registered dealer 中文意思是什麼

registered dealer 解釋
注冊交易商；注冊證券交易商
  • registered : adj 登記過的，注過冊的；記名的；掛號的。 a registered design [trade mark] 注冊圖案[商標]。 a regi...
  • dealer : n. 1. 商人，…商。2. 發牌人，莊家。3. 以某種方式待人的人。
  1. Has a firm or company registered under the securities laws of any jurisdiction as a securities dealer, broker, investment advisor or underwriter, suspended or terminated your employment for cause

    是否曾因某種原因被依法注冊的券商、經紀、投資顧問或承銷商暫時中止或永久終結工作？
  2. It is a registered securities dealer in hong kong and its principal activity is securities brokering. it currently holds three trading rights of the stock exchange of hong kong ltd. " the exchange "

    該公司是本港的注冊證券交易商，其主要業務是提供證券經紀服務，現持有3個由香港聯合交易所有限公司聯交所發出的交易權。
  3. Y ltd. was incorporated in hong kong on 28 february 1989 and it is an associated company of x ltd. it is a registered dealer under the securities ordinance. it currently holds 5 trading rights of the exchange

    Y有限公司於1989年2月28日在香港注冊，它是x有限公司的相聯公司，按證券條例注冊為交易商，現持有5個由聯交所發出的交易權。
  4. He is a licensed mpf intermediary and a securities and futures commission registered dealer s representative

    陳氏為認可強積金中介人及香港證監會注冊交易商代表。
  5. Globalink securities, inc. nasd sipc broker dealer division was established in 1997 as a california corporation. today, globalink securities is a registered broker dealer with securities and exchange commission and registered in 27 us states as a general securities broker dealer. globalink securities, inc. offers a wide range of securities and investment vehicles

    歡迎進入格林證券美股通，我們將提供您在投資理財上專業的服務團隊以及高水平的交易平臺，與最強的技術支持，讓您享有最佳的服務質量，並希望能讓您在投資理財的道路上事半功倍。
  6. Cease - and - desist proceedings. ? section 21c ( c ) ( 2 ) of the securities exchange act of 1934 ( 15 u. s. c. 78u ? 3 ( c ) ( 2 ) ) is amended by inserting ‘ ‘ registered public accounting firm ( as defined in section 2 of the sarbanes - oxley act of 2002 ), ’ ’ after ‘ ‘ government securities dealer, ’ ’

    1934年的證券交易法的21c部分由本法案作出修訂，並在「政府證券經銷商」後面增加了「注冊會計師事務所」 （該術語由2002年薩班斯奧克斯利法案的第二部分定義） 。
  7. Assets under management increased by 467 per cent to us 647 million hk 5, 044 million as at year - end 2000. mfd has more than 750 sfc - registered dealer representatives, forming the largest team of financial planning professionals in hong kong

    管理資產總值於二千年年底為六億四千七百萬美元五十億四千四百萬港元，增幅達百分之四百六十七。
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