dealing in securities 中文意思是什麼

dealing in securities 解釋
證券交易；證券買賣
  • dealing : n. 1. 待遇；處置。2. （對人的）行為，舉動。3. 〈pl. 〉 生意，交易；交際。4. 紙牌的分發。
  • in : adv 1 朝里，向內，在內。 A coat with a furry side in有皮裡子的外衣。 Come in please 請進來。 The ...
  • securities : 期貨
  1. From a macro angel, the author penetrates the current situation and the damage of the inside dealing to securities market and probes into the social surroundings nourishing the inside dealing. and then, from a micro angel, the author makes a clear specification on the requisite elements of the inside dealing in order to improve the feasibility of affirming inside dealing. then, at theory and institution level, the author deeply probes into the problems of substantive law and procedural law involved in improving our civil liability of the inside dealing

    由此，本文以保護投資者合法的私權利益為基點，以健全我國內幕交易民事責任制度為核心，從宏觀上透視了我國證券市場內幕交易行為的現狀和危害，分析了我國滋生內幕交易行為的社會環境，從微觀上對內幕交易行為的構成要件進行了清晰的釐定，增強了內幕交易行為認定上的可操作性；然後，從理論和制度層面上，對健全和完善我國內幕交易民事責任制度所涉及的實體法和程序法問題進行了深入的探討。
  2. The author attempts to build up the theoretic frame work of such marketing mechanism ; ( 2 ) try to orient security companies as financial service enterprises dealing with intangible service commodity, and the clear orientation will facilitate that security companies make their effort to develop " service commodity " ; ( 3 ) to define the terms of the subject, object and carrier in securities market and to clarify the relationship among these factors

    其次，將證券公司定位為金融服務性企業，它所經營的是具有無形性特徵的服務產品。明確的服務定位，有利於證券公司在開發「服務產品」上下功夫。第三，界定了證券市場主體、客體、載體的概念和相互關系。
  3. 2. mr chow was a representative accredited to wing lung securities limited and wing lung futures limited, licensed and approved as a responsible officer to carry on type 1 dealing in securities and type 2 dealing in futures contracts regulated activities

    2 .周曾經是隸屬于永隆證券有限公司及永隆期貨有限公司的代表，及曾獲發牌及核準為進行第1類證券交易及第2類期貨合約交易受規管活動的負責人員。
  4. 4. mr tam is a representative accredited to wing lung securities limited and wing lung futures limited, licensed and approved as a responsible officer to carry on type 1 dealing in securities and type 2 dealing in futures contracts regulated activities respectively

    4 .談現時是隸屬于永隆證券有限公司及永隆期貨有限公司的代表，並獲發牌及核準為進行第1類證券交易及第2類期貨合約交易受規管活動的負責人員。
  5. Hantec is one of the few financial institutions in hong kong with full licences from the sfc under the new securities and futures ordinances - covering dealing in securities and futures contracts, leveraged foreign exchange trading, advising on securities, futures contracts and corporate finance, providing automated trading services, securities margin financing and asset management services

    自最新的證券及期貨條例實施以來，亨達為香港極少數獲證監會發出所有經營牌照的金融機構之一，獲準經營范圍涵蓋證券及期貨合約、杠桿式外匯買賣、就證券及期貨合約提供意見、就機構融資提供意見、自動對盤交易服務、證券保證金融資和資產管理服務等。
  6. The securities and futures ordinances, which will come into operation on april 1, 2003, will replace the current 12 licenses with a single licensing regime that covers nine regulated activities including dealing in securities and futures contracts, leveraged foreign exchange trading, advising on securities, futures contracts and corporate finance, providing automated trading services, securities margin financing and asset management services

    根據四月一日起正式實施之新證券及期貨條例，證監會將把現有的十二項牌照歸納為九類受規管金融服務活動，包括證券交易杠桿式外匯交易就證券提供意見就期貨合約提供意見就機構融資提供意見提供自動化交易服務提供證券保證金融資及提供資產管理。
  7. Sub - part two discusses the composition features of crimes in securities and futures dealing

