securities intermediary 中文意思是什麼
securities intermediary
解釋
證券中介機構- securities : 期貨
- intermediary : adj. 1. 中間的，居間的。2. 中間人的；媒介的，調解人的。n. 1. 中間人，調解人。2. 媒介，媒介物；手段，工具。3. 中間形態，中間階段。
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Practicing this regime requires certain pre - conditions such as the scale of mortgage loans, a brisk stock market, a huge group of investors as well as a number of intermediary service institutions including credit rating corporations, insurance companies, law firms and accounting firms. in china, the securitization of housing - mortgaged loans has become heatedly discused topic recently. in our country, initiate innovations are needed for the market potentiality of real estate, explosive expand in house requirement, further improvement in house market and to develop and reinforce the housing finance, and so mortgage - backed securities provided a ideal tool for resolving the problem for those
所謂房地產抵押貸款證券化，就是將房地產抵押貸款債權轉化為房地產抵押證券的過程，具體而言，也就是金融機構將其持有的若干房地產抵押貸款依其期限、利率、還款方式進行匯集重組，形成一系列房地產抵押貸款資產池（資產組合） ，再將該組合出售給從事抵押貸款證券化業務的特殊目的機構（ spv ） ，通過擔保機構擔保實現信用升級后，經信用評級機構評級，由證券承銷商將信用級別較高（通常為aaa或aa級）的抵押貸款支持債券出售給投資者的一種證券化模式。 -
The repledging limit applies when an intermediary or an associated entity of such intermediary repledges securities collateral of the intermediary
凡中介人或該中介人的有聯系實體再質押該中介人的證券抵押品，該再質押上限即適用。 -
The third chapter discusses the subject responsible for false statement in issuing securities, from issuers, sponsors, listed companies, securities underwriters, professional public intermediary organizations to persons responsible in involved units
第三章承擔證券發行虛假陳述民事責任的主體。主體有發行人、發起人、上市公司；證券承銷商；專業中介機構；有關單位負有責任人員。 -
Securities company provides main services including the financial product and intermediary service
券商營業部主要提供金融證券產品交易和中介、咨詢服務。 -
Securities and futures contract notes, statements of account and receipts amendment rules 2006 the amendment rules amend the principal rules to impose additional disclosure requirements in monthly client statements on any intermediary which is licensed for securities margin financing or dealing in securities where such intermediary or an associated entity of such intermediary has repledged securities collateral
2006年證券及期貨成交單據戶口結單及收據修訂規則修訂規則修訂主體規則，以規定凡獲發牌進行證券保證金融資或證券交易的中介人或該中介人的有聯系實體再質押證券抵押品，即須對該中介人施加在客戶月結單內作出額外披露的規定。 -
6 the relevant staff members of public intermediary organizations who participate in securities trading pursuant to their statutory duties and the relevant staff members of securities registration and clearing institutions and securities trading service organizations ; and
六由於法定職責而參與證券交易的社會中介機構或者證券登記結算機構證券交易服務機構的有關人員 -
He is a licensed mpf intermediary and a securities and futures commission registered dealer s representative
陳氏為認可強積金中介人及香港證監會注冊交易商代表。 -
An intermediary between an issuer of debt securities and the investors. investment banks usually charge a fee for this service
債務證券發行人和投資者之間的中介。通常投資銀行為這項服務收費。 -
Part three was the discovery on the questions about system of relief on substantial law from the point of judicial practice which included four parts. in the first part, this article held that the proper defendant should including issuer of securities, initiator of securities, directors, supervisors and managers of issuer, securities dealer and its high official, intermediary " organization and its liable person, and securities supervision commission and that each kind of the said persons have their own grounds for exemption
正文第三部分主要是從司法實踐角度來研究虛假陳述實體法救濟制度諸問題，包括四部分內容:一是賠償義務主體的范圍及抗辯理由。關於前者，本文從比較法角度提出責任主體應包括證券發行人，證券發起人，發行人的董事、監事和經理，證券承銷商及其高級管理人員，證券中介機構及其責任人員以及中國證監會，並一一分析其具體范圍及可行性問題。 -
The financial intermediary must be an authorized institution as defined in the banking ordinance or a licensed corporation licensed to perform type 1, 4 or 9 regulated activities under the securities and futures ordinance
金融中介機構必須是《銀行業條例》訂明的認可機構或根據《證券及期貨條例》獲發牌以進行第1 、 4或9類受規管活動的持牌法團。 -
