securities regulations 中文意思是什麼
-
At present, china securities law and china corporate law have prohibitory regulations on manipulation, but in our regulation system of securities market, administrative penalty and criminal punishment occupy a disproportional importance, while civil liability is being ignored seriously
對于操縱市場，我國證券立法上有明確的禁止性規定，但對于其法律規制還僅限刑事和行政方面，忽略了對操縱行為人民事責任的追究，忽略了對受損害的投資者以私權上的救濟。 -
Securities operating agencies the establishment of which was approved pursuant to the provisions of administrative regulations and the department of banking administration under the state council prior to the coming into force of this law which are not in full conformity with the provisions of this law should meet the specified requirements within the given time period
本法施行前依照行政法規和國務院金融行政管理部門的規定經批準設立的證券經營機構，不完全符合本法規定的，應當在規定的限期內達到本法規定的要求。 -
The term " beneficiary certificate " used in these regulations refers to a security which is issued by the securities investment trust enterprise for raising the securities investment trust fund
本辦法所稱受益憑證，指證券投資信?事業為募集證券投資信?基金而發行之有價證券。 -
China ' s securities market is also a new and developing market, it is now existed the following problems, powerful speculative transaction, inside transaction, false packing, national stock listing circulation and market supervision and management & securities market laws and regulations, so it remains to be perfected, it is an important issues faced for china ' s securities how to specify and develop china ' s securities market, especially, after china joins in wto successfully, the door of china ' s securities market has been opened, accession foreign - funded securities company can be expected soon, stockjobber ' s operation in china will be directly threatened, undoubtedly, this is an enormous challenge for china ' s securities market
我國證券市場還是一個新興市場，存在市場投機性強、內幕交易、虛假包裝、國有股上市流通以及市場監管、證券市場法規有待完善等等問題，如何規范和發展我國證券市場是我國證券業面臨的重大課題。尤其是我國成功加入wto后，中國證券業的大門已經打開，外資證券公司的進入指日可待，我國券商的經營將直接受到威脅，這無疑是對中國證券業的巨大挑戰。 -
Exactly speaking, almost none. therefore, the regulations on the related transactions mostly rely on the low - leveled government regulations most of which are provisional suggestion and answers, with the characteristic of changing too fast. so no stable and unified securities legislation has been formed on related transactions
對上市公司關聯交易的證券法規制主要是靠國務院、財政部及證監會的各項法規、規章、規定等文件，立法級別較低，且很多為試行意見或批復等，變動較快，沒有形成較為穩定和統一的證券立法。 -
The u. s. federal reserve, for example, regularly publishes proposed regulations and asks for comments from the private sector in a reasonable period of time. during the implementation of our gramm - leach - bliley bill - - which fundamentally reformed the us banking, securities and insurance sectors - - the u. s. federal reserve sought out and received hundreds of comments from foreign banks
在實施《格拉姆-利奇-布利利法案》期間該法案從根本上改革了美國銀行業、證券業和保險業，美國聯邦儲備系統徵求並收到了外國銀行提出的數百條意見。 -
The basic way of thinking is as follows : analyzing the foreign capital into a share stock - market theoretically, its results will be used to study the problem ; reviewing the experiences of the foreign capital into a share stock - market in some developing countries or areas and the regulations of qfii in china, their identities and differences will be laid out ; analyzing their coming effects in order to show their great significance ; then studying the problems faced up by us after the foreign capital entry into a share stock - market and the reasons in order to reveal the present situation in the domestic securities market and foreign exchanging management. at last, putting forward the relative counter - measures
本論文是關于境外金融資本入市的研究，研究的基本思路是：對境外金融資本入市進行理論分析，以理論分析的結果作為研究境外金融資本入市的基礎；考察了一些發展中國家或地區允許境外金融資本入市的經驗與我國的qfii制度，並分析其異同之處：分析境外金融資本入市的影響，以說明為什麼要境外金融資本入市；指出境外金融資本入市所面臨的問題及原因，以展示國內證券市場、外匯管理等方面的現狀；最後提出了相應的對策。 -
The enterprise has a lot of property, but be not can cast protect, the following belongings is not inside limits of company worth insurance : ( 1 ) land, mineral resources, forest, aquatic resources and without reap and be being reaped have not the produce of put in storage ; ( 2 ) data of card of money, ticket, negotiable securities, file, zhang book, chart, technology and cannot the belongings of appraisal value ; ( 3 ) take in order to and the possession that are in quicksand to fall building of violate the rules and regulations, illegally ; ( 4 ) the goods and materials in carriage process
企業有很多財產，但並非都能投保，以下財產不在企業財產保險范圍內： （ 1 ）土地、礦藏、森林、水產資源及未經收割和收割尚未入庫的農產品； （ 2 ）貨幣、票證、有價證券、文件、賬冊、圖表、技術資料以及無法鑒定價值的財產； （ 3 ）違章建築、非法佔用以及正處于危險狀態下的財產； （ 4 ）在運輸過程中的物資。 -
Have net worth per share of not less than par value, as shown in the latest cpa - audited and certified financial report, and financial condition meeting the requirements of the regulations governing securities firms
一、最近期經會計師查核簽證之財務報告每股凈值不低於票面金額，且財務狀況符合證券商管理規則之規定。 -
In the most recent financial report audited and certified by a certified public accountant ( cpa ), its net worth per share is not lower than par value, and its financial condition is in compliance with the regulations governing securities firms
