證券業務 的英文怎麼說

中文拼音 [zhèngquànyèwù]
證券業務 英文
stock exchange transaction
  • 證 : Ⅰ動詞（證明） prove; verify; demonstrate Ⅱ名詞1 （證據） evidence; proof; testimony; witness 2 （...
  • 業 : Ⅰ名詞1 （行業） line of business; trade; industry 2 （職業） occupation; profession; employment; ...
  • 務 : Ⅰ名詞1 （事情） affair; business 2 （姓氏） a surname Ⅱ動詞1 （從事; 致力） be engaged in; devote...
  • 證券 : bond; security; negotiable securities
  • 業務 : vocational work; professional work; business; service; traffic; transaction
  1. Operations with promissory notes, bills of exchange and other securities

    票據和其他有價證券業務
  2. But the quid pro quo was the glass - steagall act of 1933, which separated the roles of commercial and investment banking

    但取而代之的是1933年《格拉斯? ?斯蒂格爾法》的出臺，該法案規定銀行貸款業務與證券業務嚴格區分。
  3. When the aggregate total of margin financing [ for that type of security ] in securities business money lending, in the margin trading market, and in securities settlement financing by securities finance enterprises as referred to in the preceding paragraph exceeds 20 percent of the listed shares or number of beneficiary units of that type of security, the remainder under the limit shall be distributed proportionally ; the distribution method shall be drafted by the tsec and submitted to the competent authority for final approval

    前項辦理證券業務借貸款項與信用交易市場及證券金融事業辦理有價證券交割款項之融資餘額合併計算超過該種證券上市股份或受益權單位數之百分之二十時，應依比例分配所餘額度，其分配方式由證券交易所擬訂，並報主管機關核定。
  4. Former ssb analyst jack b. grubman, in settlement of the charges against him, 1 which he neither admits nor denies, has agreed to pay 7. 5 million as disgorgement and an additional 7. 5 million in penalties which he may not treat as tax deductible or seek to recover from an insurance carrier or other third party

    而其中三家銀行的一些明星分析師和銀行家則被指控本身簽發了欺詐性的研究報告。因此，美林前明星網際網路分析師grubman和henry blodget則雙雙個人被罰，前者罰款1500萬美元，後者罰款4萬美元，並終生禁止從事證券業務。
  5. The main scope of bcpa s business entrusted by the chinese - foreign joint ventures, the chinese - foreign contractual joint ventures, the foreign capital enterprises and other foreign economic organizations, big and medium sized state enterprises, share - holding companies with limited liability and companies with limited liability, to prepare feasibility s study and analysis for investment and development projects of enterprises ; to undertake assets valuation ; to verify the capital of enterprises ; to formulate accounting systems ; to design computerized program for accounting ; to keep accounts for clients ; to offer consultation service and prepare tax returns for clients ; to audit accounting statements for enterprises ; to audit statements of securities business ; to undertake the auditing work of enterprises in their merger, separation and liquidation ; to do the required auditing when the legal representative of an enterprise leaves his her post ; to serve as the standing accounting advisers for enterprises ; to help draft contracts, articles of association and economic documents ; to prepare analysis of economic activities and forecast of operating activities ; to train accounting financial management personnel and to examine evidences in economic cases, etc. by offering high efficiency, fine quality and comprehensive service and outstanding performance bcpa has gained the confidence o its clients and established good and stable and 3, 000 clients

    本所業務范圍主要是：接受中外合資中外合作外商獨資和其他外商經濟組織，以及國有大中型企業股份有限公司有限責任公司等的委託，為企業投資開發項目進行可行性研究分析承辦資產評估驗證企業資本設計會計制度編制會計電算程序代理記帳提供咨詢服務稅務代理服務受理企業會計報表審計證券業務審計企業合併分立清算事宜中的審計企業法人離任審計為企業承擔常年會計顧問協助擬定合同章程和經濟文件經濟活動分析和經營活動預測培訓會計財務管理人員以及鑒證經濟案件等項業務。本所以高效優質全面的服務，卓著的業績取得了廣大客戶的信任，與3000餘家客戶建立了良好的穩定的合作關系。
  6. After a securities firm has been approved by the competent authority to conduct securities business money lending, if its regulatory capital adequacy ratio falls below 200 percent for two consecutive months, it shall suspend such lending, which may resume only after the securities firm is in compliance with regulations for three consecutive months and is approved by the competent authority ; if the securities firm has already received approval to conduct such lending but has not begun doing so, it shall suspend proceeding

