money-lending business 中文意思是什麼

money-lending business 解釋
放款業務
  • money : n 1 貨幣；錢 金錢。2 財產 財富 財力。3 〈主 pl 〉 （特種）貨幣；通貨；〈pl 〉〈古語〉【法律】金額...
  • lending : n. 1. 借給，貸與。2. 借出物，貸出物；租借物；附屬物；〈pl. 〉借來的衣服。adj. 貸出的。
  • business : n 1 事務，業務；事，事業，行業，工作。2 實業；商業，營業，買賣，交易；營業額，交易量；商情。3 商...
  1. When the aggregate total of margin financing [ for that type of security ] in securities business money lending, in the margin trading market, and in securities settlement financing by securities finance enterprises as referred to in the preceding paragraph exceeds 20 percent of the listed shares or number of beneficiary units of that type of security, the remainder under the limit shall be distributed proportionally ; the distribution method shall be drafted by the tsec and submitted to the competent authority for final approval

    前項辦理證券業務借貸款項與信用交易市場及證券金融事業辦理有價證券交割款項之融資餘額合併計算超過該種證券上市股份或受益權單位數之百分之二十時，應依比例分配所餘額度，其分配方式由證券交易所擬訂，並報主管機關核定。
  2. The currently proposed scope of the qualifying transactions includes the typical transactions carried out by offshore funds in hong kong, namely transactions in securities, in futures contracts, in foreign exchange contracts, in the making of a deposit other than by way of a money - lending business, in foreign currencies and in exchange - traded commodities

    現時建議的指明交易的范圍涵蓋離岸基金通常在香港進行的交易，即證券期貨合約外匯交易合約外幣在交易所買賣商品及並非以放債業務形式作出存款的交易。
  3. After a securities firm has been approved by the competent authority to conduct securities business money lending, if its regulatory capital adequacy ratio falls below 200 percent for two consecutive months, it shall suspend such lending, which may resume only after the securities firm is in compliance with regulations for three consecutive months and is approved by the competent authority ; if the securities firm has already received approval to conduct such lending but has not begun doing so, it shall suspend proceeding

    證券商經主管機關核準辦理證券業務借貸款項后，自有資本適足比率連續二個月低於百分之二百者，應停止辦理本項業務，俟連續三個月符合規定並報經主管機關核準后，始得恢復；其已獲準辦理而尚未辦理者，應停止辦理。
  4. " money lending in connection with securities business " in the preceding paragraph means any financing business the securities firm and customer agree to engage in to meet settlement needs for purchases of exchange - listed or otc - listed securities by the customer

    前項所稱證券業務借貸款項，指證券商與客戶約定，為因應客戶購買上市或上櫃有價證券交割之需，所從事之資金融通業務。
  5. Loan financing addressing to the financial needs of individual and corporate clients in their business or investment, the group offers general money lending services from short - term to long - term loans through emperor finance limited

    英皇財務有限公司明白個人及公司客戶在其業務及投資上的財務需要，因此為客戶提供短期至長期的財務貸款。
  6. The internal control system of the preceding paragraph shall adopt " know your customer " assessment and credit investigation procedures, and operating procedures, division of powers and duties, financing limit controls, and account management for the conduct of securities business money lending, as well as related risk management mechanisms

    前項內部控制制度應訂定?解客戶評估作業及徵信程序、辦理證券業務借貸款項之作業手續、權責劃分、融通額度控管及帳戶管理等事宜，並訂定相關風險管理機制。
  7. In general terms, the business activity of accepting and safeguarding money owned by other individuals and entities, and then lending out this money in order to earn a profit

    接受並保護其它個人或實體所有的貨幣，然後將它們借出以獲利的商業活動。
  8. Article 14 a securities firm conducting securities business money lending shall sign and execute a loan contract with the customer

    第14條證券商辦理證券業務借貸款項，應與客戶簽訂借貸款項契約書。
  9. Article 17 when a securities firm conducts securities business money lending and its customer uses purchased securities as collateral, the outstanding balance of financing to the customer may not exceed 150 percent of the securities firm ? s net worth ; the combined total of the outstanding balance of financing extended to the customer for securities margin purchase and short sales business plus securities business money lending may not exceed 400 percent of the securities firm ? s net worth

    第17條證券商辦理證券業務借貸款項，客戶以其買進證券為擔保者，對客戶融通餘額不得超過其凈值百分之一百五十；辦理有價證券買賣融資融券業務與證券業務借貸款項合併計算后，對客戶融通餘額不得超過其凈值百分之四百。
  10. As a source of funds for conducting securities business money lending

    四、作為辦理證券業務借貸款項之資金來源。
  11. Article 4 a securities firm that conducts securities business money lending shall adopt an effective internal control system

    第4條證券商辦理證券業務借貸款項，應訂定有效之內部控制制度。
  12. Article 18 a securities firm that conducts securities business money lending shall do so in accordance with the regulations governing business operations

    第18條證券商辦理證券業務借貸款項，應依業務操作辦法之規定為之。
  13. An associated person conducting securities lending business under the preceding paragraph may concurrently provide services relating to margin purchases and short sales of securities and securities business money lending

    前項辦理有價證券借貸業務之業務人員得兼辦有價證券買賣融資融券及證券業務借貸款項之業務。
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