trading securities 中文意思是什麼

trading securities 解釋
歸類為）貿易證券（的權益證券按其所估計的公允價值報告，包括利潤中的遞延收入和損失。

  1. Lcq1 : brokerage - free internet securities trading

    立法會一題：免傭網上證券買賣
  2. Collateral securities obtained in connection with customer margin purchases when conducting securities trading margin purchase and short sale business

    三、辦理有價證券買賣融資融券業務取得之融資買進擔保證券。
  3. Settlement in us dollars arising from trading in us dollar - denominated securities in hong kong

    為本港買賣的美元證券進行美元結算
  4. Two foreign exchange brokers, charged by the icac, were today ( friday ) jailed for their roles in frustrating an investigation by the securities and futures commission ( sfc ) in relation to market manipulation of the trading in shares of publicly listed shanghai land holdings limited ( shanghai land )

    兩名外匯經紀，因妨礙證券及期貨事務監察委員會（證監會）就上海地產控股有限公司（上海地產）操控股價造市的調查，被廉政公署拘控。兩人今日（星期五）同被判囚。
  5. On legal control to the insider trading of the securities

    論證券內幕交易的法律規制
  6. Fairness, impartiality and openness is the spirit of the securities law. however, in the current chinese security market, the illegal behaviors like insider trading, false presentment, manipulation of market and cheating client etc are in vogue, which is a big gap to the spirit of securities law

    公正、公平、公開為證券法之精神，而在我國目前的證券市場中，內幕交易、操縱市場、虛假陳述、中介組織造假等違法行為橫行，與證券法之立法精神相差甚遠。
  7. They include : counterparty analysis of securities held, maturity profile of major balance sheet items, breakdown of loan categories, risk management policies, materiality of market risk arising from the trading book, capital adequacy ratio adjusted for market risk, and the year 2000 problem

    這些項目包括分析所持證券的發行人類別主要資產負債表項目到期情況風險管理政策因營業賬冊內的交易而承擔的市場風險是否屬于重大就市場風險調整資本充足比率以及公元二千年問題。
  8. 4 manipulating the trading prices of securities by other means

    四以其他方法操縱證券交易價格。
  9. Issues on crime of ringing trading prices of futures and securities

    證券交易價格罪若干問題的探討
  10. Comparative study on criminal legislation of crimes of manipulating securities and future trading price

    期貨交易價格罪刑事立法比較研究
  11. Market manipulation generally refers to such practices as wash sale, matched orders or rigged prices. these practices are all ultimately intended to produce a market for the securities, which has little or no bearing on the true value of the securities based on the real business of the issuer and its true prospects. that is to say, market manipulation violates the integrity of the market because it alters the independent trading and pricing mechanisms of the market

    從私法的角度言之，操縱市場行為嚴重地侵害了證券市場上廣大投資者的合法權益，因而，不同國家和地區的證券立法在禁止操縱市場行為的同時，大都注重發揮操縱市場的民事責任制度的功能，對操縱市場行為的受害人的合法民事權益給予私法上的救濟，並加大違法行為人的違法成本，以有效地遏制或制裁操縱市場的違法行為。
  12. When the aggregate total of margin financing [ for that type of security ] in securities business money lending, in the margin trading market, and in securities settlement financing by securities finance enterprises as referred to in the preceding paragraph exceeds 20 percent of the listed shares or number of beneficiary units of that type of security, the remainder under the limit shall be distributed proportionally ; the distribution method shall be drafted by the tsec and submitted to the competent authority for final approval

    前項辦理證券業務借貸款項與信用交易市場及證券金融事業辦理有價證券交割款項之融資餘額合併計算超過該種證券上市股份或受益權單位數之百分之二十時，應依比例分配所餘額度，其分配方式由證券交易所擬訂，並報主管機關核定。
  13. Indirect investment typically refers to holding or trading securities in companies or trusts that engage in direct real estate activities

    間接投資通常是指持有或交易牽涉直接投資活動中的公司的證券或信託。
  14. China galaxy provides a wide range of services nationwide, including stock brokerage, securities custody, proprietary trading, securities underwriting and listing sponsorship, corporate restructuring, merger & acquisition, investment and financial consultancy, asset management, launching securities investment funds and establishing fund management companies

    公司業務范圍包括：證券代理買賣；代理還本付息、分紅派息；證券代保管、鑒證、代理登記開戶；證券的自營買賣；證券的承銷和上市推薦；企業重組、收購與兼并；投資咨詢、財務顧問；資產管理；發起設立證券投資基金和基金管理公司。
  15. Acting sale of securities ; acting securities servicing dividends payable ; securities generation custody, verification ; agents registration accounts ; self - sale securities ; share trading securities ; securities investment advisory ( including financial advisers ) ; china securities regulatory commission for approval of other businesses

    證券的代理買賣；代理證券的還本付息分紅派息；證券代保管、鑒證；代理登記開戶；證券的自營買賣；證券的承銷；證券投資咨詢（含財務顧問） ；中國證監會批準的其他業務。
  16. Its expertise services cover a full range of leveraged forex trading, securities trading, global futures trading, corporate finance, asset management, bullion exchange, insurance and integrated personal financial services

    集團的專業金融服務涵蓋杠桿式外匯交易證券買賣全球期貨企業融資資產管理金銀貿易保險以及綜合個人理財服務。
  17. For example, you could create a brokerage system for trading securities that stores all its information ( user names, passwords, session ids, portfolio holdings, and transaction information ) in a database

    比如：你可以為證券交易建立一個傭金系統，它存儲了相關的信息（用戶名稱，密碼， id號碼，職務，交易資料）在一個數據庫里。
  18. Do you have experience trading securities

    閣下有投資證券的經驗嗎？
  19. The article elaborates, from a viewpoint of securities regulation, upon capital market in such areas as securities " issuance and listing, securities trading, securities intermediaries, self - regulatory organizations, with the emphasis laid on their respective functions and weak points. last but not least, the author analyzes the regulatory system in our second - board market and comes up with a series of indemnification measures

    本文通過對海外二板市場監管方面的研究和分析，結合我國主板市場特殊的監管現狀，構建了我國創業板市場的監管體系，包括監管體制、原則、手段、方法，提出我國創業板市場的監管應以交易所一線監管為主，證監會等其他證券監管部門為輔。
  20. Acting sale of securities ; acting securities servicing, dividends payable ; securities generation custody, verification ; agents registration accounts ; share trading securities ; securities investment consulting ; fiduciary investment management ; china securities regulatory commission for approval of other operations

    證券的代理買賣；代理證券的還本付息、分紅派息；證券代保管、鑒證；代理登記開戶；證券的承銷；證券投資咨詢；受託投資管理；中國證監會批準的其它業務。
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