margin securities business 中文意思是什麼
margin securities business
解釋
保證金買賣- margin : n 1 邊緣；邊緣部分；范圍，限界；【軍事】圖廓。2 （版心外）空白；欄外，欄外註解。3 【商業】原價和...
- securities : 期貨
- business : n 1 事務，業務；事，事業，行業，工作。2 實業；商業，營業，買賣，交易；營業額，交易量；商情。3 商...
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Collateral securities obtained in connection with customer margin purchases when conducting securities trading margin purchase and short sale business
三、辦理有價證券買賣融資融券業務取得之融資買進擔保證券。 -
As a source of funds for conducting securities margin purchase and short sale business
三、作為辦理有價證券買賣融資融券業務之資金來源。 -
When the aggregate total of margin financing [ for that type of security ] in securities business money lending, in the margin trading market, and in securities settlement financing by securities finance enterprises as referred to in the preceding paragraph exceeds 20 percent of the listed shares or number of beneficiary units of that type of security, the remainder under the limit shall be distributed proportionally ; the distribution method shall be drafted by the tsec and submitted to the competent authority for final approval
前項辦理證券業務借貸款項與信用交易市場及證券金融事業辦理有價證券交割款項之融資餘額合併計算超過該種證券上市股份或受益權單位數之百分之二十時，應依比例分配所餘額度，其分配方式由證券交易所擬訂，並報主管機關核定。 -
To all authorized institutions drawing their attention to the addition of a new part xa to the securities ordinance relating to the regulation of securities margin financing business
，提醒它們留意《證券條例》新增第xa部有關監管證券?展融資業務的規定。 -
Article 17 when a securities firm conducts securities business money lending and its customer uses purchased securities as collateral, the outstanding balance of financing to the customer may not exceed 150 percent of the securities firm ? s net worth ; the combined total of the outstanding balance of financing extended to the customer for securities margin purchase and short sales business plus securities business money lending may not exceed 400 percent of the securities firm ? s net worth
第17條證券商辦理證券業務借貸款項，客戶以其買進證券為擔保者，對客戶融通餘額不得超過其凈值百分之一百五十；辦理有價證券買賣融資融券業務與證券業務借貸款項合併計算后，對客戶融通餘額不得超過其凈值百分之四百。 -
An associated person conducting securities lending business under the preceding paragraph may concurrently provide services relating to margin purchases and short sales of securities and securities business money lending
前項辦理有價證券借貸業務之業務人員得兼辦有價證券買賣融資融券及證券業務借貸款項之業務。 -
For securities firms to use as a source of securities for conducting securities margin purchase and short sale business
三、供證券商辦理有價證券買賣融資融券業務之券源。 -
For securities firms to use as a source of securities to return collateral to customers in conducting securities margin purchase and short sale business
四、供證券商因應有價證券買賣融資融券業務，作為返還客戶擔保品之券源。
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