law of investment securities 中文意思是什麼

law of investment securities 解釋
投資擔保法
  • law : n 勞〈姓氏〉。n 1 法律，法令；法典。2 法學；訴訟；司法界；律師（界），律師職務。3 （事物或科學的...
  • of : OF ＝Old French 古法語。
  • investment : n. 1. 投資；投資額；（時間、資本等的）投入；投入資金的東西。2. 授職（儀式）；授權。3. 包圍，封鎖。4. 覆蓋。
  • securities : 期貨
  1. The key points of this paper are the analysis of the legal natures and inside juridical relations of transnational m & a, discussion on the legislation tropism according to the economic theories, and research from the department regulation aspect of foreign investment law, antitrust law, the law of corporations securities, and also the legal issue of m & a of state enterprises by foreign investors

    文章重點分析跨國並購法律性質及內在法律關系，同時借鑒經濟學理論對跨國並購的立法取向進行闡述，並主要從外資法、反壟斷法、公司法、證券法等部門法的角度，以及外資並購國有企業的法律問題等方面展開研究。
  2. Thirdly, through qualitative and quantitative methods, it analyzes the law of organizing mode evolution in investment bank department by the utilization of entropy and dissipative structure theory. finally, on the basis of the above analysis, it constructs an organizing mode of investment bank department in securities company. the focal point of this thesis lies in : it studies the law of organizing mode evolution of investment bank department in securities company, and constructs further an organizing mode of investment bank department to meet the new external environment

    論文首先對我國證券公司投資銀行業務的外部環境和組織模式現狀進行了介紹，指出了目前投資銀行部門組織模式存在的問題，同時，論文對國外投資銀行組織模式進行了分析和借鑒；其次，論文運用權變理論和資源依附理論對我國證券公司投資銀行部門的外部環境進行了分析，得出新環境下投資銀行部門組織結構的應對策略；再其次，運用熵理論、耗散結構理論對投資銀行部門組織模式演變規律進行了定性和定量分析；最後，在上述分析的基礎之上，對目前我國證券公司投資銀行部門的組織結構、部門職能、業務流程、激勵機制等進行了初步設計。
  3. The tax treatment is unfair among different businesses and different tax - payers. the abnormal taxation certainly results in the abnormal development of the bank and securities industry. the difference between the taxation of china bank and securities industry and the foreign taxation that include the taxing scope, the abstraction and materialization of taxation, the taxation operation, the sanction and transparency of tax law, the seriousness of taxing administration and tax policy choice, not only provide the opportunity for the foreign finance institution which can carry out tax planning, moreover tax equity, but also likely lead to that the foreign finance institution lack confidence to china market and policy, finally affect its investment and result in tax unfairness among tax - payers

    長期以來，我國財政與金融的特殊關系使得財政對銀行業實行「特殊」的稅收政策，銀行業整體稅負高於製造業以及非金融性的服務業，中資金融企業稅負高於外資金融機構，過重的稅負使得銀行資本充足率難以保證，發展失去后勁；二是我國銀行業和證券業稅制結構不合理、稅制不規范、不科學，銀行和證券業內部不同行業、不同納稅人之間稅收待遇不公平，畸形的稅制必將導致銀行與證券業的畸形發展；三是我國銀行業和證券業稅制與外國稅制的差異，包括征稅范圍大小、稅制的抽象化與具體化、稅制的可操作性、稅收法律約束力和透明度、稅收執法的嚴肅性等差異，不僅給外資金融機構進行稅務籌劃甚至偷逃稅提供了可乘之機，而且還可能使得外資金融機構對中國市場、對政府政策缺乏信心，而影響其投資，也導致納稅人之間稅負不公。
  4. On october 28, 2003, law on securities investment funds deliberated for 5 years was adopted at the fifth session of the 10th npc

    2003年10月28日，歷經5年孕育的《證券投資基金法》在十屆全國人大常委會第五次會議上以高票額獲得通過。
  5. From the system construction and technological medium, then use the experience of the current situation of usa fund management company " control system for reference. at last, it points out lots of problems of fund management company " s control system of china. such as : the law system about securities investment fund is not perfect

    指出了我國基金管理公司存在的法律結構不完善，行政監管和行業自律存在缺陷，基金管理公司法人治理結構不健全，內部監控稽核部門未能產生應有作用，內部控制制度不健全、有章不循、違章操作、制度不落實，對決策者的決策權缺乏有效控制等問題。
  6. The thesis study on the legislation situation, the legislation evolution of our countries ’ finance crime and the overseas legislation stipulation of the financial crime. the author think the financial criminal legislation of our country must form the coordinated financial criminal legal framework and change the penalty structure that is severe but was lax. the paper analysis the theory basis of on perfecting crime names by studying the illegal activity offend against the criminal law, the crime punishment legal principle and the crime punishment balanced principle, the criminal law modest and restrained principle and the criminal law investment cost and benefit analysis. finally the author puts forward the ideas that additionally build illegal gathers capital crime, merge forge, forges the national negotiable securities crime and forge, forges the stock, the bond of the company

