證監會 的英文怎麼說

中文拼音 [zhèngjiānkuài]
證監會 英文
securities and futures commission [sfc
  • 證 : Ⅰ動詞（證明） prove; verify; demonstrate Ⅱ名詞1 （證據） evidence; proof; testimony; witness 2 （...
  • 監 : 監名詞1. （古代官府名） an imperial office 2. （姓氏） a surname
  • 會 : 會構詞成分
  1. Csrc shall refuse to accept its application for publicly issuing securities or other matters subject to approval, and shall circularize its records on bad credits to the sasac, china banking regulatory commission and the relevant local government

    中國證監會不受理其公開發行證券的申請或其他審批事項，並將其資信不良記錄向國資委、中國銀行業監督管理委員會和有關地方政府通報。
  2. To empower sfc to impose civil sanctions, namely public reprimands, disqualification orders and disgorgement orders, on the primary targets for breaches of the statutory listing rules made by sfc under the amended part ix of the sfo

    賦權證監會，在證券及期貨條例經修訂的第ix部下，向違反證監會制定的法定上市規則的重點對象施加民事制裁，即作出公開譴責取消資格令及交出款項令。
  3. To empower the market misconduct tribunal to impose, in addition to existing sanctions such as disqualification orders and disgorgement orders, new civil sanctions, namely public reprimands and civil fines, on the primary targets, i. e. issuers, directors and officers, for breaches of the statutory listing rules made by sfc ; and

    賦權市場失當行為審裁處對違反證監會所訂立的法定上市規則的重點對象，即發行人董事及高級人員，除可施加現有制裁如發出取消資格令和交出款項令之外，還可施加新的民事制裁，即作出公開譴責和施加民事罰款及
  4. Wing lung futures, wing lung bank, ho, chow and tam have had clean records with the sfc and the hkma ; and

    永隆期貨永隆銀行何周及談並無受證監會及金管局紀律處分的紀錄及
  5. Two foreign exchange brokers, charged by the icac, were today ( friday ) jailed for their roles in frustrating an investigation by the securities and futures commission ( sfc ) in relation to market manipulation of the trading in shares of publicly listed shanghai land holdings limited ( shanghai land )

    兩名外匯經紀，因妨礙證券及期貨事務監察委員會（證監會）就上海地產控股有限公司（上海地產）操控股價造市的調查，被廉政公署拘控。兩人今日（星期五）同被判囚。
  6. Recently ( on june 2, 2005 ) the negotiable securities surveillance management committee presidents still the forint proposed the negotiable securities surveillance management committee must adopt five measures impetuses capital market reform which includes further consummated of the withdraw law system of listed company in the world stock market forum speech

    最近（ 2005年6月2日）證監會主席尚福林在世界證券交易所論壇的講話中提出證監會要採取五項措施推動資本市場改革，其中就包括了進一步完善上市公司退市機制。
  7. Sfc prosecutes and sfc and hkma jointly discipline

    證監會檢控及證監會與金管局聯合
  8. Us sec vs us mutual fund managers : regulation and cooperation

    美國證監會與共同基金
  9. We discuss the formats and contents of those annual, semiyearly and quarterly reports from a listed company

    文中以中國證監會的規定為線索簡要介紹年報、半年報和季報的內容與格式。
  10. Sehk - sfc listing liaison committee meetings

    聯交所證監會（上市）聯絡委員會會議
  11. Sfc prohibits tong chi ping from re - entering the industry

    證監會禁止唐子?重投業界
  12. Press releases on enforcement actions taken by sfc

    有關證監會採取執法行動的新聞稿
  13. Reply dated 24. 10. 02 from the chairman of sfc

    證監會主席2002年10月24日的覆函
  14. Memorandum of understanding between the hkma and the sfc

    金管局與證監會的諒解備忘錄
  15. What is the merit of splitting the sfc chairman post

    分拆證監會主席職位有甚?好處？
  16. Committee on unit trusts sf

    單位信託委員會證監會
  17. Bank name bank account no. ( a ) i am / we are an employee or agent of a member of the stock exchange, or registered person of the sfc

    銀?名稱：銀?戶口號碼：本人/吾等是香港?合交?所之雇員或代?人或證監會之注冊人。
  18. An alphabet soup of institutions - - from the aicpa ( american institute of certified public accountants ) to the sec and the asb ( auditing standards board ), eitf ( emerging issues task force ) and fasb ( financial accounting standards board ) to the pob ( public oversight board ) - - all have important roles in our profession ' s regulatory framework

    一堆七葷八素的機構- -從美國注冊會計師協會到美國證監會，再到審計準則委員會，緊急問題工作組，財務會計準則委員會再到公眾監督委員會- -所有這些機構在我們的職業規范框架中都發揮了重要作用。
  19. The illegal environment of chinese security market, the governance defect of the listed companies and the imperfection of the self - disciplining organization are the main factors which lead to the low inevitable illegal cost of the lawbreakers, and the security legislation and judicature problems, the supervision defect and the blocked channels to the supervision by the media and the masses etc. are

    而導致我國證券市場違法的可能性成本較低的原因有：證券立法不完備；在司法過程中沒有全面發揮法律責任的功能；證監會角色定位模糊，監管理念不清；媒體和社會大眾對證券違法行為的監督渠道不暢等。
  20. The third chapter mainly focuses on the civil indemnity liability originating from the securities manipulation. to begin with, the first part ascertains that such kind of torts generally trepasses on the object of so - called " pure economic interest ' mn next part, it demonstrates in detail the requisites with which would incur a civil damage liability. regarding the fault ( including both intention and negligence ), it put forward a viewpoint that we should impose the civil liability upon manipulations of chinese securities market on the basis of constructive fault principle. about the question of iniuria ( wrong ), the author studies two aspects, one is assumption of risk, the other is the model of determining iniuria and solutions proposed

    其中第一節首先明確了操縱市場這種侵權行為的客體即所謂「純粹財產上利益」 。第二節具體闡明了操縱市場行為民事賠償責任的構成要件。在過錯部分提出要以推定過失責任原則為基礎追究我國證券市場操縱行為的民事責任，違法部分研究了自甘冒險行為和違法認定模式及對策兩個問題，其中違法認定模式是一個創新，對改變我國目前證券市場民事索賠必須先由證監會認定違法的機制給予了批判。
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