securities operation 中文意思是什麼

securities operation 解釋
證券經營
  • securities : 期貨
  • operation : n 1 動作，行動，活動；業務，工作；作用。2 效果，效力；有效范圍，有效期間。4 【數學】運算；【醫學...
  1. The agiotage adopts the service mode that " the passway is made " at the beginning of market development, such traditional operation mode has caused the tradesman of the behavior in securities trader ' s seller ' s market, weakness that this kind of traditional, regular, single operation mode caused securities trader ' s profit to be with single mode too at the same time, the income curve correlate with height of general trend of market development, exist and deviate from with investors " interests too on the value orientations

    本文通過探索我國證券經紀業務的發展歷史和趨勢，得出最根本的結論是營業部轉型是必然，變「坐商」為「行商」 ，由「單一通道服務」向「綜合理財營銷服務」變革是轉型的核心所在。東北證券江陰營業部作為傳統服務模式的代表，本文詳細闡述了營業部結合自身實際應該採取的轉型策略及轉型后營銷策略，為指導營業部經營機制改革提供了系統的解決方案。
  2. Issuers collect fund for infrastructure or operation through issuing securities and retain liability at the same time. issuers are obligated to repay the bondholder the principal amount and interest at a specific interval. in the mean time, this liquidized iou is called " bond "

    當發行人透過發行有價證券，直接或間接地向投資大眾籌措建設經費或營運所需資金，並相對地承擔債務亦即發行人承諾按時支付本金或票面利息給債券持有人之時，該種具有流通性表彰債權之借款憑證，即謂之債券。
  3. As a result, it is necessary to regulate the behavior of the fund manager by imposing obligation on them, whose fundamental purpose is to prohibit or eliminate the factual or potential conflict of interest between the fund manager and the fund unit holders for a healthy and ordinal operation of the securities market

    因此，有必要對基金管理人的管理運作行為進行監管，設定其誠信忠實義務。其根本目的就是禁止或消除基金管理人與基金持有人之間現實的或潛在的利益沖突，以維護證券市場的健康、有序運轉。
  4. These manipulative actions have been regulated in chinese securities legal system, which include wash sale, match orders, manipulation by actual purchases, pool operation, intentionally spread and fiction misleading information

    其實質是證券操縱者利用信息優勢、經濟力量妨礙、限制、排斥競爭的行為，破壞了證券市場的秩序。禁止或限制操縱行為對發展一個良性的證券市場具有重要作用。
  5. With changes on securities brokerage business, the operation patterns of securities are being transformed and customers are becoming the center of business

    摘要隨著證券經紀業務市場的變化，國內券商的經營模式逐漸發生變化，客戶逐漸成為券商各項工作的重點和中心。
  6. China ' s securities market is also a new and developing market, it is now existed the following problems, powerful speculative transaction, inside transaction, false packing, national stock listing circulation and market supervision and management & securities market laws and regulations, so it remains to be perfected, it is an important issues faced for china ' s securities how to specify and develop china ' s securities market, especially, after china joins in wto successfully, the door of china ' s securities market has been opened, accession foreign - funded securities company can be expected soon, stockjobber ' s operation in china will be directly threatened, undoubtedly, this is an enormous challenge for china ' s securities market

    我國證券市場還是一個新興市場，存在市場投機性強、內幕交易、虛假包裝、國有股上市流通以及市場監管、證券市場法規有待完善等等問題，如何規范和發展我國證券市場是我國證券業面臨的重大課題。尤其是我國成功加入wto后，中國證券業的大門已經打開，外資證券公司的進入指日可待，我國券商的經營將直接受到威脅，這無疑是對中國證券業的巨大挑戰。
  7. Part one : this part introduces the summarization of the abs ( asset - backed securities ), which includes the conception, the basic theory, the features, the categories, the basic running process, and the circumstance of the research and development, etc. part two : the main contents of this part are the necessity and the analysis for the feasibility of the financing of securities depending on the charges of expressways, including the analysis for the feasibility of the financing of securities on the basis of the expressways " charges, the option between the two operation models, and the analysis for the feasibility of the operation of indigenization, etc. part three : this part mainly demonstrates how to design the plan of a company for the financing of securities and indigenization, which consists of the introduction of a company ' s background and the main problems to be confronted, the features of the basic assets and the analysis of the cash currency, the selection of spy, the design of trading structure, the product design of securities, etc. part four : this part discusses the financial evaluation about a company ' s design of the financing of securities and indigenization on the basis of the expressways " charges, the analysis of the risks and the analysis in general

