securities law 中文意思是什麼
securities law
解釋
有價證券法- securities : 期貨
- law : n 勞〈姓氏〉。n 1 法律，法令；法典。2 法學；訴訟；司法界；律師（界），律師職務。3 （事物或科學的...
-
Furthermore, our legal institution for acquisition of listing company also has many shortcomings : its specific rules are not detailed enough, its logic is not strict, its inclination of value often self - contradict, its content is not integrated, the corporation law and securities law have n ' t supported it sufficiently, and the particularity of state - owned capital makes it unsuitable to the international consuetude
同時，上市公司收購的法律制度也很不成熟：微觀層面上具體規則不夠詳盡、可行性差，中觀層面上內在邏輯不嚴密、價值取向不清晰、內容不完整，宏觀層面上公司法與證券法體系未能提供足夠制度背景、特殊國有資產關系的介入又不符合國際慣常做法。 -
Wto and the disclosure system of securities law in china
分工與證券市場信息披露 -
Fairness, impartiality and openness is the spirit of the securities law. however, in the current chinese security market, the illegal behaviors like insider trading, false presentment, manipulation of market and cheating client etc are in vogue, which is a big gap to the spirit of securities law
公正、公平、公開為證券法之精神，而在我國目前的證券市場中，內幕交易、操縱市場、虛假陳述、中介組織造假等違法行為橫行，與證券法之立法精神相差甚遠。 -
At present, china securities law and china corporate law have prohibitory regulations on manipulation, but in our regulation system of securities market, administrative penalty and criminal punishment occupy a disproportional importance, while civil liability is being ignored seriously
對于操縱市場，我國證券立法上有明確的禁止性規定，但對于其法律規制還僅限刑事和行政方面，忽略了對操縱行為人民事責任的追究，忽略了對受損害的投資者以私權上的救濟。 -
In the end of the paper put forth several propositions of china ' s legislation on insider trading including the current situation, comments on the provisions of the present securities law on insider trading, and certain ideas about how to improve the legislation on insider trading. the paper proposes that complete civial liability system be established, the system of the right to include short - swing trading be improved, the mechanism of china wall be established, and the powers and rights of securities supervision administrative committee be improved
包括內幕交易的民事責任、內幕交易的行政責任和內幕交易的刑事責任。第三部分是完善我國關于證券內幕交易立法的若干構想，包括我國內幕交易行為的特點與成因、對現行《證券法》及相關法律對內幕交易相關制度的規定的評析及完善內幕交易立法的若干構想。主要包括對內幕交易構成要件的完善、完善短線交易歸入權制度、設立「中國墻」制度、建立健全完善的內幕交易民事責任制度等。 -
From a comparative law point of view, this paper, by referring to art. 42 of china ' s securities law, analyzes the composing elements of short - swing trading, the theory of disgorgement and its enforcement
本文通過比較法上的觀察，結合我國《證券法》第42條的規定，分析了短線交易的構成要件、歸入權的原理及其行使。 -
The imperfectness of the civil liabilities in the chinese securities law is also discussed. chapter 2 discusses the nature of civil liabilities of information disclosure
我國信息披露民事責任的立法存在條文少，規定內容較為簡陋，缺乏可操作性等缺點。 -
Only on condition that the investor is bestowed with private procedural rights, could the system of civil compensation liability of the inside dealing be improved, would the strongest resistance be given to the inside dealing, which is just the basis of the securities law to protect the investor ' s interests
筆者認為，內幕交易的法律規制必須重視對投資者的私權保護，只有賦予投資者私人訴權，健全內幕交易侵權行為的民事賠償責任制度，才能對內幕交易產生最有力的抗制，才是證券法保護投資者利益的立法之本。 -
In china, experts in laws ever studied company credits, who claimed that company credits included human credits and capital credits, and that " capital credits are the soul of a capital company ". in company law of the p. r. china and securities law of the p. r china, both legal actual capital system and legal minimum capital limits embody the theory
我國法學界對公司信用有所探討，認為公司信用的基礎包括人的信用和資本信用，而「資本信用是資本企業的靈魂」 ，這種理論在我國《公司法》和《證券法》中體現為法定實收資本制和法定最低資本限額。 -
