legal securities 中文意思是什麼

legal securities 解釋
法定擔保
  • legal : adj. 1. 法律（上）的。2. 法定的，合法的，正當的。3. 【宗教】按照摩西律法的。n. 1. 法定權利。2. 依法必須登報的聲明。3. 〈pl. 〉 儲蓄銀行[信託公司]可以用來投資的證券。
  • securities : 期貨
  1. Furthermore, our legal institution for acquisition of listing company also has many shortcomings : its specific rules are not detailed enough, its logic is not strict, its inclination of value often self - contradict, its content is not integrated, the corporation law and securities law have n ' t supported it sufficiently, and the particularity of state - owned capital makes it unsuitable to the international consuetude

    同時，上市公司收購的法律制度也很不成熟：微觀層面上具體規則不夠詳盡、可行性差，中觀層面上內在邏輯不嚴密、價值取向不清晰、內容不完整，宏觀層面上公司法與證券法體系未能提供足夠制度背景、特殊國有資產關系的介入又不符合國際慣常做法。
  2. On legal control to the insider trading of the securities

    論證券內幕交易的法律規制
  3. About the legal status of securities investment fund

    論證券投資基金的法律地位
  4. Legal problems about securities investment fund

    證券投資基金若干法律問題探析
  5. Disputes on the legal nature of civil liability for securities fraud - review on jurisprudent methodology

    證券欺詐民事責任法律性質之爭議在法學方法論上的檢討
  6. Many investors, who have suffered not only the damage, but also even to the extent of bankruptcy, can " t get legal recoupment. and it is hard to monitor and restrict these securities fraud practices

    許多因證券欺詐行為而蒙受損害甚至傾家蕩產的投資者，無法獲得法律上的有效救濟，證券欺詐行為也難以得到有效的監控和遏制。
  7. These manipulative actions have been regulated in chinese securities legal system, which include wash sale, match orders, manipulation by actual purchases, pool operation, intentionally spread and fiction misleading information

    其實質是證券操縱者利用信息優勢、經濟力量妨礙、限制、排斥競爭的行為，破壞了證券市場的秩序。禁止或限制操縱行為對發展一個良性的證券市場具有重要作用。
  8. The explanations include the legal problems about the underlying assets, the setting up and operating of spv, the bankruptcy - remote and the publishing of the securities

    主要包括基礎資產的法律問題、 spv組建及運作的法律問題、有關破產隔離的法律問題及發行證券過程中會遇到的法律問題。
  9. This dissertation follows three chapters. in chapter l, it points out that the manipulation of securities market is intrinsically a sort of fraudulent torts, by analyzing the legal nature of the manipulation in light of such basic theories as jurisprudence, civil law and commercial law

    本文共三章。第一章利用法理學、民商法學等基本理論分析了操縱市場行為在商法上的性質，指出操縱市場行為實質是一種欺詐性的侵權行為。
  10. The chinese securities market has run a course of development since 2001. during this course, it became more marketable, more legal and more international. meanwhile, it also met an unprecedented cold current

    2001年以來，中國證券市場走過了不平凡的里程，在快速推進市場化、法制化、國際化的同時，也遭遇了前所未有的「寒流」 。
  11. All of the countries in the world have stipulated the criminal liabilities, administrative liabilities and civil liabilities to the subjectives who violate the disclosure system in the securities market which coordinate with each other and construct the legal liabilities architecture of disclosure system

    世界各國對違反證券市場信息披露制度的行為人，在刑事責任、行政責任和民事責任三個方面都有所規定，三種形式的責任相互配合，共同構成了信息披露的法律責任體系。
  12. The key points of this paper are the analysis of the legal natures and inside juridical relations of transnational m & a, discussion on the legislation tropism according to the economic theories, and research from the department regulation aspect of foreign investment law, antitrust law, the law of corporations securities, and also the legal issue of m & a of state enterprises by foreign investors

    文章重點分析跨國並購法律性質及內在法律關系，同時借鑒經濟學理論對跨國並購的立法取向進行闡述，並主要從外資法、反壟斷法、公司法、證券法等部門法的角度，以及外資並購國有企業的法律問題等方面展開研究。
  13. Part four : the legal regulation measures of securities fraud the legal regulation measures are in order to regulate the securities fraudulent acts

    第四部分:本部分針對證券欺詐的成因提出了一套法律規制措施
  14. These measures include : make the system of securities laws to perfect, consummate the institutions of the legal person in the listed companies, base securities regulatory authority to regulate the securities market according to law, maintain order of the securities market and ensure the lawful operation of the same, reinforce continuing disclosure of information and the system of financial and accounting reports, make the listed companies shall immediately submit an ad hoc report on the details of such major event to the securities regulatory authority and to the stock exchanging and the same known to the general public, promote investors consciousness of protecting themselves and consummate the civil litigation mechanism to gain compensation and damages, make use of the press to supervise the stock market and reinforce punishment to the persons who act securities fraud

    在這些原則的指導下，本文提出了一套規制證券欺詐的具體法律措施.包括健全證券法律體系，做到證券欺詐的規制有法可依;完善上市公司的法人治理結構，建立完善的證券監管體系，尤其對證券業協會的性質、功能和職責從法律上給予明確界定以確保充分發揮證券行業的自律作用，最大限強化信息披露責任，嚴格會計制度，力求信度地避免證券欺詐行為發生;強化信息披露貢任，產格會計刷度，刀水侶息準確，披露及時;增強廣大中小投資者的自我保護意識，完善賠償訴訟機制;依法賦予新聞媒體輿論監督權，充分發揮新聞媒體監督作用;深入研究證券欺詐者心理規律，加強法律懲治力度
  15. Asset securitization is a financial innovation that transforms illiquid assets into tradable securities. " risk - remoteness " and " credit enhancement " are two legal principles in ensuring the success of an asset securitization project

    「風險隔離原則」和「信用增級原則」是保障資產證券化運作成功的兩項重要的法律原則。
  16. The securities supervision and administration institution under the state council may authorize securities exchanges to verify and approve applications for listing of stocks pursuant to legal terms and legal procedures

    國務院證券監督管理機構可以授權證券交易所依照法定條件和法定程序核準股票上市申請。
  17. The securities firm shall adopt standard operating procedures for conducting the promotion of wealth management business, to ensure that the workflow and related documents are compliant with the applicable legal requirements, and shall cover such matters as product explanations, risk disclosure, and fee itemizations and standards ( including products sold on consignment )

    一）證券商辦理本項業務之推廣，應訂定標準作業程序，以確保作業流程及相關書件資料符合有關規定，包括商品介紹與風險告知、收費明細及標準（含代銷商品） 。
  18. The legal attribute of market manipulation is not monopoly or vicious speculation, but securities fraud

    操縱市場行為的法律性質不是壟斷、惡意投機，而是證券欺詐。
  19. Legal character of civil liability for securities fraud

    論證券欺詐民事責任的法律性質
  20. Hong kong s professional and commercial services personnel, such as accounting, finance, legal, securities and futures, insurance, patent agency, trademark agency, marketing, advertising, logistics, management consulting, information technology, job intermediaries, conference and exhibition services, etc., can be the best partners for mainland enterprises in their quest for better corporate governance and in unifying standards with those of the international community

    香港的專業和商業服務人才，例如會計、金融、法律、證券期貨、保險、專利代理、商標代理、市場推廣、廣告、物流、諮詢管理、信息科技、人才中介，以及會議展等服務，是內地企業提升企業管治、走向國際的過程中，最佳的合作伴。
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