證券上市條件 的英文怎麼說

中文拼音 [zhèngquànshàngshìtiáojiàn]
證券上市條件 英文
stock exchange listing requirements
  • : Ⅰ動詞(證明) prove; verify; demonstrate Ⅱ名詞1 (證據) evidence; proof; testimony; witness 2 (...
  • : 上名詞[語言學] (指上聲) falling-rising tone
  • : 同 「黻」[fú]
  • : Ⅰ名詞1 (細長的樹枝) twig 2 (條子) slip; strip 3 (分項目的) item; article 4 (層次; 秩序; 條...
  • : Ⅰ量詞(用於個體事物) piece; article; item Ⅱ名詞1. (指可以一一計算的事物) 2. (文件) letter; correspondence; paper; document
  • 證券 : bond; security; negotiable securities
  • 條件 : 1. (客觀的因素) condition; term; factor 2. (提出的要求) requirement; prerequisite; qualification
  1. For the purpose of these conditions, securities shall include but not be limited to the following investments shares in companies incorporated in any jurisdiction ; debenture stock, loan stock, bonds, notes, certificates of deposit, commercial paper or other debt instruments, including government, public agency, municipal and corporate issues ; warrants to subscribe for the above investments ; depositary receipts or other types of instruments relating to the above investments ; unit trusts, mutual funds and similar schemes established in any jurisdiction, options, whether on any investment herein described, on currencies, precious metals or other assets, or an option on an option ; contracts for the purchase or sale at a pre - agreed price and at a future date of any investment herein described or any currency, precious metal or similar asset ; viii contracts for differences or contracts on indices ; investments which are similar or related to any of the foregoing ; and unless otherwise expressly agreed, documents of title or documents evidencing title to investments previously deposited by the customer with the bank in connection with the provision by the bank of custody of investments and provision of securities services

    此等所指的包括但不限於以下投資項目i在任何司法管轄權區注冊成立之公司之股份ii包括由政府公共機構政府及企業所發行的債權股貸款股額債票據存款商業票據或其他債務票據iii以投資項目之認購權iv有關述投資項目之存款收據或其他種類之票據v在任何司法管轄權區成立之單位信託互惠基金及類似計劃vi述之任何投資項目貨幣貴金屬或其他資產之期權或期權之期權vii按預先協定價格及在將來日期買賣任何此等投資項目或任何貨幣貴金屬或類似資產之合約viii差價合約或指數合約ix類似或有關述任何一項之投資項目及x除非已另有明確的協定,客戶先前存放在本行之投資項目之所有權文或可明該等項目的所有權的其他文
  2. Facing with the adjustment blemish of the market and the government, knowledge problem and market growth degree etc, the article analyzes and arguments tmsm, the investment theory of the gapsm and two - mechanism forming reason and specialty of our country, and tries to explain and answer the question of breadth fluctuation, high risk, price decision, proceeds and investment strategy etc in the gapsm. since 80 ages, a series of the important development has all taken place in the world and the economy of our country, and it produced the deep influence on the growth of the security market, and particularly the information revolution, all markets forming one body and the quick development of the derivable security product brought the unprecedented macroscopic opportunity and power to the security market ; but at the same time our security market with the structure absurdity of participators, higher risk, irregular law, closed market, the validity of supervise and no science of market regulation does not accommodate to the macroscopic environment and so our country security market needs a new set of security theory with environment. according to the macroscopic and microcosmic environment, this article defines that our country security market is both a gapsm and the initial stage of the gapsm

