registration of securities 中文意思是什麼

registration of securities 解釋
債券上市登記
  • registration : n. 1. 記錄，登記，注冊；〈美國〉簽到，報到；（信件等的）掛號；記名；（寒暑表等的）示度，讀數。2. 【音樂】音栓配合法。3. 【印、電視】（正反面版面的）對準，（彩色的）套準，（圖像的）配準。
  • of : OF ＝Old French 古法語。
  • securities : 期貨
  1. 1 responsible persons of stock exchanges or securities registration and clearing institutions and directors, supervisors and managers of securities firms, who are removed from office due to a violation of the law or rules of discipline, where not more than five years have elapsed since the date of their removal ; and

    一因違法行為或者違紀行為被解除職務的證券交易所證券登記結算機構的負責人或者證券公司的董事監事經理，自被解除職務之日起未逾五年
  2. 1 responsible persons of stock exchanges or securities registration and clearing institutions and directors, supervisors and managers of securities firms who, due to a violation of the law or rules of discipline, are removed from office, where not more than five years have elapsed since the date of their removal ; and

    一因違法行為或者違紀行為被解除職務的證券交易所證券登記結算機構的負責人或者證券公司的董事監事經理，自被解除職務之日起未逾五年
  3. On the basis of the results of securities registration and clearing, a securities registration and clearing institution shall confirm the fact that particular securities are held by particular holders and provide registered information on the holders of the securities

    證券登記結算機構應當根據證券登記結算的結果，確認證券持有人持有證券的事實，提供證券持有人登記資料。
  4. In accordance with the actual registrations of securities and settlement of stock transactions, securities registration and settlement organizations shall verify the amount of various securities held by securities owners and supply the registered list of securities owners

    證券登記結算機構應當根據證券登記結算的結果，確認證券持有人持有證券的事實，提供證券持有人登記資料。
  5. The materials do not constitute an offer of securities for sale in the united states ; the securities may not be offered or sold in the united states absent registration or an exemption from registration ; and any public offering of securities will be sold pursuant to a prospectus that may be obtained from the issuer or the selling security holder that will contain detailed information about the company and management, as well as financial statements

    此資料不構成在美國銷售證券要約，在未有登記或取得所需的豁免前，不得在美國提供或出售此證券。在美國出售證券予公眾時，必需從發行商或證券持有人取得內含有關公司背景、管理層及財務數據。
  6. Acting sale of securities ; acting servicing. agents registration accounts

    證券代理買賣；代理還本付息。代理登記開戶。
  7. Acting sale of securities, debt service agent, dividends payable, securities generation custody, agents registration accounts

    證券的代理買賣、代理還本付息、分紅派息，證券代保管、代理登記開戶。
  8. This video is not an offer of securities for sale or an invitation to purchase securities in hong kong, the united states or elsewhere. securities of mtr corporation limited may not be offered or sold in the united states absent registration or an exemption from registration, and any offering of securities to be made in the united states will be by means of a prospectus that may be obtained from the issuer or selling security holder and that will contain detailed information about the company and management, as well as financial statements

    財政司司長曾蔭權本錄影帶並非在香港、美國或其他地區出售證券的建議或購買證券的邀請。地鐵有限公司的證券不可於注冊或獲豁免注冊前於美國發售或出售，而於在美國進行的任何證券發售將會以刊發招股書的方式進行，投資者應可向發行公司或售出證券的持有人索取招股書，當中載有公司及管理層的詳情及財務報表。
  9. Securities of mtr corporation limited may not be offered or sold in the united states absent registration or an exemption from registration, and any offering of securities to be made in the united states will be by means of a prospectus that may be obtained from the issuer or selling security holder and that will contain detailed information about the company and management, as well as financial statements

    地鐵有限公司的證券不可於注冊或獲豁免注冊前於美國發售或出售，而於在美國進行的任何證券發售將會以刊發招股書的方式進行，投資者應可向發行公司或售出證券的持有人索取招股書，當中載有公司及管理層的詳情及財務報表。
  10. This document is not an offer of securities for sale, or an invitation to purchase securities in hong kong, the united states or elsewhere. securities of mtr corporation limited may not be offered or sold in the united states absent registration or an exemption from registration, and any offering of securities to be made in the united states will be by means of a prospectus that may be obtained from the issuer or selling security holder and that will contain detailed information about the company and management, as well as financial statements

    本文件並非在香港、美國或其他地區出售證券的建議或購買證券的邀請。地鐵有限公司的證券不可於注冊或獲豁免注冊前於美國發售或出售，而於在美國進行的任何證券發售將會以刊發招股書的方式進行，投資者應可向發行公司或售出證券的持有人索取招股書，當中載有公司及管理層的詳情及財務報表。
  11. Securities and futures registration of commission disciplinary orders rules

    證券及期貨登記證監會紀律制裁命令規則
  12. Acting sale of securities ; acting securities servicing dividends payable ; securities generation custody, verification ; agents registration accounts ; self - sale securities ; share trading securities ; securities investment advisory ( including financial advisers ) ; china securities regulatory commission for approval of other businesses

    證券的代理買賣；代理證券的還本付息分紅派息；證券代保管、鑒證；代理登記開戶；證券的自營買賣；證券的承銷；證券投資咨詢（含財務顧問） ；中國證監會批準的其他業務。
  13. 3 registration of the names of the holders of securities

    三證券持有人名冊登記
  14. Article 151. securities registration and settlement organizations shall supply the list of securities owners and other relevant information to the securities issuers

    第一百五十一條證券登記結算機構應當向證券發行人提供證券持有人名冊及其有關資料。
  15. Article 151 a securities registration and clearing institution shall furnish the issuer of securities with the register of, and relevant information concerning, the holders of its securities

    第一百五十一條證券登記結算機構應當向證券發行人提供證券持有人名冊及其有關資料。
  16. A securities registration and clearing institution shall ensure the truthfulness, accuracy and completeness of the register of the holders of securities and the records of registration of change in ownership

    證券登記結算機構應當保證證券持有人名冊和登記過戶記錄真實準確完整，不得偽造篡改毀壞。
  17. 6 the relevant staff members of public intermediary organizations who participate in securities trading pursuant to their statutory duties and the relevant staff members of securities registration and clearing institutions and securities trading service organizations ; and

    六由於法定職責而參與證券交易的社會中介機構或者證券登記結算機構證券交易服務機構的有關人員
  18. Private placement the sale of securities to a small group of investors ( generally 35 or fewer ) which is exempt from sec registration requirements

    私募指向小規模數量的投資者（通常35個以下）出售股票，此方式可以免除如在美國證券交易委員會（ sec ）的注冊程序。
  19. Securities and futures registration of appeals tribunal orders rules

    證券及期貨登記上訴審裁處命令規則
  20. Article 149. registration of securities and settlement of stock transactions shall be centralized and unified in china

    第一百四十九條證券登記結算採取全國集中統一的運營方式。
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