securities industry 中文意思是什麼

securities industry 解釋
證券業
  • securities : 期貨
  • industry : n. 1. 勤勞，勤奮，刻苦。2. 工業，產業，實業，事業。3. 〈集合詞〉資方。4. 有組織的勞動，經常的工作[努力]。
  1. Key stakeholders in the securities industry

    證?業內的主要利益相關者
  2. After introducing the historic 、 economic 、 social background of china ’ s securities industry, the thesis classified its process into several stages and then disclosed lots of frustration accompanying its growth. currently, an increasing number of problems, such as unreasonable structure of securities industry, difficult operating environment, and ubiquitous unadaptable corporate governance, are beginning to surface. the purpose of this thesis is to find out profoud reason of the conflict phenomenon, then providing the solution for the growth of china ’ s securities industry. to achieve this target, on the guidance of some theories, such as that of industrial organization 、 corporate governance and core competence, this thesis made plenty of analysis about several indexes

    本論文從當代中國券商行業的歷史背景、經濟背景、社會文化背景入手，通過對券商發展的階段劃分，揭示中國券商行業發展過程中的諸多曲折，尤其是在新的時代背景下，券商行業中出現的眾多與證券市場發展不相適應的地方，既有行業結構不合理的內因，也有行業外部經營環境惡化的外因，還有普遍存在的公司治理結構欠妥等原因。
  3. Deutsche boerse group, a german blue chip company, is a leading service provider to the global securities industry with products and services for issuers, investors, intermediaries and data vendors

    德意志證券交易所集團是德國的藍籌企業，是全球領先的證券業服務提供商，為發行者、投資者、中介機構以及數據所有者提供綜合而全面性的產品與服務。
  4. Comparing with the stockjobbers outside, although we can also enjoy the same treatment with others, we are still too weak even from the capital size capital strength managerial mechanism managerial efficiency to the stuff of talented person along with entering the wto, our stock market will completely be opened, abroad stockjobbers will threaten our stockjobbers seriously when they are familiar with the operations of our lacal ones, however, we can also obtain more and more opportunities at the same time : the market of our local stockjobbers will become wider from local to international capital market, it can advanced the speed of our local securities industry to improve the system conditions, to renovate manage system, to ameliorate the technic measures, to enrich the xervice breeds ; besides, it can also drive us to adjust the economica l structure, optimize the station of resource, transform the manage mechanism, all of these will provide a wider space for the local stockjobbers after entering the wto, the main develop trends of local stockjobbers are express at : invest - banking operations will become more important, the broking competition will be more fury, the property management will become the rising point of new profits of us

    雖然按對等原則，我國證券業也可以進入其他締約國金融市場並享受該國資本的同等待遇，但與境外券商相比，境內券商無論是在資產規模、資金實力、管理機制、經營效率，還是人才素質上，都無法與之抗衡。加入wto后，證券市場終將全面開放，國外證券公司在熟悉中國證券市場的操作后，將對國內券商的業務構成嚴重的威脅，以往國內券商發展業務的許多手段都將很快失靈，從而對券商的經營思路和發展戰略產生深刻的影響。然而，加入wto也使我國證券業獲得了更多新的發展機遇：將使國內券商的生存發展空間進一步拓展到國際資本市場的大舞臺；將從外部促使中國證券業向著市場化、規范化和多功能化的國際證券業發展趨勢快速推進，從而使證券業發展的制度環境得以改善；將促使我國券商更新管理體制，提高管理水平，改進和創新技術手段、業務方式和服務品種，提升競爭層次；此外，加入wto還將推動我國的經濟結構調整、資源優化配置和企業經營機制轉換，為券商開拓業務和進行各種創新活動提供了了廣闊的空間。
  5. The tax treatment is unfair among different businesses and different tax - payers. the abnormal taxation certainly results in the abnormal development of the bank and securities industry. the difference between the taxation of china bank and securities industry and the foreign taxation that include the taxing scope, the abstraction and materialization of taxation, the taxation operation, the sanction and transparency of tax law, the seriousness of taxing administration and tax policy choice, not only provide the opportunity for the foreign finance institution which can carry out tax planning, moreover tax equity, but also likely lead to that the foreign finance institution lack confidence to china market and policy, finally affect its investment and result in tax unfairness among tax - payers

    長期以來，我國財政與金融的特殊關系使得財政對銀行業實行「特殊」的稅收政策，銀行業整體稅負高於製造業以及非金融性的服務業，中資金融企業稅負高於外資金融機構，過重的稅負使得銀行資本充足率難以保證，發展失去后勁；二是我國銀行業和證券業稅制結構不合理、稅制不規范、不科學，銀行和證券業內部不同行業、不同納稅人之間稅收待遇不公平，畸形的稅制必將導致銀行與證券業的畸形發展；三是我國銀行業和證券業稅制與外國稅制的差異，包括征稅范圍大小、稅制的抽象化與具體化、稅制的可操作性、稅收法律約束力和透明度、稅收執法的嚴肅性等差異，不僅給外資金融機構進行稅務籌劃甚至偷逃稅提供了可乘之機，而且還可能使得外資金融機構對中國市場、對政府政策缺乏信心，而影響其投資，也導致納稅人之間稅負不公。
  6. How to define the legal nature of scalping remains a disputable issue in the world securities industry

