securities supervision committee 中文意思是什麼

securities supervision committee 解釋
證券監督委員會
  • securities : 期貨
  • supervision : n. 監督；管理。 under the supervision of 在…監督下。
  • committee : n. 1. 委員會；〈集合詞〉（全體）委員。2. 【法律】受託人，財產代管人，保護人，（白癡等的）監護人。
  1. In the end of the paper put forth several propositions of china ' s legislation on insider trading including the current situation, comments on the provisions of the present securities law on insider trading, and certain ideas about how to improve the legislation on insider trading. the paper proposes that complete civial liability system be established, the system of the right to include short - swing trading be improved, the mechanism of china wall be established, and the powers and rights of securities supervision administrative committee be improved

    包括內幕交易的民事責任、內幕交易的行政責任和內幕交易的刑事責任。第三部分是完善我國關于證券內幕交易立法的若干構想，包括我國內幕交易行為的特點與成因、對現行《證券法》及相關法律對內幕交易相關制度的規定的評析及完善內幕交易立法的若干構想。主要包括對內幕交易構成要件的完善、完善短線交易歸入權制度、設立「中國墻」制度、建立健全完善的內幕交易民事責任制度等。
  2. Article 5. the formation of funds shall be approved by china securities supervision and administration committee ( hereinafter referred to as cssac )

    第五條基金的設立，必須經中國證券監督管理委員會（以下簡稱中國證監會）審查批準。
  3. Article 4 the securities committee of the state council or its supervision and management and executive organization the china securities supervision and management committee may reach understanding or an agreement with securities supervision and management organizations abroad to exercise cooperative supervision and management of the limited stock companies in their activities of issuing and listing their stocks abroad and other relevant activities

    第四條國務院證券委員會或者其監督管理執行機構中國證券監督管理委員會，可以與境外證券監督管理機構達成諒解、協議，對股份有限公司向境外投資人募集股份並在境外上市及相關活動進行合作監督管理。
  4. The basle committee on banking supervision, and iosco have issued respective guidelines on sound practices for interactions with hlis for banks and securities firms

    巴塞爾銀行監管委員會和國際證監會組織均分別就與高杠桿機構交易的有效辦法，向銀行和證券公司發出指引。
  5. During 2002 the hkma continued to share its experience in supervision of e - banking and technology risk management with overseas counterparts through various international or regional forums, including the e - banking group of the basel committee, the committee on trade in financial services of the world trade organisation, and the 2002 asian roundtable of the internet project team of the international organisation of securities commissions

    在2002年，金管局繼續透過國際或地區組織與海外監管機構分享在監管電子銀行及科技風險管理方面的經驗。這些組織包括巴塞爾委員會的電子銀行小組、世界貿易組織的金融服務貿易委員會，以及國際證券事務監察委員會組織的網際網路項目小組2002年亞洲圓桌會議。
  6. Article 205 any functionary of the securities supervision and administration institution and any member on the issuance examination and verification committee who fails to fulfill the duties and responsibilities specified in this law, indulges in malpractices for selfish gains, negligence of duty or deliberately making things difficult for the relevant parties interested shall be imposed administrative sanctions

    第二百零五條證券監督管理機構的工作人員和發行審核委員會的組成人員，不履行本法規定的職責，徇私舞弊、玩忽職守或者故意刁難有關當事人的，依法給予行政處分。
  7. The author discussed the reasons why the stock exchange and chinese supervision committee could not take civil liability. in chapter 4, the author explored the civil liability of manipulators. civil liability is the powerful instrument of preventing securities manipulation

    對于證券交易所和中國證監會，雖然現實中很多操縱行為能夠得逞，跟他們的監管不力不無關系，但筆者認為，現階段，追究他們的民事責任尚有一定困難。
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