    世紀80年代以來,世界和我國經濟都發生了一系列重大的變化,對場的發展產生了深刻的影響,尤其是信息革命、場一體化和衍生產品的迅速發展,給場的發展帶來了前所未有的宏觀機遇和動力,而同時我國場參與者結構的不合理、較高的風險、不規范的法律、場的不開放、監管的不完全以及不科學的場調控等微觀場環境與此宏觀環境並不適應,從而我國場需要一套適應環境變化的股票理論;本文就是以這一宏觀環境和微觀為依據,把我國場定義為既是政府主導型場又是場初期;並對我國場二元制產生的原因、特點及特殊性進行了分析,並通過我國政府調節的實例進行了論,並對投資理論和投資策略進行了研究,這對控制我國場的高風險以及獲取收益都具有重大意義。
  3. As a new financing instrument, since convertible bond came to the capital market of china, becase of its speclation and investment, it was accepted by government and companies and investors convertible bond may play an important role in broadening enterprises ' financing channels, enrich the variety of investing instruments and make our security market prosperous. csrc has issued the interrelated rules for public firms issue the convertible bonds. until the end of 2001, it has 55 firms plan to issue the the convertible bonds. but by end of 2002 only 5 firms issued the convertible bonds because of investor ' worry. but in 2003, the management strengthens the security market such as some public firms just to " fold money ", the convertible bonds become the most invest tools for the public firms refinance. only if the behavior of issuing convertible bonds is normalized our security market can tend towards a mature way, social capital can be optimized, and the public firms can also develop in an ample area. this paper base on the character of the convertible bonds

    國務院委員會在1997年3月25日頒發了《可轉換公司債暫行管理辦法》 ,又於2001年4月26日頒發了《公司發行可轉換公司債實施辦法》關于可轉換債的規定和例,對公司發行可轉換公司債的要求比配股、增發更為寬松,截止到2001年4月,有200多家公司夠發行可轉換債資格,到2001年底有55家公司計劃發行可轉換債,但受到一些公司通過配股、增發等「圈錢」的影響,投資者對公司通過發行可轉換債再融資是不得不持審慎態度, 2002年全年僅5家公司實施了可轉換債,共籌集資金41 . 5億元人民幣,從總體發行情況看,發行規模越來越小,利率越來越高,投資者認可程度越來越低,發行和交易狀況每況愈下。
  4. Without preferred stock, stock warrant and treasury stock, our countries " listed companies are lame. it is important for our country to carry out the exchanging businesses of preferred stock, stock warrant and treasury stock. it will not only avail in improving the capital stock structure of listed companies, but also give play to the capital mechanism in society resource distribution

    優先股、認股權、庫藏股都是股份制企業或公司不可或缺的品種或組成部分,並且在國外起著不可替代的作用,而中國場經濟下的股份有限公司只有普通股設置,是跛足而行,因此,也須設置優先股,並同時開展認股權交易及鼓勵庫藏股交易,進行場金融工具創新,從而改善公司的股本結構,充分發揮資本機制在社會資源配置中的功能和作用。
  5. Basing on the analysis of development of housing industry and housing fiance, we discussed the nessesary and practical obstacle, and raised : our country has not the conditions for cosmically developing the mbs now, the most important assigment preseantly is to creative conditions. and then combined with the situations of our country, we raised the countermeasures and suggestions

    在分析我國住宅業及住宅金融業發展狀況的基礎,論述了我國實施住房抵押貸款化的必要性及現實障礙,並提出:我國目前還不具備大規模開展住房抵押貸款化的,更主要的任務是為住房抵押貸款化創造各種和制度
  6. In this article, firstly the background of the textile trade conflicts within sino - us or sino - euro are introduced, thus learn that how to discern and dodge the foreign trade risks, how to choose the appropriate investment projects have already become one of the most important questions for exporting companies on foreign trade affairs well - known as high investment and high risk. so the main text makes a risk analysis qualitatively and quantitatively on a textile - exporting trading company from three angles of statistic 、 game theory and portfolio theory, which is the main content that we studied. firstly, the statistic article adopts data of the transaction closing price of the textile clothing index in shenzhen stock exchange at the end of each quarter as well as several other kinds of data reflecting the macro - economic changes, performs an empirical analysis of these data according to the theory of co - integration test 、 granger cause test and impulse response function of time series in economitric, and learn that the impact to ti is more obvious by the economic index reflecting local commodity price level and economic prosperity degree home and abroad, as well as the impact degree and the time lag degree, and knows the macro - economic risks faced by textile business enterprises ; after that by the game theory angle we analyze exactly the managing risks faced by one textile export corporation named beauty. from the game expansion chart the system arrangement between censor ways by exportation goal countries and exporting strategies by the exporting enterprises has been analyzed. involving the benefit assignment between them both the limited rounds and infinite rounds negotiations of cooperation games have been studied, and then country responsibility and the enterprise managing risks on foreign trade affairs and so on have been analyzed exactly ; in order to realize the investment multiplication in the certain degree to disperse the risk, the

