securities regulatory commission 中文意思是什麼

securities regulatory commission 解釋
證監會
  • securities : 期貨
  • commission : n 1 命令,訓令;委任,委託;任務;職權。2 委員,委員會。3 (陸海軍軍官的)任命。4 【商業】代辦,...
  1. Faced with this situation, in the corporate governance structure of the west introduced the system of independent directors china ' s listed companies since august 21, 2001, the china securities regulatory commission promulgated the " on the establishment of independent directors of listed companies in the guidance system ", marks the beginning of our independent directors in listed companies to implement the system. 。 introduction of the system of independent directors of listed companies, mainly in view of the existence of our company ' s management structure is too centralized, decentralized and public shareholders too weak force ; control of the controlling shareholders, led to the independence is not strong, decision - making, oversight functions properly ; the board of supervisors fail to controlling shareholders, supervision of the board of serious adverse internal control phenomenon

    獨立董事是英美公司治理模式的特色制度,其在制衡控股股東或內部人的控制權濫用,捍衛董事會的獨立性,促進公司可持續發展以及保障股東整體利益等方面卓有成效。獨立董事制度已經實施多年,獨立董事已經擺脫當年設立時勢單力薄的劣勢,在現階段能對上市公司進行有力的決策干預,其干預的成效如何,本文用實證的觀點去看待獨立董事制度對中國上市公司盈餘方面的影響,從而揭示獨立董事制度發展多年以來的成效,並根據時代發展,提出需要改進的地方
  2. From 1993 to oct 2001, chinese securities regulatory commission ( csrc ) and the shenzhen exchange board ( szeb ) and shanghai exchange board ( sheb ) had punished 218 cases of infringement of the releasing rules

    從1993年起至2001年10月,中國證監會及滬、深交易所共進行了218次對上市公司信息披露違規處罰。
  3. Taiyuan resident office of china securities regulatory commission

    中國證監會駐太原特派辦
  4. Chief advisor china securities regulatory commission, prc

    中國證券監督管理委員會首席顧問
  5. China securities regulatory commission published " security investment fund management temporary methods ", which brings forth clearly : " " promoting the healthy and stable development of stock market is the main purpose of developing security investment fund

    國家證監委1997年11月出臺了《證券投資基金管理暫行辦法》 ,其中明確指出「促進證券市場的健康、穩定發展」是發展證券投資基金的主要宗旨。
  6. As to the model of stock index futures in china, regulatory system can adopt the model of china securities regulatory commission - china futures association - future exchange. comprehensive, brokerage, self - trade member can become the clearing member of stock index futures exchange, which has its clearing house. institutional investors are the majority in stock index futures market

    我國股指期貨市場的模式選擇主要有以下幾個方面:監管體系採用中國證監會?中國期貨業協會?期貨交易所三級管理模式;股指期貨交易所會員分為綜合會員、經紀會員以及自營會員三類;結算制度採用交易所下成立結算所,每個會員均為結算會員;交易主體在初始階段可確定為各類機構投資者,限制個人投資者過多參與市場;交易模式採用電子交易方式,實現股指期貨交易的電子化和網路化;市場布局應選擇在期貨交易所上市。
  7. In february, 2000, the people ' s bank of china and the china securities regulatory commission have jointly issued management measures that allow qualified securities companies to lend money from commercial banks, using stocks and securities investment fund owned by themselves as collateral

    2000年2月23日,中國人民銀行與中國證監會又聯合發布了《證券公司股票質押貸款管理辦法》 ,允許符合條件的證券公司以自營的股票和證券投資基金券作為抵押,向商業銀行借款。
  8. Acting sale of securities ; acting securities servicing dividends payable ; securities generation custody, verification ; agents registration accounts ; self - sale securities ; share trading securities ; securities investment advisory ( including financial advisers ) ; china securities regulatory commission for approval of other businesses

    證券的代理買賣;代理證券的還本付息分紅派息;證券代保管、鑒證;代理登記開戶;證券的自營買賣;證券的承銷;證券投資咨詢(含財務顧問) ;中國證監會批準的其他業務。
  9. However, there were still a lot of questions in the operating of these firms, moreover, the security market act rather bad in the recent years, the risks accumulated in the earlier time have been exposed, some “ troubled - firms ” even been disposed by china ’ s securities regulatory commission by means of closedown. due to the absence of the withdraw mechanism, the troubled - firms could not find a reasonable way of withdrawing in a long period time

