證券買賣商 的英文怎麼說
中文拼音 [zhèngquànmǎimàishāng]
證券買賣商
英文
securities dealer-
A securities firm shall transmit the information about any delivery and redelivery of underlying securities and collateral securities to the securities exchange or the over - the - counter securities market, with a copy to the centralized securities depository enterprise for delivery of the securities by book - entry transfer, or a notice to the clearing bank for account transfer registration
證券商應將標的證券及擔保品證券之交付及返還等資料傳送證券交易所及證券櫃臺買賣中心,轉知證券集中保管事業辦理有價證券撥付作業,或通知清算銀行辦理轉帳登記。For the purpose of these conditions, securities shall include but not be limited to the following investments shares in companies incorporated in any jurisdiction ; debenture stock, loan stock, bonds, notes, certificates of deposit, commercial paper or other debt instruments, including government, public agency, municipal and corporate issues ; warrants to subscribe for the above investments ; depositary receipts or other types of instruments relating to the above investments ; unit trusts, mutual funds and similar schemes established in any jurisdiction, options, whether on any investment herein described, on currencies, precious metals or other assets, or an option on an option ; contracts for the purchase or sale at a pre - agreed price and at a future date of any investment herein described or any currency, precious metal or similar asset ; viii contracts for differences or contracts on indices ; investments which are similar or related to any of the foregoing ; and unless otherwise expressly agreed, documents of title or documents evidencing title to investments previously deposited by the customer with the bank in connection with the provision by the bank of custody of investments and provision of securities services
此等條件所指的證券包括但不限於以下投資項目i在任何司法管轄權區注冊成立之公司之股份ii包括由政府公共機構市政府及企業所發行的債權股證貸款股額債券票據存款證商業票據或其他債務票據iii以上投資項目之認購權證iv有關上述投資項目之存款收據或其他種類之票據v在任何司法管轄權區成立之單位信託互惠基金及類似計劃vi上述之任何投資項目貨幣貴金屬或其他資產之期權或期權之期權vii按預先協定價格及在將來日期買賣任何此等投資項目或任何貨幣貴金屬或類似資產之合約viii差價合約或指數合約ix類似或有關上述任何一項之投資項目及x除非已另有明確的協定,客戶先前存放在本行之投資項目之所有權文件或可證明該等項目的所有權的其他文件。If individual investor wants to buy national debt in the commercial bank, can build in workers and peasants wait for commercial bank bar to buy, but be confined to a part to be able to be planted in the certificate of business of commercial bank bar, for example 02 national debt 15, 03 national debt 01 wait, you can seek advice to each big bank bar, also can buy proof type national debt, should meet september new proof type national debt is issued
個人投資者假如想在商業銀行購買國債,可以到工農中建等商業銀行櫃臺購買,但僅限於部分可以在商業銀行櫃臺買賣的券種,例如02國債15 、 03國債01等,你可以到各大銀行櫃臺咨詢,也可以購買憑證式國債, 9月份應該就會有新的憑證式國債發行。A dealer who maintain firm bid and offer prices in a given security by standing ready to buy or sell round lots at publicly quoted prices
進行買和賣雙邊確定報價的證券交易商。做市商在交易時間內隨時按公開報價進行買賣整手的證券。The currently proposed scope of the qualifying transactions includes the typical transactions carried out by offshore funds in hong kong, namely transactions in securities, in futures contracts, in foreign exchange contracts, in the making of a deposit other than by way of a money - lending business, in foreign currencies and in exchange - traded commodities
現時建議的指明交易的范圍涵蓋離岸基金通常在香港進行的交易,即證券期貨合約外匯交易合約外幣在交易所買賣商品及並非以放債業務形式作出存款的交易。Article 21 a securities firm shall on a daily basis transmit information about the transaction amount, transaction details, and outstanding balance with respect to securities lending transactions for each customer, to the securities exchange or the over - the - counter securities market, and the latter shall compile such information and publish the outstanding amount of all securities lending transactions before the opening of market on the next business day
第21條證券商應每日將其客戶借貸額度、借貸之交易明細與餘額等資料傳送證券交易所及證券櫃臺買賣中心,由證券交易所及證券櫃臺買賣中心匯計,于次一營業日開市前公告有價證券借貸交易餘額。2 entrusts a broker inside the negotiation clicking system : open a gtsm account at any securities firm and through the broker, investors can negotiate with all the underwriters to trade in the emerging stock market