    摘要如何界定「搶帽子交易」的法律性質，在各國證券界一直存在爭議。
  7. Supervision of authorized institutions securities and mpf activities in the light of the commencement of the new regulatory regime for the securities industry on 1 april 2003, the hkma will deploy additional resources to perform its new statutory duties. the new functions will include advising the sfc on the fitness and propriety of ais applying for registration with the sfc, giving consent to ais executive officers who are responsible for directly supervising securities business, maintaining the public register of ais securities staff, and exercising disciplinary sanctions

    鑒于新的證券業監管架構將於2003年4月1日生效，金管局將會調配額外資源來履行新的法定職能，其中包括就申請獲得證監會注冊的認可機構是否符合適當人選的準則向證監會提供意見、就認可機構負責直接監督證監業務的主管人員給予同意、備存認可機構從事證券業務員工的紀錄冊以供公眾查閱，以及執行紀律制裁。
  8. The rules would formally bring an end to a two - year moratorium on foreign investment in the securities industry aimed at giving local companies time to prepare for greater competition

    新規定將正式結束為期兩年的暫停外商投資證券業的緩沖期。這兩年的緩沖期旨在給本地公司留出更多時間，為更激烈的競爭做好準備。
  9. Trading services of the securities industry are provided by investment banks, commercial banks, finance companies and securities brokerage companies

    證券業的交易活動由投資銀行、商業銀行、財務公司和證券經紀公司提供。
  10. 6 to guide and supervise the activities of the securities industry association according to law

    六依法對證券業協會的活動進行指導和監督
  11. A distinguished entrepreneur in hong kong, mr. fung wing cheung, tony is currently chairman and executive director of yu ming investments limited, and has had a career spanning over 20 years in the investment and securities industry and china trade

    馮永祥先生為傑出的商界領袖，現任禹銘投資有限公司主席兼執行董事，從事投資、證券業務及中國貿易達二十年。
  12. The way in which the securities industry monitors itself to create a fair and orderly trading environment

    證券行業自我監督的方式，目的在於創造一個公平、秩序的交易環境。
  13. Fifth, levy taxes completely together with implementing the specially designate tax revenue, clear - cut orientation of banking tax policy. six, unit bank and securities industry inside and outside gains tax system together favorable tax, collect the capital profit tax completely, realize impartial tax system

    五是全面征稅與實施特定稅收優惠相結合，明確金融稅收政策取向；六是統一銀行銀行業和證券業內外所得稅制及稅收優惠，全面徵收資本利得稅，實現稅制公平。
  14. The emergence of floating commission system formally declares the end of monopoly profit era in the securities brokerage, which will cast far - reaching influence on the business structure of securities companies and the organizational structure of securities industry in our country

    浮動傭金制的出臺，正式宣告了證券經紀業務行業壟斷利潤時代的結束。它對我國證券公司的業務結構和證券行業的組織結構將產生深遠的影響。
  15. The strictly confidential assignment was a hot potato : influential figures in the securities industry were implicated. at the time, only stockwell, gregory and icac commissioner geoffrey barnes knew of the investigation

    由於案件所涉及的問題相當敏感，而牽涉的人士亦是證券界舉足輕重的人物，故所有的調查工作都在高度機密的情況下進行。
  16. In the part four of the thesis, the author makes a relatively all - round analysis with substantial evidence of how to carry out the risk management in the face of different specific businesses, and also puts forward some principles and some specific measures in the risk management accordingly securities industry is a very risky industry with the character of strong flowing and fast changing

    本文的第四部分，以創新型的風險-報酬機制為依託，就我國證券公司如何對現有的各項業務實施風險管理進行了較為全面的實證分析，並有針對性地提出了一些風險管理的原則和具體對策。
  17. Article 8 securities industry associations established according to law shall practice self - policing administration under the prerequisite of the exercise by the state of centralized and unified supervision and administration over operations of securities issuance and trading

    第八條在國家對證券發行、交易活動實行集中統一監督管理的前提下，依法設立證券業協會，實行自律性管理。
  18. This paper introduced the development and related theory of data warehouse, discussed the securities industry solution of data warehouse application ; according to the characteristic and business demands of securities companies, the paper presented an architecture of securities data warehouse system, and introduced the function of each component ; after describing the task of database structure design, this paper brought forward an example of database design around the object of stock quotation analysis ; moreover, as an emphasis, the interface of operational system and data warehouse environment, the etl technology, was deeply discussed. an example of data transfer by dts was presented

    本文介紹了數據倉庫技術的發展現狀和基本原理，討論了數據倉庫技術在證券公司的應用意義；根據證券公司的數據特點和業務需求，提出證券公司數據倉庫系統的總體框架；圍繞股票行情數據分析這個主題，構建了一個數據倉庫設計的實例，探索證券公司數據倉庫的目標數據庫結構的設計方法；深層次討論了業務系統數據到數據倉庫環境的etl技術，並完成了一個利用dts工具進行源數據導入的實例。
  19. The organ of authority of the securities industry association is the members general assembly composed of all of the members

    證券業協會的權力機構為由全體會員組成的會員大會。
  20. Deutsche borse ag and clearstream anticipate that the integration will be completed by early 2003 and will create the preeminent full service provider for the securities industry setting the standard for straight - through processing by optimally coordinating and fine - tuning all systems for trading, clearing and settlement

    該交易所及預期架構合併的程序將于年初完成，並將為證券業提供全面服務，以及透過協調所有買賣及交收結算的系統來制定直通處理程序的標準。
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