    本文首先介紹了中美、中歐紡織品貿易爭端的來龍去脈,由此可知在涉外貿易這種以高投入、高風險著稱的行業里,如何甄別和規避外貿風險、如何選擇合適的投資項目已經成為外貿企業的首要問題。因此,正文分別從統計學、博弈論和投資組合三種角度對涉外紡織品貿易公司風險進行了定性和定量的分析,這也是本文的主要研究內容。首先,統計學篇選取了深圳交易所行業分類指數?紡織服裝指數( ti )每一季度末的交易收盤價和若干種反映宏觀經濟變化的指標,利用計量經濟學中時間序列的協整檢驗、 granger因果檢驗和脈沖反應函數等理論做實分析,從而得知反映國內物價水平和國內外經濟景氣程度的經濟指標對紡織板塊值的沖擊比較明顯,且可知沖擊程度和時滯度,進而分析出涉外紡織企業所面臨的宏觀經濟風險;接著,從博弈論的角度具體分析一家紡織品出口公司( beauty )的外貿活動所面臨的各種經營風險,該篇從博弈擴展圖入手,分析了出口目的國審查方式與本企業出口策略之間的制度安排;並圍繞雙方的利益分配,研究了有限回合和無限回合合作談判博弈,然後具體論述了國家責任和企業涉外經營風險等問題;在一定程度為了實現投資多元化來分散風險的目的,投資組合篇從經典的markowitz模型著手,在一些特定的限制下,給出了一個相應的投資組合模型。
  7. This paper makes the general and specific economic consequences analysis of business combinations by stock exchange which use the pooling of interests method, then points out that the pooling of interests method ’ s proper limitation leading to its abolishment on international is unavoidable base on the analysis as well as the environment of chinese current stock market. however, because of the condition to use purchase method currently in china is not mature, it is impossible to abolish the pooling of interests method in china nowadays

    本文對使用權益結合法的換股合併進行了總體和案例相結合的經濟後果分析,在此基礎,結合我國當前場的環境,指出權益結合法自身的缺陷導致了在國際取消其應用已是大勢所趨,但當前我國購買法使用的還不成熟,因此在我國當前不可能取消權益結合法。
  8. Neither the bank, its associates, nor any of their directors, officers or employees, shall be liable to the customer for any expenses, loss or damage suffered by or occasioned to the customer by reason of any action taken or omitted to be taken by any one or all of the bank, its associates, their directors, officers, employees or agents pursuant to these conditions or in connection therewith other than as a result of the fraud, wilful default or negligence of the bank, its associates, their directors, officers, employees or agents ; the bank s failure in good faith to honour any stop - payment instructions given by the customer ; the presentation to the bank of any cheque or other payment order which is post - dated ; the bank failing to honour any draft drawn on it by the customer, but the bank shall immediately return such draft to the customer through the normal channels giving the reason for the dishonour ; any loss, damage, destruction or misdelivery of or to the securities howsoever caused unless the same shall result from the negligence of, or theft by, the bank or its associates or any of their directors, officers or employees, in which event the extent of the liability of the bank shall be limited to the market value of such securities at the date of discovery of the loss and even if the bank has been advised of the possibility of such loss or damage ; unauthorised use or forging of any authorised signature as a result of the negligence, wilful default or fraud of the customer ; subject to condition 5. 5, any act or omission, or insolvency of, any person not associated with the bank including, without limitation, a third party nominee or depositary ; viii the collection or deposit or crediting to the custodian accounts of invalid, fraudulent or forged securities or any entry in the custodian accounts which may be made in connection therewith ; any malfunction of, or error in the transmission of information caused by, any electrical or mechanical machine or system or any interception of communication facilities, abnormal operating conditions, labour difficulties, acts of god, or any similar or dissimilar causes beyond the reasonable control of the bank and notwithstanding paragraph, the error, failure, negligence, act or omission of any other person, system, institution or payment infrastructure