Investment banking describes the activities of a firm conducted when serving as an intermediary between an i uer of securities and the investing public
投資銀行業務描述的是一家公司作為證券發行者和投資大眾的中間人進行服務活動。 -
Investment banking describes the activities of a firm conducted when serving as an intermediary between an issuer of securities and the investing public
投資銀行業務描述的是一家公司作為證券發行者和投資大眾的中間人進行服務活動。 -
Hantec investment consultant is a registered investment adviser with the securities and futures commission of hong kong, a mandatory provident fund schemes authority intermediary and a member of the hong kong confederation of insurance brokers
亨達投資顧問為香港證監會注冊投資顧問強積金管理局注冊中介人及香港保險顧問聯會會員。公司計劃于明年將旗下個人理財中心數目增至12間。 -
As one of the main business fields, securities company is not only the essential participant, but also the most important service intermediary which provides the financial product and the intermediary service for the customer by taking the securities branch as a service unit
證券公司作為證券市場的主體之一，不僅是金融市場不可缺少的參與者，同時也是最重要的服務中介，其以證券營業部為服務單元為顧客提供金融產品和中介服務。 -
Deemed registered institutions which intend to continue securities intermediary activities after 31 march 2005 had to submit applications to the securities and futures commission for migration to the new regime within this period
有意在年月日後繼續從事證券中介活動的當作注冊機構，須于過渡期滿前向證券及期貨事務監察委員會提交過渡至新制度的申請。 -
If the applicable law is not determined under either paragraph ( 1 ) or paragraph ( 2 ), that law is the law in force in the state, or the territorial unit of a multi - unit state, in which the relevant intermediary has its place of business, or, if the relevant intermediary has more than one place of business, its principal place of business, at the time the written account agreement is entered into or, if there is no such agreement, at the time the securities account was opened
如果準據法根據第1款未能確定，則準據法是在簽訂帳戶協議時，或沒有此類協議時，在開立證券帳戶時，相關中間人據以成立為公司或以其他方式組成的某一國家的現行有效法律，或多單元國家的某一領土單元的現行有效法律；然而，在簽訂帳戶協議時，或在沒有此類協議的情況下，在開立證券帳戶時，相關中間人據以組成公司或以其他方式成立的法律是某一多單元國家的法律而非其某一領土單元的法律時，準據法則是相關中間人的營業所所在地現行有效的法律，或在有關的中間人擁有多個營業所時，其主營業所所在地現行有效的法律。 -
During securities examinations, the hkma ascertains the adequacy of ais internal control systems for compliance with regulatory requirements and ensuring the fitness and propriety of those staff carrying out mpf intermediary activities
在進行證券業務審查期間，金管局亦查核認可機構的內部監控制度是否足以確保機構切實遵守監管規定，以及從事強積金中介業務的員工是否符合適當人選的準則。 -
Taking forward the recommendations by the standing committee on company law reform on enhancing our corporate governance regime ; commencing operation of the securities and futures ordinance to promote a fair, transparent and orderly market with upgraded intermediary services for better protection of investors and minority shareholders ; and continuing to improve the quality of the capital market to maintain hong kong s competitiveness as a premier capital formation centre particularly for the mainland
跟進公司法改革常務委員會就改善企業管治制度所提出的建議；落實《證券及期貨條例》 ，提升中介服務以加強保障投資者及小股東，從而建立更公平、具透明度及井然有序的市場；繼續改善資本市場的素質，保持香港作為首要集資中心（特別是內地的首要集資中心）的競爭力。 -
Article l37 a securities firm that, in securities trading, buys or sells securities on behalf of its clients or operates as an intermediary is a securities broker with the status of a legal person
第一百三十七條在證券交易中，代理客戶買賣證券，從事中介業務的證券公司，為具有法人資格的證券經紀人。 -
Based on the ecmh and the financial noise theory, the thesis analyzed the information transmission mechanism by dividing it into three links : information announcement, information transfer and information reflection. in the second part of the thesis, i connected the general mechanism with the particularity of the securities market of china. i pointed out the problems lying in the informa tion announcement regulation, information intermediary institutions, the behavior of listed companies and the behavior of investors
論文以有效資本市場理論（ ecmh ）和金融市場噪聲理論為理論基礎，從信息傳導的三個環節：信息披露、信息傳遞、信息反映分析了證券市場信息傳導的一般機制，然後結合中國證券市場的具體實際，分析了其在信息披露制度、信息中介服務機構、上市公司行為、投資者行為等方面存在的問題，並總結出問題的深層次原因，從而提出提高信息傳導效率的改革出路。
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