investment broker 中文意思是什麼

investment broker 解釋
投資經紀人
  • investment : n. 1. 投資；投資額；（時間、資本等的）投入；投入資金的東西。2. 授職（儀式）；授權。3. 包圍，封鎖。4. 覆蓋。
  • broker : n. 1. （股票等的）經紀人，掮客；（買賣的）中間人，代理人。2. 〈英國〉舊貨商人；當鋪主；（經官方批準對債務人被扣押財物的）估價員[出售人]。3. 〈口語〉婚姻介紹人。
  1. For example, the cost to a small investor of buying a $ 100 broker ' s report may seem inordinately high for a $ 10, 000 investment

    例如，對小投資者來說購買一份100美元的股票經紀人報告對一份1萬美元的投資來說價格真是有點高得離譜。
  2. Has a firm or company registered under the securities laws of any jurisdiction as a securities dealer, broker, investment advisor or underwriter, suspended or terminated your employment for cause

    是否曾因某種原因被依法注冊的券商、經紀、投資顧問或承銷商暫時中止或永久終結工作？
  3. The collapse of the investment house peregrine, the broker - related finance company ca pacific finance limited and the brokerage ming fung group were the most high - profile casualties of the financial turmoil

    百富勤集團與經紀有連系的正達財務和明豐集團倒閉，是金融風暴中最受人注目的不幸事件。
  4. The united kingdom ' s oldest investment banking firm, barings bank collapses after a securities broker, nick leeson, loses $ 1. 4 billion by speculating on the singapore international monetary exchange using futures contracts

    1995年的今天，英國最古老的投資銀行公司，巴林銀行倒閉，原因是一位名為尼克?李森的交易員在新加坡國際貨幣交易市場的期貨交易的投機失敗，導致損失14億美元。
  5. It shows that although some new market risk sources will appear, it is feasible to develop stock index futures in china at present under the circumstances that the bourses, the supervising organizations, the broker institutions and the market participants can fully understand the investment risks of stock index futures and master the measures of risk management

    指出：雖然開展股指期貨會產生一些新的市場風險源，但只要交易所、經紀代理機構、監管機構和市場參與者能夠對股指期貨投資的風險有充分認識，並了解風險控制的措施，那麼在我國目前的經濟條件下，開展股指期貨是完全可行的。
  6. Article 11 in purchasing or selling listed or otc listed securities for the securities investment trust fund, unless otherwise provided by law, the securities investment trust enterprise shall authorize a securities broker to effect such transaction on a cash - and - delivery basis in the open securities market or otc market, and shall instruct the custodian institution to effect closing of such securities

    第11條證券投資信?事業運用證券投資信?基金為上市或上櫃有價證券投資，除法令另有規定外，應委?證券經紀商，在集中交易市場或證券商營業處所，為現款現貨交易，並指示基金保管機構辦理交割。
  7. All kinds of social power which correlated with creative activity, such as government 、 higher education 、 civil organization 、 bank 、 broker company 、 investment company 、 social community and users which undertake the risk of technology innovation in the program of technology innovation and different stages of technology respectively ; vertical social transferred proportion mechanism is on the basis of time, according to the procedure of the social transference of the risk, it can transfer the decision risk, technology risk, manufacture risk and market risk of the technology innovation to the society gradually, and proportion the risk among the interrelated social power

    橫向社會聯合分攤機制立足於空間的維度，各種涉及技術創新活動的社會力量，包括政府、高校、民間組織、銀行、中介機構、投資公司、社區組織、用戶等分別在技術創新項目和技術創新的不同環節上，承擔技術創新的風險;縱向社會轉移分攤機制立足於時間維度，按照風險的社會轉移程序將技術創新的決策風險、技術風險、生產風險和市場風險，逐漸向社會轉移，在相關社會力量中進行分攤。在技術創新社會行動中，形成許多技術創新風險社會分攤的方式。
  8. A broker usually builds a book by “ cold calling ” people he / she has never met and pitching investment ideas to them

    通常經紀人會向一些他們從未見過也沒有投資意向的人撥打無準備的電話來建立一個賬簿。
  9. Globalink securities, inc. nasd sipc broker dealer division was established in 1997 as a california corporation. today, globalink securities is a registered broker dealer with securities and exchange commission and registered in 27 us states as a general securities broker dealer. globalink securities, inc. offers a wide range of securities and investment vehicles

    歡迎進入格林證券美股通，我們將提供您在投資理財上專業的服務團隊以及高水平的交易平臺，與最強的技術支持，讓您享有最佳的服務質量，並希望能讓您在投資理財的道路上事半功倍。
  10. Blodget also has agreed to a federal court order that will enjoin him from future violations of the federal securities laws and nasd and nyse rules. blodget also will be censured and permanently barred from associating with any broker, dealer, or investment adviser

    總之，投資銀行對客戶和整個社會承擔一種誠信fiduciary義務和責任，主要表現為不同業務部門之間的利益沖突，尤其是其咨詢分析業務存在的利益沖突。
  11. " under this latest approach, profits tax exemption would be granted to non - residents on income derived from securities trading transactions undertaken in hong kong through an agent who is a broker or an approved investment adviser as defined in the iro

    根據最新的修訂建議，非居於香港人士透過經紀或認可投資顧問稅務條例所界定在香港進行證券炒賣交易所獲得的利潤，將獲豁免利得稅。
  12. The proposed amendments to the iro seek to exempt fund entities and non - fund entities resident outside hong kong from profits tax in respect of any income derived from transactions undertaken in hong kong through a broker or an approved investment adviser

    根據有關稅務條例建議修訂，非本港居民持有的基金非基金實體透過本港經紀或投資顧問于香港進行買賣時所獲取的收入，將獲豁免繳納利得稅。
分享友人
分享到 Line

分享到臉書