    本文的創新之處在於: （ 1 ）通過對我國《信託法》 、 《公司法》等相關法律、法規的深入研究，提出在國內現行制度框架和市場環境下，以信託方式設立特設目的機構的基本思路，並構架了類附擔保公司債信託型和信託簽發企業銷售型兩種較為滿意的本土化交易結構方案，具有一定的理論創新性; （ 2 ）將資產證券化這一金融創新工具應用到高速公路融資領域，論證了高速公路利用收費證券化融資的必要性和可行性，並提出了一個可供借鑒的操作性方案。本文可能的不足是在證券化產品設計方面由於筆者知識水平的欠缺，深感作得不是很深入，需進一步的完善和細化;另外對各種交易結構模式的設計和分析只是一種理論上的探討，到底是否有效和可行需接受實踐的進一步檢驗。論文分為四個部份:第一部份，資產證券化概述，包括資產證券化的概念、基本理論、特點、基本形式、基本運作流程、國內外研究和發展現狀等。
  8. These measures include : make the system of securities laws to perfect, consummate the institutions of the legal person in the listed companies, base securities regulatory authority to regulate the securities market according to law, maintain order of the securities market and ensure the lawful operation of the same, reinforce continuing disclosure of information and the system of financial and accounting reports, make the listed companies shall immediately submit an ad hoc report on the details of such major event to the securities regulatory authority and to the stock exchanging and the same known to the general public, promote investors consciousness of protecting themselves and consummate the civil litigation mechanism to gain compensation and damages, make use of the press to supervise the stock market and reinforce punishment to the persons who act securities fraud

    在這些原則的指導下，本文提出了一套規制證券欺詐的具體法律措施.包括健全證券法律體系，做到證券欺詐的規制有法可依;完善上市公司的法人治理結構，建立完善的證券監管體系，尤其對證券業協會的性質、功能和職責從法律上給予明確界定以確保充分發揮證券行業的自律作用，最大限強化信息披露責任，嚴格會計制度，力求信度地避免證券欺詐行為發生;強化信息披露貢任，產格會計刷度，刀水侶息準確，披露及時;增強廣大中小投資者的自我保護意識，完善賠償訴訟機制;依法賦予新聞媒體輿論監督權，充分發揮新聞媒體監督作用;深入研究證券欺詐者心理規律，加強法律懲治力度
  9. The icac charged a us businessman and a german lawyer with conspiracy to utter fake us valuable securities with a total face value of us 148 billion to obtain credit facilities from local banks. the duo were among five persons arrested in an icac operation

    廉政公署落案起訴一名美籍商人及一名德國籍律師，指他們串謀行使偽造面值合共一千四百八十億美元的偽造有價證券，向本港銀行申請信貸。
  10. The tax treatment is unfair among different businesses and different tax - payers. the abnormal taxation certainly results in the abnormal development of the bank and securities industry. the difference between the taxation of china bank and securities industry and the foreign taxation that include the taxing scope, the abstraction and materialization of taxation, the taxation operation, the sanction and transparency of tax law, the seriousness of taxing administration and tax policy choice, not only provide the opportunity for the foreign finance institution which can carry out tax planning, moreover tax equity, but also likely lead to that the foreign finance institution lack confidence to china market and policy, finally affect its investment and result in tax unfairness among tax - payers

    長期以來，我國財政與金融的特殊關系使得財政對銀行業實行「特殊」的稅收政策，銀行業整體稅負高於製造業以及非金融性的服務業，中資金融企業稅負高於外資金融機構，過重的稅負使得銀行資本充足率難以保證，發展失去后勁；二是我國銀行業和證券業稅制結構不合理、稅制不規范、不科學，銀行和證券業內部不同行業、不同納稅人之間稅收待遇不公平，畸形的稅制必將導致銀行與證券業的畸形發展；三是我國銀行業和證券業稅制與外國稅制的差異，包括征稅范圍大小、稅制的抽象化與具體化、稅制的可操作性、稅收法律約束力和透明度、稅收執法的嚴肅性等差異，不僅給外資金融機構進行稅務籌劃甚至偷逃稅提供了可乘之機，而且還可能使得外資金融機構對中國市場、對政府政策缺乏信心，而影響其投資，也導致納稅人之間稅負不公。
  11. The regulations construction is the foundation of the regular operation of the securities transaction system. it is the indication of the negative entropy flow for maintaining the opening of securities system. furthermore, it is the base point of the article researching the legal misrepresentation - balancing regulations system

    這些相關制度的建設作為證券市場交易系統正常運作的基礎，是維持證券系統開放性的負熵流表現，也是本文研究虛假陳述法律制衡體系的基點。
  12. This article introduces the whole operating and managing system of chinese open end fund. it is included the origin and development of open end fund, experience and lessons of foreign open end fund development ; the classification of the open end fund and its deference from other securities ; the features of the open end fund and its establishment, transaction and structure of fees ; the operation and profit - allocation of the open end fund ; the consultation of agents

    開放式基金在我國還是新生事物，本論文將系統地介紹分析我國開放基金的整個運作管理體系，包括：開放基金的起源與發展，國外開放式基金發展的經驗與教訓；證券投資基金的分類及與其他有價證券的區別；開放式基金的特點及發起設立、交易及費用結構；開放式基金的投資運作及收益分酉幣主通大學頎士研究生學位論文霓11頁配：代銷機構對投資者的咨詢服務。
  13. The feature article securities lending programme sets out the objectives and the operational framework of the programme which will commence operation on 1 december 1997