    本行其聯系人士其各董事高級人員或雇員均毋須向客戶因以下理由而使客戶蒙受或產生之任何開支損失或虧損負責: i本行其聯系人士其董事高級人員雇員或代理人根據此等採取或遺漏採取有關之行動,但由於本行其聯系人士其董事高級人員雇員或代理人之欺詐行為故意失責或疏忽所造成者除外ii本行本真誠地未能依約替客戶執行止付指示iii向本行提交任何遠期支票或其他付款指示iv本行未能兌現由客戶開出之匯票,但本行將立即透過正常渠道將該匯票退回客戶,並解釋拒付之理由v無論如何導致之任何之損失損毀毀壞或錯誤交付除非述各項乃因本行或其聯系人士或其任何董事高級人員或雇員之疏忽或盜竊所引致,而在該等情況下,本行的責任將只限於在發現損失當日該等值,以及即使本行已獲知該等賠償之可能性vi因客戶之疏忽故意失責或欺詐行為而導致的任何偽造授權簽名或不獲授權使用該簽名vii在第5 . 5 a之規限下,與本行無關者之任何行動或遺漏或無償債能力包括但不限於第三者代名人或寄存處viii代收或存入或貸存於保管人賬戶的無效偽造或假冒或在保管人賬戶記入可能與此有關之賬項ix任何電子機械或系統失靈或因該等機或系統產生的資料傳送錯誤或任何通訊設施之終斷不正常操作情況勞工問題天災或非本行所能合理控制之任何類似或非類似原因及x盡管有第ix項,任何其他人系統機構或付款設施的錯誤故障疏忽行動或遺漏。
  9. On the basis of that, state ? wned shares lessening has many conditions to achieve complete success started from the reality in china. it is mainly analyzed from three aspects : the number of inhabitant deposits, intensive wishes of government, the mental and economic ability of the investor enduring the risk of the securities market

    在此基礎,從我國現實國情出發,從居民存款的數量、政府強烈的減持願望、投資者承接場風險的心理能力和經濟能力三個方面論了國有股減持所需的各種均以具備,國有股減持完全可以取得成功。
  10. The securities supervision and administration institution under the state council may authorize securities exchanges to verify and approve applications for listing of stocks pursuant to legal terms and legal procedures

    國務院監督管理機構可以授權交易所依照法定和法定程序核準股票申請。
  11. Also they could be treated as deposit or court guarantee. some bondholders also obtain capital from bond dealers by trading rs rp and this deal will not affect their interest payments. however this high liquidity feature is not for all financial bonds and corporate bonds and it depends on issuers credit rating and operating revenue

    三流動性高:政府公債可隨時在銷售,也可充當押標金或保之用,或利用附交易方式向債自營商取得資金周轉公司債則須看發行公司之債信及營收狀況。
  12. Article 23 - 1 a stock exchange shall, at its business premises, provide the commission for its inquiry with all papers, accounting books, lists, records, contracts and relevant examining and proving documents regarding the listing, transaction, monitoring, clearing, settlement and the auditing of the finance and business of a securities firm

    第23 - 1交易所應于營業處所備置所有有關有價、交易、監視、結算交割及商財務業務查核之憑、單據、帳簿、表冊、紀錄、契約及相關審查及明文,供本會調閱查核。
  13. By the discussion of the " marketing ration ", the formulating principles of new stock price in the future circulating transitional period, and the conditions of changing " checking system " to " registry system ", it emphasizes the marketing construction of new stock issuing system ; it emphasizes the use of marketing methods in order to improve the supply - demand relations, and balance the excessive speculation ; it emphasizes the importance of market measure in counteracting excessive speculation by effectively improving the supply - demand relation, the importance of regulating and raising the action ability of the market main body, the necessity of governmental funtion transformation and the completion of management structure in listed companies

    論文最後探討了研究新股短期價格行為對中國場發展的啟示。通過對當前「值配售」 、未來全流通過渡中新股發行價的制定原則以及實行「核準制」向「注冊制」轉變的的討論,強調新股發行制度改革的場化建設;強調利用場化手段,平衡過度投機行為,有效改善供求關系;強調規范和提高各場主體的行為能力,切實解決政府職能轉換、公司治理結構完善等問題。
  14. The government issued a consultation paper on 7. 1. 05 to seek views on specific legislative proposals to amend sfo to give statutory backing to major listing requirements

