regulatory laws 中文意思是什麼

regulatory laws 解釋
管制法律
  1. These measures include : make the system of securities laws to perfect, consummate the institutions of the legal person in the listed companies, base securities regulatory authority to regulate the securities market according to law, maintain order of the securities market and ensure the lawful operation of the same, reinforce continuing disclosure of information and the system of financial and accounting reports, make the listed companies shall immediately submit an ad hoc report on the details of such major event to the securities regulatory authority and to the stock exchanging and the same known to the general public, promote investors consciousness of protecting themselves and consummate the civil litigation mechanism to gain compensation and damages, make use of the press to supervise the stock market and reinforce punishment to the persons who act securities fraud

    在這些原則的指導下，本文提出了一套規制證券欺詐的具體法律措施.包括健全證券法律體系，做到證券欺詐的規制有法可依;完善上市公司的法人治理結構，建立完善的證券監管體系，尤其對證券業協會的性質、功能和職責從法律上給予明確界定以確保充分發揮證券行業的自律作用，最大限強化信息披露責任，嚴格會計制度，力求信度地避免證券欺詐行為發生;強化信息披露貢任，產格會計刷度，刀水侶息準確，披露及時;增強廣大中小投資者的自我保護意識，完善賠償訴訟機制;依法賦予新聞媒體輿論監督權，充分發揮新聞媒體監督作用;深入研究證券欺詐者心理規律，加強法律懲治力度
  2. An auto financing company, in case of being found in violation of other chinese laws and regulations, shall be subject to enforcement actions by relevant regulatory authorities

    汽車金融公司違反我國其他法律、法規的，由有關主管機關依法處理。
  3. Article40 an auto financing company, in case of being found in violation of other chinese laws and regulations, shall be subject to enforcement actions by relevant regulatory authorities

    第四十條汽車金融公司違反我國其他法律、法規的，由有關主管機關依法處理。
  4. Article 18 if the securities regulatory authority under the state council or the department authorized by the state council discovers that a decision it has made to verify or approve upon examination the issuing of securities does not conform to the provisions of laws or administrative regulations, it shall revoke the decision. if the relevant securities have not yet been issued, they shall be kept from being issued ; if they have already been issued, the holders of the securities may require the issuer to refund their money at the issue price plus bank deposit interest for the same period

    第十八條國務院證券監督管理機構或者國務院授權的部門對已作出的核準或者審批證券發行的決定，發現不符合法律行政法規規定的，應當予以撤銷尚未發行證券的，停止發行已經發行的，證券持有人可以按照發行價並加算銀行同期存款利息，要求發行人返還。
  5. The move demonstrates the confidence of both companies in the chinese economy. subject to final agreement, applicable laws and regulatory approvals, it is proposed that one of the two high - rise towers of shanghai ifc be named hsbc buildingshanghai ifc

    上海國金中心兩座辦公樓的其中一座，擬命名為匯豐銀行大樓-上海國金中心，匯豐將入駐共20層辦公樓面，總面積約為53 ， 000平方米。
  6. Article 113 a stock exchange shall, pursuant to laws and administrative regulations governing securities, formulate specific rules for centralized securities trading at competing prices, administrative regulations for its members and operational rules for its employees, and submit the same to the securities regulatory authority under the state council for approval

    第一百一十三條證券交易所依照證券法律行政法規制定證券集中競價交易的具體規則，制訂證券交易所的會員管理規章和證券交易所從業人員業務規則，並報國務院證券監督管理機構批準。
  7. Article 233 in case anyone violates the relevant laws and administrative regulations or the relevant provisions of the securities regulatory authority under the state council and is under any serious circumstances, the securities regulatory authority under the state council may take measures of prohibiting the relevant responsible persons from entering into the securities market

    第二百三十三條違反法律、行政法規或者國務院證券監督管理機構的有關規定，情節嚴重的，國務院證券監督管理機構可以對有關責任人員採取證券市場禁入的措施。
  8. However, in order for china to do securitization, we still need to solve the following problems : the lacking of enough matching laws and credit insurance and guarantee, for example, a necessary legal and regulatory framework that allows for the clear separation of assets into the spy, and clarifying the taxation issues related to asset transfers, which will determine whether the securitization vehicle is tax neutral or not

    Spv聘請信用評級機構對貸款組合的信用風險進行信用評級，以揭示證券的投資風險及信用水平，作為擬定發行證券的定價和證券結構設計的依據； （ 4 ）發行貸款抵押證券； （ 5 ）資產管理與回收資產收益。通過上述的運行機制，使需要資金的發起銀行事先獲取資金，以對新項目進行投資或發放新的貸款； （ 6 ）還本付息。
  9. The first section : cross - border issuing and listing of securities, its legal characteristic, regulations and rules involved. the second section : some private law issues with regard to cross - border issuing, including legal status of issuers, methods of listing, corporate governance ; class rights and minority protection, conflict and application of laws, etc. the third section : legal supervision on the cross - border listing and the international regulatory cooperation. the last section : based on the analysis of the legal systems of developed securities market, international practice and the review of prc oversea listing system, the reformational and legislative proposals on the prc oversea listing system and international regulatory cooperation pattern are given in the paper respectively