一委託證券經紀商議價點選系統內議價:在任何一家證券經紀商開立櫃臺買賣帳戶,即可透過該證券經紀商與所有的推薦證券商議價買賣興櫃股票。After reviewing the quote from the recommending securities firm, if an investor is interested in trading, the following two ways can be used : 1 entrusts a broker : on be half of the investor, brokers may proceed to negotiate with market makers and settle the price according to the appointed price by the investor ; but the designated trade orders automatically become undesignated after 20 minutes if the orders remain unmatched. 2 direct negotiation : negotiate with the market maker directly via phone or in person if their order volume is above 100, 000 shares
如果投資人的委託價格達到推薦證券商的報價價格範圍時起五分鐘內,推薦證券商必須在他的報價數量范圍內至少一仟股負點選成交的義務但推薦證券商已無庫存部位者,得免賣出報價及成交義務推薦證券商持有部位已達原始推薦數量三倍以上者,得免買進報價及成交義務。Bank - securities transfer is a business launched by icbc for facilitating the clients to trade securities and foreign exchange whereby icbc accepts an investor ' s trust order, uses its own electronic transfer system, automatically transfer funds inwards or outwards
銀證轉賬業務是工商銀行為了方便客戶買賣證券和外匯,接受投資者的委託,利用本身先進的電子自動轉賬系統,自動相互轉入或轉出資金。Administer securities firms trading on gtsm
櫃臺買賣證券商之管理。Trading the short - term buying and selling of goods or securities to make a profit
交易短期買賣商品或有價證券以獲取利潤。The brokers basic fee for purchasing or selling securities as an agent
經紀商代理客戶買賣證券業務收取的基本費用。The securities and exchange law requires the classification of securities firms into securities underwriters, propriety traders, and securities brokers. amongst which, securities underwriters conducts business in the primary markets, while propriety traders and securities brokers engage in secondary market businesses such as propriety trading and securities brokerage services
證券交易法第六條對有價證券有明文定義同法第十六條更明文將證券商劃分為承銷商自營商及經紀商,其中承銷商即是從事初級市場業務,自營商及經紀商則是從事自營買賣及居間行紀等次級市場業務。In the efforts to address this issue, provide a legal, secure and transparent market, the securities and futures commission under the ministry of finance asked gretai securities market to embark on the planning for establishment of a market system
興櫃股票,就是指已經申報上市櫃輔導契約之公開發行公司的普通股股票,在還沒有上市櫃掛牌之前,經過櫃臺中心依據相關規定核準,先在證券商營業處所議價買賣者而言。2 trading market secondary market : the market for investors to trade bonds or for bondholders to sell bonds for cash. recently, bond tradingmainly deals in the otc market, only a few bond trading prosecutes onthe main market. in order to make bond trading more smoothly and safely, gtsm sets up all kinds of regulations to standardize the market
實務上由於各種類債券幾全在證券櫃臺買賣中心掛牌上櫃,加上證券商營業處所議價買賣債券的交易與結算交割法規均系由證券櫃臺買賣中心所制定,故提到債券店頭市場,即系指證券櫃臺買賣中心的市場。Article 17 when a securities firm conducts securities business money lending and its customer uses purchased securities as collateral, the outstanding balance of financing to the customer may not exceed 150 percent of the securities firm ? s net worth ; the combined total of the outstanding balance of financing extended to the customer for securities margin purchase and short sales business plus securities business money lending may not exceed 400 percent of the securities firm ? s net worth
第17條證券商辦理證券業務借貸款項,客戶以其買進證券為擔保者,對客戶融通餘額不得超過其凈值百分之一百五十;辦理有價證券買賣融資融券業務與證券業務借貸款項合併計算后,對客戶融通餘額不得超過其凈值百分之四百。The securities firm and customer shall agree that prior to the expiration of the financing period, the customer may use its securities trading funds balance to repay money lending
證券商應與客戶約定,融通期限屆滿前,客戶得以有價證券買賣結餘款償還借貸款項。The program is fully supported by 18 e - cert merchant partners offering a diversified range of online services including e - banking, e - shopping, online securities trading, e - government, online personal credit reports services, online auction and online travel services
密密用即時獎計劃獲18家參與商號全力支持,提供網上銀行、購物、證券買賣、政府、個人信貸報告、拍賣及旅遊等多元化電子服務。For securities firms to use as a source of securities for conducting securities margin purchase and short sale business
三、供證券商辦理有價證券買賣融資融券業務之券源。For securities firms to use as a source of securities to return collateral to customers in conducting securities margin purchase and short sale business
四、供證券商因應有價證券買賣融資融券業務,作為返還客戶擔保品之券源。分享友人