    本論文從研究我國金融犯罪罪名的立法現狀、立法沿革及國外金融犯罪罪名的立法規定著手，認為我國金融犯罪立法尚待形成協調的金融刑事法律體系和改變「厲而不嚴」的刑罰結構，並從違法行為犯罪化的前提、罪刑法定原則和罪刑均衡原則、刑法謙抑性原則、刑法投入成本?效益分析角度出發，分析金融犯罪罪名完善的理論依據，最後從金融犯罪罪名增設、合併、分立、廢除四個角度，提出增設非法集資罪，合併偽造、變造國家有價證券罪與偽造、變造股票、公司、企業債券罪，分立內幕交易罪與泄露內幕信息罪，廢除偽造、變造、轉讓金融機構許可證罪的立法建議，並分析其可行性。
  7. 2. understanding futher the legal system of the securities investment funds from law and economics

    2 、從法與經濟學的角度加深對證券投資基金法律制度的理解。
  8. Under the common efforts of all the attorneys and staff, h & y has since its founding grown into a reputable law firm recognized for its excellence in admiralty and maritime, foreign direct investment, merger & acquisition, finance, securities, international trade, real estate, corporate affairs, intellectual property, anti - dumping and wto affairs, litigation and arbitration

    自成立以來，經過全體同仁的共同努力，浩英已發展成為一家在海商海事、外商投資、並購、金融、證券、國際貿易、房地產、公司事務、知識產權、反傾銷與世界貿易組織事務以及訴訟和仲裁領域享有聲譽的律師事務所。
  9. Specialize in foreign related legal service including litigation, international trade, corporate practices, foreign investment, securities and finance, overseas list, disputes of shares, m & a, intellectual property protection, company legal affairs, foreign tax law, labor law, foreign finance law, legal counsel, foreign marriage, foreign real estate practices and professional legal translation

    專業提供涉外法律服務，包括涉外訴訟、國際貿易、公司法務、外商投資、證券金融、海外上市、股權糾紛、收購兼并、知識產權、涉外稅收、勞動法、涉外金融、法律顧問、涉外婚姻、刑事辯護、涉外房地產法律事務建築工程以及法律中英文翻譯等。
  10. Article 11 in purchasing or selling listed or otc listed securities for the securities investment trust fund, unless otherwise provided by law, the securities investment trust enterprise shall authorize a securities broker to effect such transaction on a cash - and - delivery basis in the open securities market or otc market, and shall instruct the custodian institution to effect closing of such securities

    第11條證券投資信?事業運用證券投資信?基金為上市或上櫃有價證券投資，除法令另有規定外，應委?證券經紀商，在集中交易市場或證券商營業處所，為現款現貨交易，並指示基金保管機構辦理交割。
  11. In chapter 3, on the one hand, to find the disparities and supply some advices, it compar - es the entire circumstance of the chinese institutions with the international ripe ones longitudinally. on the other hand, it compares the features of investment behaviors of the chinese various institutions horizontally, and expounds the mutual and personal investment behaviors of them. to provide some references for regulating and developing the institutions, it searches out the subjective and objective reasons for these behaviors from the rising securities market, the law restriction, the source of funds, the evaluating system of achievement and the internal investment policymaking mechanism of the investment institutions in china

    第三章一方面通過將中國機構投資者總體的發展概況與成熟資本市場機構投資者進行縱向對比，找出中國機構投資者的差距，為其提供了發展的建議；另一方面，又將中國證券市場上各種機構投資者的行為特徵做了橫向對比，提出了他們共性化和個性化的行為特徵，並從中國證券市場作為新興市場的特徵以及法律約束、資金來源、業績評價體系、內部投資決策機制等方面總結了形成這些行為特徵的主觀和客觀原因，為管理層對機構投資者的規范和發展提供了有益的參考資料。
  12. Article 1 : these rules are formulated in accordance with the relevant provisions of the company law and the securities law in order to meet the needs of the opening up of the securities market to foreign investment, to strengthen and improve the oversight of securities companies with foreign equity participation and to clarify the conditions and procedures for the establishment of securities companies with foreign equity participation

    第一條為了適應證券市場對外開放的需要，加強和完善對外資參股證券公司的監督管理，明確外資參股證券公司的設立條件和程序，根據《公司法》和《證券法》的有關規定，制定本規則。
  13. The main body lies in chapter 2 to chapter 4. 1 give the comments on the law of foreign investment, anti - trust law and securities law of each country ' s regulation of m & a concerned in the way of comparision research, meanwile i talked the law basis of m & a and merits and demerits in the reality based on china

    第二章到第四章是本文的主體部分，主要是採用比較研究的方法對各國政府規制跨國並購的核心法律?外資法、反壟斷法、證券法的相關內容加以評述，並結合中國的實際情況探討這些規制措施的法理基礎及其在實踐中的利弊得失。
  14. Scope of clr team ' s legal research on china law : company law, contract law, foreign direct investment law, labor law, securities law, trade law, real estate law, security law, intellectual property rights law, finance law, tax law and etc

    Clr團隊的法律研究覆蓋了中國關于投資、融資和貿易的主要法律領域：公司法、證券法、外資企業法、合夥企業法、合同法、勞動法、貿易法、不動產法、擔保法、知識產權法、金融法、稅法等。
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