一、最近期經會計師查核簽證之財務報告每股凈值不低於票面金額，且財務狀況符合證券商管理規則之規定。 -
After a securities firm has been approved by the competent authority to conduct securities business money lending, if its regulatory capital adequacy ratio falls below 200 percent for two consecutive months, it shall suspend such lending, which may resume only after the securities firm is in compliance with regulations for three consecutive months and is approved by the competent authority ; if the securities firm has already received approval to conduct such lending but has not begun doing so, it shall suspend proceeding
證券商經主管機關核準辦理證券業務借貸款項后，自有資本適足比率連續二個月低於百分之二百者，應停止辦理本項業務，俟連續三個月符合規定並報經主管機關核準后，始得恢復；其已獲準辦理而尚未辦理者，應停止辦理。 -
The securities firms frequently lose their control of the risks, because of their obscure the views of internal control and the absence of the scientific, rational, actual, effective regulations and mechanisms restrictions
特別是由於對內部控制認識模糊，沒有在公司內部形成科學合理、切實有效的制度、機制約束，風險嚴重失控的個案頻頻發生。 -
Article 18 the securities supervision and administration institution under the state council or the departments authorized by the state council shall, upon discovery of the decision already made on the approval or examination and approval of securities issuance to be not in conformity with the provisions of laws and administrative regulations, revoke the said decision ; where issuance of securities has not been initiated, the issuance shall be suspended ; where the securities have already been issued, the securities holders may, in accordance with the issuing price with the added calculation of interests for deposit of the corresponding period, ask the issuer for refund
第十八條國務院證券監督管理機構或者國務院授權的部門對已作出的核準或者審批證券發行的決定，發現不符合法律、行政法規規定的，應當予以撤銷；尚未發行證券的，停止發行；已經發行的，證券持有人可以按照發行價並加算銀行同期存款利息，要求發行人返還。 -
Article 18 if the securities regulatory authority under the state council or the department authorized by the state council discovers that a decision it has made to verify or approve upon examination the issuing of securities does not conform to the provisions of laws or administrative regulations, it shall revoke the decision. if the relevant securities have not yet been issued, they shall be kept from being issued ; if they have already been issued, the holders of the securities may require the issuer to refund their money at the issue price plus bank deposit interest for the same period
第十八條國務院證券監督管理機構或者國務院授權的部門對已作出的核準或者審批證券發行的決定，發現不符合法律行政法規規定的，應當予以撤銷尚未發行證券的，停止發行已經發行的，證券持有人可以按照發行價並加算銀行同期存款利息，要求發行人返還。 -
The regulations construction is the foundation of the regular operation of the securities transaction system. it is the indication of the negative entropy flow for maintaining the opening of securities system. furthermore, it is the base point of the article researching the legal misrepresentation - balancing regulations system
這些相關制度的建設作為證券市場交易系統正常運作的基礎，是維持證券系統開放性的負熵流表現，也是本文研究虛假陳述法律制衡體系的基點。 -
The term " securities related products " used in these regulations shall refer to securities related financial products that have been approved for trading by the securities and future commission, ministry of finance ( hereinafter this " commission " ) in which securities investment trust enterprises use the assets of the securities investment trust fund for hedging operations or to increase investment efficiency
本辦法所稱證券相關商品，指證券投資信?事業運用證券投資信?基金從事避險操作或為增加投資效率，經財政部證券暨期貨管理委員會（以下簡稱證期會）核定準予交易之證券相關金融商品。 -
Will the government inform this council whether it will request the stock exchange and the securities and futures commission to consider introducing regulations requiring all listed companies to engage professional accountants at the senior management level with designated responsibilities for overseeing the accounting and financial reporting functions of listed companies, including
證券交易所及證券及期貨事務監察委員會考慮制定規例，規定所有上市公司均須在高級管理階層委任專業會計師，專門負責監察上市公司的會計事務及提交財務報告的職能 -
As for external corporate governance, continually improve securities ? related laws and regulations, set up china ’ s securities civil compensation system, intensify the construction of china ’ s debt market, develop competitive market for capital, product and professional managers
在外部治理方面，要不斷完善證券監管的法律法規制度和建立起競爭性的市場體系；要建立與完善我國證券民事賠償制度；要大力加強債券市場的建設；要大力發展經理人市場機制和競爭性的產品市場、資本市場。 -
The issues of on - line securities regulations
網路證券監管有關的法律問題。 -
In order to improve the efficiency of regulation and adapt the challenge from entry into wto, universal banking and stock trading on line, our country ' s securities regulations must be reformed. so we should balance justice, efficiency and stability of regulation object ; emphasize the integration between institutional supervision and functional supervision ; deregulate market entry, business scope and trading commission and emphasize behavioral regulation, prudential regulation and protective regulation ; and improve governmental regulation, self - regulation and the co - ordination of international securities regulation
即在規制目標上要注重公平性、效率性和穩定性的權衡，在規制體制上要積極探索機構監管與功能監管相結合的途徑並加強各監管機構之間的協調，在規制內容上應在逐步放鬆對市場進入、業務范圍和傭金費率規制的同時，進一步強化證券業的行為規制、審慎性規制和保護性規制，在規制方式上要在完善政府外部監管的同時進一步加強行業自律管理和國際監管合作。
分享友人