underwrite securities 中文意思是什麼
underwrite securities
解釋
承銷證券- underwrite : vt. （-wrote; -written ）1. 〈除過去分詞外不常用〉寫在下面，署名。2. 簽名承認[擔保]，簽名接受（保險）；簽名承受，認購，認捐；贊同。vi. 經營（海上）保險業。
- securities : 期貨
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During the period for securities underwritten on an agency basis or on a sole agency basis, securities firms shall ensure that such securities are first sold to subscribers. securities firms may not reserve, in advance, for themselves securities which they underwrite as agents, or purchase, in advance, and retain securities which they underwrite as the sole agents
證券公司在代銷包銷期內，對所代銷包銷的證券應當保證先行出售給認購人，證券公司不得為本公司事先預留所代銷的證券和預先購入並留存所包銷的證券。 -
Securities firms that underwrite securities as agents shall, in conjunction with the issuer and within 15 days after the expiration of the period for underwriting as agents, report the details of such underwriting to the securities regulatory authority under the state council for the record
證券公司代銷證券的，應當在代銷期滿后的十五日內，與發行人共同將證券代銷情況報國務院證券監督管理機構備案。 -
Article 23 to underwrite securities, the securities firm shall enter into an agreement with the issuer for underwriting as an agent or as a sole agent. such agreement shall include the following
第二十三條證券公司承銷證券，應當同發行人簽訂代銷或者包銷協議，載明下列事項： -
Article 27 securities firms that underwrite securities as the sole agents, shall within 15 days after the expiration of the period for underwriting as the sole agents, report the details of such underwriting to the securities regulatory authority under the state council for the record
第二十七條證券公司包銷證券的，應當在包銷期滿后的十五日內，將包銷情況報國務院證券監督管理機構備案。
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