    政府於2005年1月7日發出諮詢文,就修訂及期貨例以賦予主要要求法定地位的具體立法建議徵詢意見。
  15. The government issued a consultation paper on 7 january 2005 to seek views on specific legislative proposals to amend sfo to give statutory backing to major listing requirements

    政府於2005年1月7日發出諮詢文,就修訂《及期貨例》以賦予主要要求法定地位的具體立法建議徵詢意見。
  16. The securities regulatory body of the state council may empower a security exchange to approve stock listings in line with legally prescribed conditions and procedures

    國務院監督管理機構可以授權交易所依照法定和法定程序核準股票申請。
  17. Corporate governance exists in the company in every kind. shareholder structure in chinese stock market originates from non - liqudity of rights of control, this is passive give - up or compulsory give - up, it was system selection under public ownership in that time. along with deepening of economic reform and pluralization of sharehold structure, as a special commodity, rights of control bring about the need of liqudity, this is internal reson of circulating system, is also

    公司治理就以各種形式存在於企業之中。中國股權分置起源於控制權的非流動性,這是被動放棄或強制放棄,是當時在公有制下的制度選擇。隨著經濟改革的深化和股權結構的多元化,控制權作為一種特殊商品日益產生了流動性需求,這是全流通制度的內在動因,也是現代商品經濟的合理訴求。
  18. As an important part of one country ' s capital market, the fundamental differences between growth enterprises securities market ( gesm ) and main board market of china do not rest with different listing standards or listing objects, but the innovation of legal system in such areas as establishment and operation model, listing system, trading system, supervision and management, withdrawing system and so on in gesm

    創業權場簡稱為創業板場,又稱二板場,它是與傳統主板場在資源、、交易方式、監管手段等方面有顯著差別的新場的總稱。創業板場除包括由交易所設立的狹義的第二板場外,還涵蓋了櫃臺交易場中有組織的集中報價與交易系統以及主要為高成長性的中小企業與高科技企業服務的交易所。
  19. Under the present conditions. the foundation of carrying out mbs in china is still quite frail and to bring mbs to practice in a large scale is beyond the means. besides, although there is potential requirement for mbs, it is actually not obviously urgent. to enlarge the source of capital in fundamental market and to stir the need of housing are regarded as the reasons for adopting mbs. this paper is intened to comment on it and in the mean time to research into the marketing situation and the institutional situation by using the successful experiences of american and western countries for inference, so as to put forward the opinion that the main task of china ' s carrying out mbs is to create favorable marketing and institutional conditions for them and. to improve responding marketing system to foster the exterior environment for the implementation of mbs so as to enable the institutional law system, instead of the non - institutional administrative support, to ensure the success of carrying mbs into execution

    在目前下,中國推行住房抵押貸款化的基礎還十分脆弱,基本不具備大規模開展住房抵押貸款化的,雖然有進行住房抵押貸款化的潛在要求,但就其緊迫性而言並不十分突出。擴大抵押貸款一級場資金來源與提高住房場有效需求被認為是在我國實行住房抵押貸款化的重要依據。本文主旨是對我國實施住房抵押貸款化進行研究,主要思路是結合我國國情,同時借鑒美國及西方一些發達國家的成功經驗,就實施住房抵押貸款化所需具備的和制度進行探討,提出當前我國實行住房抵押貸款化的主要任務是為住房抵押貸款化創造各種和制度,完善相應的場制度以培育實施資產化所需要的外部,讓制度性的法規體系而不是非制度性的行政支持來確保我國資產場的逐步形成和健康發展。
  20. In designing the listing rules of china ' s gesm, we should keep to the basic principles as follows : the listing standards should be relatively loose ; gesm should be a market in which stocks can mobile completely freely ; the minimum holding shares and the sale of shares of main stockholders must be limited ; gesm should relax the re - financing conditions such as allotment of shares ; and the acquisition and merger should be more active in gesm than in main board market

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