primary securities 中文意思是什麼

primary securities 解釋
初級證券
  • primary : adj 1 第一的，最初的，初級的；初等的；基本的；基層的。2 主要的，為首的，第一位的。3 原始的，根本...
  • securities : 期貨
  1. Government securities primary dealer system

    國債一級自營商制度
  2. This liability system, which leads to a discriminatory treatment between investors who purchase securities from the primary market and those from the secondary market, conflicts with the trend of integration of the periodic disclosure requirement and the disclosure requirement for the issues of securities

    美國證券法針對證券發行市場和二級市場上發生的虛假陳述設置了不同的責任形式，其缺點是導致一級市場與二級市場上的投資者受到差別待遇，有悖于信息披露制度一體化的趨勢。
  3. To uphold one of the primary objectives of the sfo of maintaining a level playing field for all securities intermediaries, the guideline sets out clearly that the hkma will remain the front - line supervisor of registered ais, which are required to comply with standards equivalent to those applied by the sfc to licensed securities brokers in relation to their regulated activities

    為配合證券及期貨條例其中一個主要目的，即維持讓所有證券業中介人公平競爭的市場環境，指引清楚說明金管局仍然是獲注冊的認可機構的前線監管者，而這些機構必須遵守證監會就持牌證券經紀的受規管活動所實施的同等標準。
  4. You should be aware that the pp securities are not regulated as a primary or secondary listing on the main board or the growth enterprise market of the stock exchange of hong kong limited

    你應知悉，按照該項試驗計劃掛牌買賣的證券並非以香港聯合交易所有限公司的主板或創業板作第一或第二上市的證券類別加以監管。
  5. The securities and exchange law requires the classification of securities firms into securities underwriters, propriety traders, and securities brokers. amongst which, securities underwriters conducts business in the primary markets, while propriety traders and securities brokers engage in secondary market businesses such as propriety trading and securities brokerage services

    證券交易法第六條對有價證券有明文定義同法第十六條更明文將證券商劃分為承銷商自營商及經紀商，其中承銷商即是從事初級市場業務，自營商及經紀商則是從事自營買賣及居間行紀等次級市場業務。
  6. In tortious compensation suits of securities fraud, the primary problems are right of action, litigant parties, causation and burden of persuasion, defence and exemption from liability, amount of compensation for damages, form of action and limitation of action

    證券欺詐的侵權賠償訴訟，主要涉及訴權、訴訟主體資格、因果關系及舉證責任、抗辯及兔責事由、損失賠償數額、訴訟形式和訴訟時效等問題。
  7. Since the present chinese securities laws and regulations adopt different criteria of materiality with regard to the disclosure requirement in the primary and secondary market, this chapter argues that an integrated standard of materiality shall replace the dual criteria in the securities information disclosure system

    本章認為，目前我國證券法律法規針對二級市場和一級市場設定不同重大性標準的做法應予改變，應當以統一的重大性標準取代這種二元化的標準。
  8. For the financial year ended on 30 june, the exchange recorded over $ 67 billion new capital raised on our primary market. securities trading turnover on the secondary market exceeded $ 3, 000 billion, of which about 40 per cent was contributed by individual investors

    截至6月30日止的財政年度，在聯交所的集資市場新籌集所得的資金超過670億元。交易市場的證券成交額超過30 ， 000億元，其中個人投資者的交易約佔四成。
  9. Primary market refers to the market in which securities are issued and sold for the first time, usually directly from the issuers to the investors

    第一市場指證券首次發行及出售的市場，通常是由發行人直出售予投資者。
  10. In a survey conducted by the commission in 2000, 150 intermediaries registered with the securities and futures commission and exempt persons declared their primary business as portfolio management. about 85 per cent of these companies are subsidiaries or affiliates of international groups. the survey showed that total assets under management by these companies amounted to hk $ 3. 5 trillion

    根據二零零零年的一項調查所得，有150名在證監會注冊的中介商人及豁免注冊人士報稱以投資組合管理為他們的主要業務，當中有85 ?為跨國企業的附屬或有聯系機構。
  11. Now, the foundation of china securities market regulation system is still in a primary period. securities market regulation system has so many weaknesses that even restrict the development of market economy

    目前我國證券市場規制體系的建設仍屬于起步階段，很不規范，嚴重滯后甚至制約了市場經濟的發展。
  12. In this revolution, the securities industry which uses the information technology earliest and broadest is the primary driving force as well as the first beneficiary because of its " special advantages

    最早和最廣泛採用信息技術的證券業以其獨有的優勢成為這場革命首當其沖的受益者和理所當然的推動者。
  13. These include the appointment of five primary dealers which have good access to institutional investors to perform the role of underwriter and market maker for securities issued under the programme

    這些包括委任5個與機構投資者聯系密切的主要交易商，作為包銷商及市場莊家。
  14. In a survey conducted by the securities and futures commission ( sfc ) in 2002, 172 intermediaries registered with the commission and exempt persons declared their primary business as fund management

    根據證券及期貨事務監察委員會年內進行的調查，有172名在該會注冊的中介人及豁免注冊人士表示以基金管理（即管理投資組合及或提供投資建議）為他們的主要業務。
  15. In a survey conducted by the securities and futures commission in 2001, 203 intermediaries registered with the commission and exempt persons declared their primary business as fund management ? managing portfolios and / or giving advice on investment

    根據證券及期貨事務監察委員會在二零零一年所進行的調查，有203名在證監會注冊的中介商人及豁免注冊人士表示以基金管理（即管理投資組合和提供投資建議）為他們的主要業務。
  16. Often, these claims have superior liquidity attributes compared to primary securities such as corporate equity and bonds

    通常這些債權與像公司產權和債務政權這樣的主要債券相比擁有最高流動資金屬性。
  17. How can fis purchase the direct or primary securities issued by corporations and profitably transform them into secondary securities more attractive to household savers

    金融中間人是如何購買由上市公司發行的直接或主要債券的呢，又是如何合算地將主要債券轉換成對個體儲戶更具吸引力的次要債券的呢？
  18. Chapter vi gives a model for ipo pricing in china, and makes some pol icy suggestions to improve the efficiency of primary market. the author firstly analyzed the efficiency of securities

    與其它同類研究相比，本文在對o抑價理論的檢驗，在選取的樣本數量和拾際的時間跨度上都技為全面。
  19. Much research has been done on the performance evaluation of funds, and some experts abroad have set up a mature and systemic theory system through decades of hard work. but related research in china is still very primary because the securities investment funds appear and exit in china for a short time. much of them focused on the closed funds, because the closed funds appeared longer time than the open - ended funds

    對于基金管理公司而言，通過對基金業績的分析，不僅可以對基金經理的努力程度和業績水平給出具體的量化評價，還可以依此來分析所實施的投資計劃是否達到或超過了投資目標，發現投資計劃的不足，判斷基金投資策略在市場中的適應能力，總結管理成功的經驗，提高公司的經營管理水平。
  20. It discusses different duties of securities issuing subjects including primary subjects and participants in information disclosure and defines the action of false statement including misrepresentation, misleading statement and major omission

    本章論述了證券發行主體在信息披露中承擔的不同義務，並對虛假陳述行為進行界定。前者分為信息披露主體和信息披露參與主體，後者包括虛假陳述、誤導性陳述和重大遺漏。
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