    目前,我國已經開始了問題證券公司退出實踐的嘗試,由於還未形成系統化的證券公司退出機制,對問題證券公司退市的處置目前還停留于「個案式」階段,並且以行政命令下的撤銷、關閉+託管轉破產等方式為主,違背了市場機制的運行原理,也帶來了許多新的問題。
  10. At the end of 2005, the chairman of china securities regulatory commission also hopes pushing the development of institutional investors

    2005年底,中國證監會主席尚福林也在講話中表示將加大力度推動機構投資者發展。
  11. China securities regulatory commission, associating with state administration of taxtion, and national development and reform commission, issued the notice of regulating securities trading commission in april 4, 2002, which regulated the upper limit of trading commission

    2002年4月4日,中國證監會、國家計委和國家稅務總局聯合發布了《關于調整證券交易傭金收取標準的通知》 ,對國內證券交易實行最高上限向下浮動傭金制度。
  12. Later, china securities regulatory commission and ministry of finance promulgated the regulation on the auditor rotation of the cpas having the qualification of auditing securities and futures, in which signature cpa is asked to keep auditing a certain company at most five years

    隨后,中國證監會、財政部頒布了《關于證券期貨審計業務簽字注冊會計師定期輪換的規定》 ,也要求簽字注冊會計師連續為某一相關機構提供審計服務,不得超過五年。
  13. Medium company founders early advocate for our futures markets ; china ' s futures market is the founder of one of the latest, as the china securities regulatory commission consultants, and was elected the first president of the china futures industry association

    中期公司的創始者們為我國期貨市場的早期倡導人;董事長田源是中國期貨市場創始人之一,曾任中國證監會顧問,並當選為中國期貨業協會首屆會長。
  14. In order to acquire shares - rationing right, some listing companies may try their best to meet the requirements of china ' s securities regulatory commission by earnings management

    一些公司為了取得配股權會想盡辦法進行盈餘管理以達到證監會的配股條件。
  15. Our close cooperation with the people ' s bank of china, the china banking regulatory commission, the china securities regulatory commission, the china insurance regulatory commission, the ministry of commerce, the state - owned assets supervision and administration commission, and the shanghai and shenzhen stock exchanges is crucial, given that china ' s regulatory environment continues to evolve

    在中國監管環境持續演變的今天? , ?通力與中國人民銀行、中國銀行業監督管理委員會、中國證券監督管理委員會、中國保險監督管理委員會、商務部、國有資產監督管理委員會、滬深兩地的證券交易所的密切合作顯得尤為重要。
  16. Check and approve by china ' s securities regulatory commission limited company, aviation of shanghai, issue 200 milliona skein to the public on will it be september 16 2002

    經中國證監會核準上海航空股份有限公司將於2002年9月16日向社會公眾發行2億a股。
  17. The market was boosted by the announcement of china securities regulatory commission that china mutual fund companies and brokerages will be allowed to raise money domestically and invest overseas through qdii program

    因為中國證監會宣布國內的基金券商將被獲準通過qdii計劃在國內集資投資海外,市場獲得推動。
  18. With a view to maintaining market stability and protecting the lawful rights and interests of investors, in particular public investors, the china securities regulatory commission ( the csrc ) has held consultations and determined pilot companies based on the reform intentions of shareholders of listed companies and the recommendations of sponsors

    一、為了保持市場穩定、保護投資者特別是公眾投資者合法權益,中國證券監督管理委員會(以下簡稱中國證監會)根據上市公司股東的改革意向和保薦機構的推薦,協商確定試點公司。
  19. Seasoned equity offerings ( seos ) is the main refinancing channels in foreign mature stock markets. more and more chinese companies - exchanged have refinanced by seos since 1999, especially after the china securities regulatory commission issued the " the regular of companies - exchanged issuance exchange ". the qualification of companies - exchanged has been lowered, and the main refinancing channels have been changed from quotations to seasoned equity offerings

    增發新股是國外成熟證券市場再融資的主要途徑,自1999年以來,我國證券市場上通過增發新股融資的上市公司越來越多,尤其是2001年3月28日中國證監會發布了《上市公司新股發行管理辦法》 ,降低了增發門檻,增發新股有取代配股成為再融資的主要途徑的趨勢。
  20. Last month, shang fulin, chairman of the china securities regulatory commission, or csrc, said that basic preparation for stock - index futures has been completed

    中國證監會( csrc )主席尚福林上個月表示,股指期貨的基本準備工作已經完成。
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