    證券商經主管機關核準辦理證券業務借貸款項后，自有資本適足比率連續二個月低於百分之二百者，應停止辦理本項業務，俟連續三個月符合規定並報經主管機關核準后，始得恢復；其已獲準辦理而尚未辦理者，應停止辦理。
  7. " money lending in connection with securities business " in the preceding paragraph means any financing business the securities firm and customer agree to engage in to meet settlement needs for purchases of exchange - listed or otc - listed securities by the customer

    前項所稱證券業務借貸款項，指證券商與客戶約定，為因應客戶購買上市或上櫃有價證券交割之需，所從事之資金融通業務。
  8. The hkma will also collect regular information from ais on their securities - related activities by means of a revised prudential return

    金管局亦會以經修訂的審慎監管申報表定期向認可機構收集有關證券業務的資料。
  9. Other securities businesses approved by the state council securities regulatory body

    （四）經國務院證券監督管理機構核定的其他證券業務。
  10. 4 other business verified by the securities regulatory authority under the state council

    四經國務院證券監督管理機構核定的其他證券業務。
  11. No securities firm may engage in securities business or other business beyond the scope of business verified

    證券公司不得超出核定的業務范圍經營證券業務和其他業務。
  12. Securities companies shall not operate securities or other types of business beyond the approved scope of business

    證券公司不得超出核定的業務范圍經營證券業務和其他業務。
  13. Lucas shen - lun chang is a partner at wilson sonsini goodrich & rosati and specializes in corporate and securities transactions, as well as intellectual property counseling

    張振倫是威爾遜.桑西尼.古奇.羅沙迪律師事務所的合人律師，專精公司和證券業務以及知識產權諮詢。
  14. It will in fact be a statutory condition of registration for banks that each member of staff engaged by them in securities business is a fit and proper person

    事實上，作為銀行申請注冊的法定條件，銀行內從事證券業務的每位職員都必須是適當人選。
  15. Supervision of authorized institutions securities and mpf activities in the light of the commencement of the new regulatory regime for the securities industry on 1 april 2003, the hkma will deploy additional resources to perform its new statutory duties. the new functions will include advising the sfc on the fitness and propriety of ais applying for registration with the sfc, giving consent to ais executive officers who are responsible for directly supervising securities business, maintaining the public register of ais securities staff, and exercising disciplinary sanctions

    鑒于新的證券業監管架構將於2003年4月1日生效，金管局將會調配額外資源來履行新的法定職能，其中包括就申請獲得證監會注冊的認可機構是否符合適當人選的準則向證監會提供意見、就認可機構負責直接監督證監業務的主管人員給予同意、備存認可機構從事證券業務員工的紀錄冊以供公眾查閱，以及執行紀律制裁。
  16. The brokers basic fee for purchasing or selling securities as an agent

    經紀商代理客戶買賣證券業務收取的基本費用。
  17. " in late 2000 to facilitate its off - site review of the securities business of institutions that are exempt dealers

    ，以便對具有獲豁免交易商資格的認可機構的證券業務進行非現場審查。
  18. Banks have been engaging in securities business in the capacity of " exempt dealers " under the existing regulatory regime

    根據現有的監管架構，銀行是以獲豁免交易商的身份參與證券業務。
  19. The hkma, in supervising the securities business of these exempt dealers, applies standards that are equivalent to those imposed by the sfc on registered dealers

    金管局按照等同證監會對注冊交易商實施的標準，監管這些獲豁免交易商的證券業務。
  20. Of the securities business of authorized institutions that are " exempt dealers ". such institutions are exempt from the need to be registered under the securities ordinance and are not subject to the supervision of the

    金管局在2000年2月把證券業務審查專家小組的數目由1組增加至3組；這些小組負責對具有獲豁免交易商資格的認可機構的證券業務進行
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