、金融機構自律和社會監督相結合的立體的金融監管組織體系；在監管法律體繫上，應有機結合金融監管法的穩定性和靈活性，按wto的要求變革金融監管法律制度，修改《商業銀行法》 、 《保險法》 、 《證券法》及其他不適應混業經營的法律、法規，建立健全有關金融控股公司、網路銀行等方面的法律、法規。
  12. How to keep balance between the right of financial holding conglomerate and the power of supervisor in the process of legislative supervision of affiliated transactions

    如何對金融控股集團關聯交易進行法律監管，以平衡金融控股集團的自主經營權和監管機構的監管權力
  13. Drawing lessons from the following mode with combining governmental management of developed countries, independent management of the trades and social supervision management, and according to author ' s working practice for many years, the author especially expatiates three important documents to operate effectively the mechanism of advertisement supervision and management system : founding the scientific advertisement administration ' s management system ; strengthening the independent management of the trades, realizing oneself - manage and establishing the system of credit ; and strengthening advertisement social supervision functions, etc

    借鑒發達國家政府管理、行業自律、社會監督三者結合的管理模式，根據筆者多年的工作實際，著重從建構科學的廣告行政管理體系，加強行業自律、實現自我管理和建立信用體系，強化廣告社會監督職能等三方面闡述了有效運行的廣告監管機制所必需的要件。
  14. He is also working closely with self - regulatory organizations and other financial regulators on the supervisory developments for insurance intermediaries

    他亦與自律規管機構及其他金融規管機構，就保險中介人的監管發展保持緊密合作。
  15. All of them are prohibited from knowingly misrepresent, or cause others to misrepresent, facts about the company to others, whether within or outside the company, including to the company ' s independent registered public accounting firm, governmental regulators, self - regulatory organizations, and the general public

    禁止任何人員在公司內部或外部，包括公司的獨立注冊會計事務所、政府監管機構、自律組織和公眾面前故意歪曲公司事實或引導他人歪曲公司事實。
  16. The paper begins with the basic concept of appraisal regulation, definites the appraisal regulation ' s innate character, and explains essential element such as subject, object, target and means ; the next in order, passing to draw lessons from the theories of the classic economics, the text deep analyze into the necessity and the importance of appraisal regulation ; thirdly, through comparison analysis methods, and drawing lessons from advanced study result of abroad and domestic of appraisal regulation, the article studies the system ' s composing of appraisal regulation ; finally, combines the national conditions of our country, the paper sets up the appraisal regulation system frame in our country, and has probed into the research from the regulation system of government, the regulation system of independent management of industry and social regulation system three aspects

    本文共分為四部分，從資產評估監管的基本概念入手，明確了資產評估監管的本質，提出了資產評估監管的主體、對象、目標和手段等基本要素；其次，運用經濟學基本原理，從理論上論證了資產評估監管的必要性和重要性；第三，運用比較分析方法，對國外資產評估監管體系進行了全面、系統的分析和歸類總結，並針對我國現狀，剖析了我國資產評估監管機制的弊端；最後，結合我國國情，構建出我國資產評估監管體系的總體框架，並從政府監管、行業自律監管和社會監管三個層面深入闡述了我國資產評估監管體系的建立，提出了一套有效的、可操作性較強的資產評估監管運行方式。
  17. While there are so many problems that made trust and investment companies face lots of internal and external risks in real operation such as the immature market, the scarcity of government legislation and supervision, the management risks in the trust and investment companies and so on. all these need be solved by the trust and investment companies under the assistance of government department responsible for legislation and supervision. this article states from the real status of the trust industry, analyses the risk of it and brings forward the solutions from the following four angles : innovating trust production, such as npl trust, state - owned stock trust, leasing trust, mbo trust, esot, etc, perfecting the mechanism of risk control from var model and risk estimation, enhancing the cooperation with other financial institutions like banks, securities institutions, insurance companies and leasing companies, and strengthening the system of government legislation, supervision and self - restriction of trust and investment companies

    本文從中國信託業的現狀出發，分析信託投資公司存在的問題，尤其是整頓后依然存在的問題，借鑒國外信託業的經驗，結合中國信託業的實際情況，從創新信託產品、健全信託投資公司風險控制機制、加強與其他金融機構合作和增強監管機制等角度進行探討，提出解決問題、加速信託機構健康發展的途徑：第一、根據目前我國信託業的規定，結合中國的經濟狀況，從處置國有不良資產、減持國有股、與金融租賃相結合、管理層收購、職工持股、銀行處理信貸資產、房地產、應收債權等領域創新信託產品；第二、引入國際上風險控制模型內控信託機構的風險，並採取信用評級的手段對信託投資公司和信託產品進行評級，從外部控制信託機構的風險；第三、提出信託投資公司應與銀行、證券、保險和租賃業相結合，在業務上相互補充，資源上共享，促進信託業的發展；第四、從完善信託立法、加強監管力度、健全信託投資公司個體自律和行業自律等方面完善信託的監管體系。
  18. To strengthen and improve the financial supervision system, it ' s necessary to establish various levels of supervisions involved with the government auditing, self - control of the institutions and direct of the society

    因此，這就需要研究包括官方監管、機構內控、行業自律和社會監督的多層次監管體系和加強國際銀行業監管的協調與合作，以達到建立和完善一國金融業監管的目的。
  19. In order to improve the efficiency of regulation and adapt the challenge from entry into wto, universal banking and stock trading on line, our country ' s securities regulations must be reformed. so we should balance justice, efficiency and stability of regulation object ; emphasize the integration between institutional supervision and functional supervision ; deregulate market entry, business scope and trading commission and emphasize behavioral regulation, prudential regulation and protective regulation ; and improve governmental regulation, self - regulation and the co - ordination of international securities regulation

    即在規制目標上要注重公平性、效率性和穩定性的權衡，在規制體制上要積極探索機構監管與功能監管相結合的途徑並加強各監管機構之間的協調，在規制內容上應在逐步放鬆對市場進入、業務范圍和傭金費率規制的同時，進一步強化證券業的行為規制、審慎性規制和保護性規制，在規制方式上要在完善政府外部監管的同時進一步加強行業自律管理和國際監管合作。
  20. This article raises the legal countermeasures of improving china ' s insurance supervision system. by setting up the objective, mode and principles, it gives the suggestion and conception for improving the insurance regulations, setting up information system, self - discipline, complying with the opening insurance situation and the nature of insurance supervision institutes and supervision with monetary industry. in a word, china ' s insurance supervision system must comply with china ' s own situation

    本文著重提出了完善我國保險監管體制的法律對策，在設定了我國保險監管的目標、模式及原則基礎上，對進一步完善保險法律法規、建立信息披露制度、充分發揮行業自律作用、順應對外開放保險市場形勢以及對保監會機構性質和實行金融混業監管提出了意見和構想。
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