    第二部分論述證券、期貨交易犯罪概括性的構成特徵。
  8. Of the respective dates of the introduction of rules and codes of conduct by the securities and futures commission and the stock exchange of hong kong limited, which spell out clearly the principles and practices which registered stock brokers or their staff should follow when dealing in transactions either for their own accounts or for their clients

    證券及期貨事務監察委員會或聯合交易所從何時開始訂有規則及操守準則，清楚列明注冊證券商或其從業員在處理本身或其客戶的交易時應遵循的原則及做法
  9. This part lays an economics foundation for further discussion on crimes in securities and futures dealing

    這部分內容是進一步探討證券、期貨交易犯罪的經濟學基礎。
  10. An sfc investigation subsequently revealed that, between april 2003 and may 2004, ho was an assistant manager supervising the san po kong sub - section of the securities department of wing lung bank. he and his two subordinates were not licensed by the sfc for dealing in futures contracts

    證監會的調查其後發現，在2003年4月至2004年5月期間，何是監督永隆銀行證券部新蒲崗分組的助理經理，他與兩名下屬並無獲證監會發牌進行期貨合約交易。
  11. Securities and futures contract notes, statements of account and receipts amendment rules 2006 the amendment rules amend the principal rules to impose additional disclosure requirements in monthly client statements on any intermediary which is licensed for securities margin financing or dealing in securities where such intermediary or an associated entity of such intermediary has repledged securities collateral

    2006年證券及期貨成交單據戶口結單及收據修訂規則修訂規則修訂主體規則，以規定凡獲發牌進行證券保證金融資或證券交易的中介人或該中介人的有聯系實體再質押證券抵押品，即須對該中介人施加在客戶月結單內作出額外披露的規定。
  12. 3 all securities held for my / our account shall be subject to a general right of disposal in your favour, for the performance of my / our obligations to you arising in respect of dealing in securities for me / us

    所有本人/吾等戶口內的證券均受制於閣下的全面處置權，以確保本人/吾等履行對閣下代本人/吾等買賣證券而產生的責任。
  13. He is also a relevant individual engaged by wing lung bank limited in respect of type 1 dealing in securities regulated activity

    他亦是就第1類證券交易受規管活動而獲永隆銀行有限公司聘用的有關人士。
  14. He was also a relevant individual engaged by wing lung bank limited in respect of type 1 dealing in securities and type 7 providing automated trading services regulated activities

    他亦曾是就第1類證券交易及第7類提供自動化交易服務受規管活動而獲永隆銀行有限公司聘用的有關人士。
  15. The bank is a deemed registered institution under the securities and futures ordinance cap. 571 " sfo " permitted to carry on type 1 dealing in securities, type 4 advising on securities and type 9 asset management regulated activities

    根據證券及期貨條例第571章證券及期貨條例本行乃被視為一家注冊機構，獲準經營第1類證券買賣第4類就證券提供意見及第9類資產管理受規管活動。
  16. Article 3. when issuing and dealing in securities, all concerned must abide by the principles of openness and fairness

    第三條證券的發行、交易活動，必須實行公開、公平、公正的原則。
  17. 1. mr ho is a representative accredited to wing lung securities limited licensed to carry on type 1 dealing in securities regulated activity

    1 .何現時是隸屬于永隆證券有限公司的代表，獲發牌進行第1類證券交易受規管活動。
  18. Article 4. all participants involved in issuing and dealing in securities enjoy equal legal status, and shall abide by the principles that their acts will be voluntary, reimbursable, honest, and trustworthy

    第四條證券發行、交易活動的當事人具有平等的法律地位，應當遵守自願、有償、誠實信用的原則。
  19. Article 5. when issuing and dealing in securities, all concerned must abide by laws and administrative rules and regulations. cheating, insider trading, and manipulation of stock markets are prohibited

    第五條證券發行、交易活動，必須遵守法律、行政法規；禁止欺詐、內幕交易和操縱證券交易市場的行為。
  20. Securities and futures client securities amendment rules 2006 the amendment rules amend the principal rules for the purpose of imposing a repledging limit on intermediaries licensed for dealing in securities or securities margin financing

    2006年證券及期貨客戶證券修訂規則修訂規則修訂主體規則，對獲發牌進行證券交易或證券保證金融資的中介人實施再質押上限。
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