    本文具體包括四個部分：第一部分主要探究跨境證券發行與上市及其法律特點和所涉及的法律規則；第二部分從私法的角度，對跨境證券發行與上市中所面臨的幾個核心和熱點法律問題進行了研究，主要包括發行人的主體資格、發行與上市的方式、公司治理問題、類別股與類別股東保護，以及法律沖突與法律適用等問題；第三部分從公法的視角，就跨境證券發行與上市的法律監管及國際間的合作進行探討；第四部分在考察我國現行的海外上市制度的基礎上，筆者根據我國的實際情況和從發展的角度，就我國海外發行與上市制度所存在的問題及其完善、我國如何參與國際監管合作等提出了初步的意見和建議。
  10. Article 37 employees of stock exchanges, securities firms and securities registration and clearing institutions, staff members of the securities regulatory authority, and other persons prohibited by laws and administrative regulations from participating in share trading may not, while in office or during the statutory period, hold, purchase or sell shares directly or under an assumed name or under the name of another, nor may they receive or accept shares as gifts

    第三十七條證券交易所證券公司證券登記結算機構從業人員證券監督管理機構工作人員和法律行政法規禁止參與股票交易的其他人員，在任期或者法定限期內，不得直接或者以化名借他人名義持有買賣股票，也不得收受他人贈送的股票。
  11. Before company announcements are made as required by laws or administrative regulations, the securities regulatory authority, the stock exchanges, the securities underwriting companies and the individuals concerned may not divulge the contents of such announcements

    證券監督管理機構證券交易所承銷的證券公司及有關人員，對公司依照法律行政法規規定必須作出的公告，在公告前不得泄露其內容。
  12. There were numerous demonstrations for and against government positions. mainland chinese companies in hong kong remained subject to the same laws and regulatory supervision as all other enterprises

    在香港經營的中國大陸公司同其他所有公司企業一樣，繼續接受相同的法律和法規的管理。
  13. Assist bom to execute laws and regulations and circ regulatory rules, offer legal comments on substantive business decisions ; receiving and implementing allianz rules and instructions

    協助執行國家的法律法規和保險監督管理部門的規定，就公司的重大經營決策提供法律意見；執行安聯集團相關的規定和要求。
  14. The financial regulatory pattern is the systematic arrangement about the financial regulatory organizations as well as the laws and regulations of a country, which mainly studies the structural orientation of the financial regulatory organizations, including the internal disposition of the regulatory power in the organizational structure and the ways of the operation between the regulatory organizations ’ structure

    金融監管模式是指一國關于金融監管機構和金融監管法規的結構性體制安排。對金融監管模式的法律定位進行研究應主要集中於金融監管組織結構的定位問題，包括組織結構內部的監管權力配置問題及監管組織的結構之間如何發生聯系的問題。
  15. Under the present regulatory laws, however, there is not enough penalty for governance failure by the directors who are directly engaged in company decision - making and who have a biggest interest in the companies, while the independent directors who are responsible for monitoring are often made the scapegoat when governance failures occur

    然而，現時有關的監管法例，對直接負責參與公司決策及作為公司最大利益者的董事犯錯的刑罰不足，出事後卻往往將負起監管工作的獨立董事視為代罪羔羊。
  16. All transactions in securities which you effect on my / our instructions ( “ transactions ” ) shall be effected in accordance with all laws, rules and regulatory directions applying to you

    閣下按本人/吾等的指示而進行的一切證券交易（交易） ，須根據適用於閣下的一切法例、規定和監管指示的規定而進行。
  17. Article 127 role of regulatory authorities within the scope of their respective duties, the authority for the administration of industry and commerce and other relevant authorities shall, in accordance with the relevant laws and administrative regulations, be responsible for monitoring and dealing with any illegal act which, through the conclusion of a contract, harms the state interests or the public interests ; where such act constitutes a crime, criminal liability shall be imposed in accordance with the law

    第一百二十七條工商行政管理部門和其他有關行政主管部門在各自的職權范圍內，依照法律、行政法規的規定，對利用合同危害國家利益、社會公共利益的違法行為，負責監督處理；構成犯罪的，依法追究刑事責任。
  18. Under american laws designed to encourage generic drugs, which save money for patients, the first generic maker to win regulatory approval for its version of any given branded drug is supposed to enjoy a six - month monopoly

    美國的法律被用於鼓勵學名藥的開發以降低病人的花費，任何獲得管理機構批準的與商品名藥物相對應的非專利藥物的第一家制藥公司將享有六個月的壟斷權。
  19. Therefore the regulatory department of our government should energize the administration and direct the behaviors of earnings management into a reasonable limit by laws and gaap

    因此，政府主管部門必須進行嚴格的規范和正確的引導，將盈餘管理限制在法律、法規和公認會計準則所能容忍的范圍之內
  20. By applying for the bank ' s investment trust services as set out in the terms and conditions, the client agrees that the bank may from time to time release or provide any or all information held by the bank in respect of the client and the client ' s relating to the investment trust serices and such retained persons, their employees or staff shall, save to the extent that it is required to disclose the same in order to comply with any laws or regulations or the requirements of any statuory and regulatory authorities to carry out the duties ane comply with the obligations referred to in the terms and conditions, keep such information confidential and only use it for the purpose of carrying out the duties and complying with obligations herein

    5客戶申請銀行提供約定書所訂的投資服務，即表示同意銀行可視需要向銀行委任處理信?投資事務之人透露或提供銀行所保存有關客戶及客戶的結算帳戶之任何資料，而受任人、其職及雇員應將有關資料保密，僅于履行職責及遵守約定書所述之責任時方得使用該等資料；惟倘根據任何法律或主管機關之要求或為履行職責及遵守約定書所述之責任而須揭露該等資料者，不在此限。
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