securities margin financing 中文意思是什麼
securities margin financing
解釋
證券保證金融資- securities : 期貨
- margin : n 1 邊緣；邊緣部分；范圍，限界；【軍事】圖廓。2 （版心外）空白；欄外，欄外註解。3 【商業】原價和...
- financing : n. 資金的籌措，理財。
-
When the aggregate total of margin financing [ for that type of security ] in securities business money lending, in the margin trading market, and in securities settlement financing by securities finance enterprises as referred to in the preceding paragraph exceeds 20 percent of the listed shares or number of beneficiary units of that type of security, the remainder under the limit shall be distributed proportionally ; the distribution method shall be drafted by the tsec and submitted to the competent authority for final approval
前項辦理證券業務借貸款項與信用交易市場及證券金融事業辦理有價證券交割款項之融資餘額合併計算超過該種證券上市股份或受益權單位數之百分之二十時，應依比例分配所餘額度，其分配方式由證券交易所擬訂，並報主管機關核定。 -
Hantec is one of the few financial institutions in hong kong with full licences from the sfc under the new securities and futures ordinances - covering dealing in securities and futures contracts, leveraged foreign exchange trading, advising on securities, futures contracts and corporate finance, providing automated trading services, securities margin financing and asset management services
自最新的證券及期貨條例實施以來，亨達為香港極少數獲證監會發出所有經營牌照的金融機構之一，獲準經營范圍涵蓋證券及期貨合約、杠桿式外匯買賣、就證券及期貨合約提供意見、就機構融資提供意見、自動對盤交易服務、證券保證金融資和資產管理服務等。 -
The securities and futures ordinances, which will come into operation on april 1, 2003, will replace the current 12 licenses with a single licensing regime that covers nine regulated activities including dealing in securities and futures contracts, leveraged foreign exchange trading, advising on securities, futures contracts and corporate finance, providing automated trading services, securities margin financing and asset management services
根據四月一日起正式實施之新證券及期貨條例，證監會將把現有的十二項牌照歸納為九類受規管金融服務活動，包括證券交易杠桿式外匯交易就證券提供意見就期貨合約提供意見就機構融資提供意見提供自動化交易服務提供證券保證金融資及提供資產管理。 -
To all authorized institutions drawing their attention to the addition of a new part xa to the securities ordinance relating to the regulation of securities margin financing business
，提醒它們留意《證券條例》新增第xa部有關監管證券?展融資業務的規定。 -
Enhanced reporting on short - selling activities ; bringing share margin financing under the ambit of securities and futures commission regulation
把股票按貸財務活動納入證券及期貨事務監察委員會證監會的監管范圍內 -
Securities and futures contract notes, statements of account and receipts amendment rules 2006 the amendment rules amend the principal rules to impose additional disclosure requirements in monthly client statements on any intermediary which is licensed for securities margin financing or dealing in securities where such intermediary or an associated entity of such intermediary has repledged securities collateral
2006年證券及期貨成交單據戶口結單及收據修訂規則修訂規則修訂主體規則，以規定凡獲發牌進行證券保證金融資或證券交易的中介人或該中介人的有聯系實體再質押證券抵押品，即須對該中介人施加在客戶月結單內作出額外披露的規定。 -
Enhanced reporting on short - selling activities ; bringing share margin financing under the ambit of securities and futures commission ( sfc ) regulation
把股票按貸財務活動納入證券及期貨事務監察委員會（證監會）的監管范圍內； -
Article 17 when a securities firm conducts securities business money lending and its customer uses purchased securities as collateral, the outstanding balance of financing to the customer may not exceed 150 percent of the securities firm ? s net worth ; the combined total of the outstanding balance of financing extended to the customer for securities margin purchase and short sales business plus securities business money lending may not exceed 400 percent of the securities firm ? s net worth
第17條證券商辦理證券業務借貸款項，客戶以其買進證券為擔保者，對客戶融通餘額不得超過其凈值百分之一百五十；辦理有價證券買賣融資融券業務與證券業務借貸款項合併計算后，對客戶融通餘額不得超過其凈值百分之四百。 -
Securities and futures client securities amendment rules 2006 the amendment rules amend the principal rules for the purpose of imposing a repledging limit on intermediaries licensed for dealing in securities or securities margin financing
2006年證券及期貨客戶證券修訂規則修訂規則修訂主體規則，對獲發牌進行證券交易或證券保證金融資的中介人實施再質押上限。
分享友人