    債務證券借貸計劃一文列載計劃的目的和操作架構，該計劃將於一九九七年十二月一日開始運作。
  14. The securities and futures ordinances, which will come into operation on april 1, 2003, will replace the current 12 licenses with a single licensing regime that covers nine regulated activities including dealing in securities and futures contracts, leveraged foreign exchange trading, advising on securities, futures contracts and corporate finance, providing automated trading services, securities margin financing and asset management services

    根據四月一日起正式實施之新證券及期貨條例，證監會將把現有的十二項牌照歸納為九類受規管金融服務活動，包括證券交易杠桿式外匯交易就證券提供意見就期貨合約提供意見就機構融資提供意見提供自動化交易服務提供證券保證金融資及提供資產管理。
  15. Stochastic and uncertain performance of power systems is thoroughly studied with a probabilistic simulation method in this paper. based on modeling of element failure and dispatching measures, static, dynamic and integrated securities are analyzed, and hence operation states are quantitatively classified. in probabilistic static security assessment, sequential and non - sequential monte - carlo sampling techniques are applied considering time varying parameter and constraints

    本文採用概率模擬方法，深入研究了電力系統運行中的隨機和不確定特性，在對元件隨機故障和調度控制措施建模的基礎上，對系統的靜態安全、動態安全和綜合安全進行概率評估，建立了電力系統運行狀態的量化分析模型。
  16. After particularly researched the cryptogram algorithm of des, rsa, ecc, with which the virtue and shortcoming of performance in practice using is analysed. through which a hybrid ecryptogram system based on the des and ecc is designed, and also the flow of this cryptogram is provided. with this cryptogram, the problems of conservation of key and velocity of operation which aroses from using des, rsa algorithm singly is it resolved, and the securities of the system is improved

    然後論文在詳細研究des 、 rsa 、 ecc等加密演算法的前提下，分析了它們在實際應用中性能上的優缺點，進而，設計了一種基於des和ecc的混合加密體制，給出了演算法的實現流程，解決了單獨使用des 、 rsa演算法所帶來的密鑰保存不方便和運算速度較慢等問題，有效地提高了系統的安全性能。
  17. Moreover, the fed ' s operation on august 10th was also slightly unorthodox, as the collateral for cash loans was entirely in mortgage - backed securities, albeit ones guaranteed by federal agencies

    此外，美國聯儲會在8月10日的行動也有些不同尋常，那些現金貸款的抵押物是房貸型債券，而且這些已經由聯邦機構擔保過了。
  18. Since the securities investment fund was first come up on march in 1998, it has six years development. till february 2005, there have been 124 securities investment fund published. even though the securities investment funds are developing fast, but the research about appraisal of the securities investment fund was only the first stage. some scholars attempted to do this thing, and some securities company also have reports about evaluation of securities investment fund, but there are not any feasible 、 fair 、 authorities methods and standards to evaluate of securities fund, and even any reliable evaluation outcomes are never published. the published information is only net value to be often know, the information about assets, liabilities, operation, portfolio can be known by annual reports and quarterly reports. published information on funds is defect, all these things make the investors know little about the funds, and even feel it mysterious, the result is to hinder the development of the fund. however, in the foreign countries, the ordinary investors often use funds as the investment tools. the evaluation outcome of securities investment fund is published everyday for the investors. to the fund managers, they must scientifically appraise their performance periodically or non - periodically, through this way, they can make asset of funds stable increase at long term. in a word, the scientific funds evaluation is very important to both the investors and the managers

    二、研究目的基金業績評價研究是促進基金業健康發展的重要環節。建立一套完備的基金業績評價體系無論對投資者和基金管理公司，還是市場監管部門都具有非常重要的意義。對于投資者而言，通過分析基金的業績，可以獲得基金投資操作的準確信息，從而能及時調整投資策略，做出正確的投資選擇，避免盲目跟從一些不實資訊而遭受損失;對于基金管理公司而言，建立科學的基金業績評價體系，不僅可以對基金經理的努力程度和業績水平給出具體的量化評價，還可以依此來分析所實施的投資計劃是否達到或超過了投資目標，發現投資計劃的不足，判斷基金投資策略在市場中的適應能力，總結管理成功的經驗，提高公司的經營管理水平;對于監管部門而言，則可以通過建立
  19. Securities star fuyu ho version of the software market, the stock market is the only address " healthy profit " operation designed thinking global dram pricing system, set 20 top global dram pricing experience and wisdom to the digital approach would be sound the real benefit of these skills into the auxiliary look pan system

    證券之星傅吾豪版行情分析軟體，是證券市場上唯一針對「穩健獲利」操作思路而設計的操盤系統，集20年高手操盤經驗與智慧，以數字化的處理方式將穩健獲利的實戰技巧融入其中的輔助看盤系統。
  20. Securities operation trust

    證券經營信託
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