fiduciary investment 中文意思是什麼

fiduciary investment 解釋
信託投資
  • fiduciary : adj. 1. 信用的,信託的。2. 受信託的。3. 信用發行的。n. 被信託者,受託人。adv. -arily
  • investment : n. 1. 投資;投資額;(時間、資本等的)投入;投入資金的東西。2. 授職(儀式);授權。3. 包圍,封鎖。4. 覆蓋。
  1. The following two chapters inquire the issues relating to fiduciary duty of the investment fund manager

    從投資基金作為一個獨立的法律主體來界定,基金管理人就是投資基金的機關。
  2. The fourth chapter mainly studies the investment fund custodian, in this part, conception, legal status and fiduciary duty are respectively explored. then, the role of independent director in the corporate governance in investment fund industry is specifically analyzed. finally, some suggestions on perfection of custodian system, such as establishment of trustee committee, the separation qf the monitoring function and custodian function, and reporting to custodian by the managers before the execution of material transaction

    第一節介紹了基金託管人的概念及各國對這一機構的設置情況,然後對基金託管人的法律地位進行了探討,筆者認為,從投資基金作為一個獨立的法律主體來理解,基金託管人相當于投資基金的管理機關,從當事人之間的法律關系的角度來理解,基金託管人是投資基金中信託的受託人,但是這種信託是合同安排的一部分。
  3. Article 15 a qdii shall assume the fiduciary responsibility, and perform the obligation of fidelity surveys during the selection or authorization of an investment consultant

    第十五條境內機構投資者應當承擔受信責任,在挑選、委託投資顧問過程中,履行盡職調查義務。
  4. Article 29 where a qdii or investment consultant selects or entrusts a securities service institution outside the territory of china for buying and selling securities, it shall severely perform the fiduciary responsibility, and manage the procedures of investment transactions, the information disclosure and the records keeping in accordance with related provisions

    第二十九條境內機構投資者、投資顧問挑選、委託境外證券服務機構代理買賣證券的,應當嚴格履行受信責任,並按照有關規定對投資交易的流程、信息披露、記錄保存進行管理。
  5. The mutual fund, as an important part of the securities market, is facing the same issue which is mainly demonstrated in the illegal interested party transaction against the fiduciary obligation of the fund manager or investment adviser

    作為證券市場重要組成部分的證券投資基金也同樣面臨相同問題,在這方面突出表現為基金管理人利用其所處的特殊地位,違反其誠信忠實義務而與利害關系人進行不法交易。
  6. The thesis points out that the nature of conflicts of interest is the conflicts between the fiduciary ’ s self - interest and the interest of principal in a given fiduciary relation. securities investment fund is a typical kind of fiduciary relation, so its interest conflicts exist between the self - interest of fund manager as well as custodian who both act as fiduciaries and that of fund acting as principal

    證券投資基金利益沖突是指在證券投資基金這一典型信賴關系中,基金管理人、託管人(或其關聯人士)的個人利益與基金利益之間的沖突,表現為關聯交易利益沖突、基金管理費利益沖突和個人交易利益沖突三種形式。
  7. Fiduciary investment management

    受託人投資管理
  8. Acting sale of securities ; acting securities servicing, dividends payable ; securities generation custody, verification ; agents registration accounts ; share trading securities ; securities investment consulting ; fiduciary investment management ; china securities regulatory commission for approval of other operations

    證券的代理買賣;代理證券的還本付息、分紅派息;證券代保管、鑒證;代理登記開戶;證券的承銷;證券投資咨詢;受託投資管理;中國證監會批準的其它業務。
  9. Secondly, the skill and care duty concerning the diversified investment, asset liquidity, delegation of manager power, efficient management and exercise of the shareholder right are specified. thirdly, the writer explores the regulation on several specific conflicts of interest transactions which usually take place in investment fund industry. some concrete suggestions are put forward on legislative perfection of the current laws and regulations governing the manager fiduciary duty

    最後,對基金管理人在分散投資、保持基金資產流動性、基金管理人親自經營管理和運作基金資產、有效管理基金資產、基金資產投資于其他基金所發行的證券以及基金管理人行使股權等方面所負注意義務的具體標準進行了探討,並對我國現行法律法規的完善提出了建議。
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