In order to compensate investors " damages and punish deceivers " illegal activities, legislators have extended the conception of legal fraud from civil law to securities law. this policy also decides that securities fraud is a given legal definition, which breaks through that on civil juristic act in constitutive elements and legal consequences, and closes to that on law of torts in essence
將民事欺詐的概念延伸至證券領域，主要是為補償投資者的經濟損失和制裁欺詐者的違法行為提供法律依據，這一立法政策決定了證券欺詐是一個特定的法律概念，在構成要件和法律後果兩方面突破了民事法律行為制度中的欺詐，在性質上更接近於侵權法上的欺詐責任。 -
The stipulation in securities law is too simple and not so practical
《中華人民共和國證券法》對短線交易歸入制度的規定過于簡單，可操作性不強。 -
B monthly operation report : include sales revenue, total of endorsed borrowing, loan, and derivative trading significant event : under securities law, article 7, code 9, companies are obligated to disclose significant news one business day after the occurring date or before trading commence
公司登錄交易后，投資人可以從櫃臺中心網站網址為： http : www . gretai . org . tw之公開資訊觀測站項下或推薦證券商提供的適當管道或蕃薯藤網站股市專區，取得以下資訊： -
Though the new securities law regulates that the power of approval revocation will not be exercised if the stock has been issued, even if the stock isn ’ t issued, we should also think of the limited factors, such as reliance interest, public interest, the degree of violation and prescription
雖然我國新《證券法》規定了在股票發行上市后就不再行使撤銷權，但是即使沒有上市，要撤銷核準決定也應該考慮信賴利益、公共利益、違規嚴重程度和時效的限制。 -
Since china is transforming from planned economy to market - directed economy, so the establishment and perfection of civil liability system of information disclosure is more important than those countries with mature capital markets. the civil liabilities system is a great help in perfecting the system of the chinese securities law, protecting the interests of inventors, fruitful deterring securities market violators, and attracting the foreign capital
建立和完善信息披露的民事責任制度不僅是證券法自身完善和實現其功能的需要，也是保護投資者的利益，有效遏制中國證券市場的各種違規現象，企業上市融資和規制上市公司行為，以及吸引外國中小投資者的資金的需要。 -
We should also pay attention to compensation for damages and learn from the u. s. and hong kong, which have rich experience in loss assessment and measures for compensation. although the securities law can not be revised right now, precedent in judicial practice and judicial interpretation are both helpful to improve civil compensation system. this papers, focusing on the establishment of civil compensation system in the securities market, include four main parts
其中，在確定內幕交易損害賠償請求權主體時，應將其界定在內幕交易發生到該內幕信息公開之日買進或者賣出的所有投資者；在確定操縱市場損害賠償請求權主體時，也只應當限定在股價被操縱期間高買低賣的投資者。 -
It has stipulated the administrative and criminal liabilities of market manipulation. while the private law in securities area is quite weak and the remedies of the victims ca n ' t be effectively recovered. it will undoubtedly be contradicted to the main purposes of china ' s securities law
目前我國證券法中的公法制裁手段比較完備，規定了操縱市場行為的行政責任和刑事責任，但是私法制裁相對薄弱，其結果往往是受害者的損失無法獲得有效的彌補，這無疑是和我國證券法保護投資者的首要目的相悖的。 -
Then the author concretely introduce the legislations of eso system in usa and japan. tax law in usa is the important law for eso system, which is on the basic legislations frame by company law and securities law, japan introduced eso system by modification of its business code. the third part discusses the academic basis of eso system
然後文章就美國和日本的有關股票期權制度法律規范作了詳細的介紹，美國是在公司法和證券法提供基本制度框架的前提下，稅法成為其規范股票期權制度的最重要的法律，而日本是在1997年修改商法典后逐步引入了股票期權制度，其立法主要圍繞股票來源方式在商法典中進行規范。 -
First, in order to overcome legal obstacles to the construction of eso, revising chinese corporation law, securities law, tax law and correlative accountant regulations has been proposed
在這一部分，本文首先論述了構建股票期權制度需修訂的公司法、證券法、稅法及會計法則等相關法令法規，以清除法律障礙。 -
The value of securities law in the three - dimensional perspective
證券法價值的三維透視 -
On securities law revisement to perfect information disclosure system
證券法修訂與我國證券信息披露制度的完善
分享友人