問題證券 的英文怎麼說

中文拼音 [wèntízhèngquàn]
問題證券 英文
defective securities
  • 問 : Ⅰ動詞1 （請人解答） ask; inquire 2 （詢問; 慰問） question; ask about [after]; inquire about [aft...
  • 題 : Ⅰ名詞1. （題目） subject; title; topic; problem 2. （姓氏） a surname Ⅱ動詞（寫上） inscribe; write
  • 證 : Ⅰ動詞（證明） prove; verify; demonstrate Ⅱ名詞1 （證據） evidence; proof; testimony; witness 2 （...
  • 問題 : 1 （需回答的題目） question; problem 2 （需研究解決的矛盾等） problem; matter 3 （事故或意外） tr...
  • 證券 : bond; security; negotiable securities
  1. In this case, the bonds were not necessarily representative of any real assets, but the government ' s promise to pay interest and eventually repay the capital sum involved were backed by taxable capacity of the whole community, and, measured by the total amount of money which changes hands, the value of transactions in “ gilt - edged ” stocks now exceeds all the rest put together

    既然這樣，不動資產便不一定需要公債作為充要條件.但是政府兌現支付利息的承諾和他們最終是否能償還本金的問題，最後還是要回到整個社會的賦稅能力這個問題上.另外，以成功轉手交易的金額來衡量，政府發行的金邊股票（國債）的價值如今也遠遠超出其他所有證券的總和
  2. The first part is introduction, presenting this paper ' s structure, research background and so on ; the second part introduces some issues relating closely to risk, the tangency point between indifference utility curve and efficient frontier is the optimal portfolio ; the third part explores risk evaluation, this part begins with some risk factors affecting security ' s price and return, then analyzes the methods evaluating degree of risk, finally, introduces a more popular method of risk evaluation - - var ; the forth part expounds risk management, this part studies some risk control strategies correspond to specific risk mentioned above ; the last part put forward some advice contrapose issues existed in risk management in china

    第一部分為緒論，介紹本文的相關背景；第二部分是與風險相關的幾個問題，等效用曲線與有效邊界的切點是投資者選擇的最佳投資組合；第三部分是風險衡量，該部分首先分析了證券與股票所面臨的風險，然後對債券和股票分別介紹，最後介紹了目前比較流行的風險衡量方法? ? var方法；第四部分為企業風險管理，這里針對上文所述的風險提出相應的風險控制策略；第五部分針對目前我國風險管理中存在的問題提出了幾點建議。
  3. Problems and solutions on depository with securities brokers

    證券營業部託管的若干問題與對策研究
  4. Along with the recent continuous exposal of big financial faking problems of some listed companies and share price manipulating cases, and with the graveness of excess stock market speculation and bubble phenomenon from day to day, the discussion on the problems of validity of china security markets for the last few years only exits in some small range research literature of related science publications which has become " great arguments on share markets " laid in the highest authority of chinese economists at the beginning of this century

    隨著近年來上市公司重大財務虛假與股價操縱案的不斷曝光及市場過度投機和泡沫現象的日趨嚴重，關于中國證券市場有效性問題的討論，終于從過去幾年中散見于有關學術刊物的一些小范圍研究文獻，演變成世紀之初在中國經濟學界最權威層面上的一場「股市大辯論」 。
  5. Through the typical cases, reflect the problems in present security market such as lateness, inadequacy, falsity and so on

    結合上市公司違規案例，反映出目前證券市場中普遍存在的不及時、不充分及不真實等問題。
  6. The chapter suggests that chinese securities laws apply the imputable doctrine of liability for faults as a general principle. in order to facilitate lawsuits in favor of the investors who suffer from misrepresentation, the constructive faults doctrine and the objective standard of faults shall be generally applied

    本章認為，欺詐市場理論為投資者權益保護提供了有力的支持，我國證券法可以借鑒欺詐市場理論，在責任成立因果關系問題上採取舉證責任倒置的方法，為保護投資者合法權益掃清障礙。
  7. In view of present scattered and incompact research of the field in mainland, while systemic and meticulous research is also necessary for the development of legislation and economy demands, during the course of property legislation and asset securitization, i choose the issue of the accessory character and independent character of mortgage as the subject of my thesis

    選擇抵押權的附隨性和獨立性問題作為畢業論文研究的方向，主要是看到目前國內對這個問題的研究處於一種不系統、不細致的狀況，而我國的物權立法和資產證券化正處于攻堅階段，立法和經濟生活要求對這一問題進行系統、細致的研究。
  8. First of all, contrast against the developed country, statue laws and regulations system of our country still faultiness, supervise department unduly centralize, the action of autonomy organization is inefficacy, participator in marketplace lack of the autonomy consciousness, hence our country must avert centralizing legislate mode to intermediate supervision mode

    首先，與發達國家相比，我國監管的法律法規框架體系還不完善，監管主體過于集中，自律組織的作用較小，市場參與者缺乏自律意識，要解決這一問題，我國的證券監管必須由偏向集中立法監管模式向中間型監管模式過渡。
  9. Legal problems about securities investment fund

    證券投資基金若干法律問題探析
  10. In recent years, with further development of security market and establishment of modern enterprise system in china, the theory and practice of enterprise operation performance measurement have been developed greatly in china, and then more and more scholars have engaged in the research of this area, especially non - financial performance measurement and strategic performance measurement attract more people ' s attention today and so have become heated issues in theory. however, this trend cannot weaken the financial performance measurement ' s importance in an enterprise ' s inner management system. whether a shareholder or a leader of a company will not invest their capital in an enterprise which cannot bring back satisfactory financial result, noneffective financial performance measurement will surely destroy value of your firm

    近年來，隨著我國證券市場的深入發展和現代企業制度的建立，企業經營業績評價理論和實務在我國得到了很大的發展，已有越來越多的學者從事于業績評價相關問題的研究，特別是非財務業績評價和戰略業績評價越來越多地得到了人們的重視，現今已成為了理論界的熱門話題，但是，這並不能掩蓋財務性的業績評價在企業管理中的重要作用，無論是股東還是公司的領導者都不會對一個不能帶來滿意財務結果的事業投入資本，不科學的財務業績評價方式肯定會損害企業的價值，而作為指導整個企業經營的總目標和衡量企業綜合經營成果的核心財務指標的選取是否科學直接影響著整個業績評價體系的有效性。
  11. ( 2 ) the disadvantages of shareholder structure problem. from facts, we could see shareholder structure problems have bad influence on china ’ s securities market in eight aspects, which have seriously damaged matching mechanism between risks and profits in china ’ s capital market, causing inequality between negotiable shareholders and nonnegotiable shareholders. ( 3 ) the history of solving shareholder structure problem in china ’ s securities market

    從現實來看，股權分置為中國資本市場帶來了八大危害，從而嚴重損害了中國資本市場風險與收益之間的匹配機制，客觀上使流通股股東與非流通股股東處在不平等的狀態; （ 3 ）中國證券市場解決股權分置問題的歷程。
  12. Using the net assets per capital, the investment return rate, the t - m model, the h - m model, the single factor evaluating model which consists of the treynor index, the jensen index, the sharpe index and the square m index, we evaluate the performance of the twelve mutual funds. and we come to the following conclusions : ( 1 ) after the modification of the risk factor, our mutual funds in the recent one year outguess the market ; ( 2 ) better performance comes from the aid of the government, the improvement of the investment environment and the hard, smart work of the managers especially in the way of selecting some securities in the capital market. ( 3 ) though we make progress, there are still many problems which prevent the further development of our mutual funds such as the devise of the management fee and the characteristics of different funds, all of them divided into the subjective ones and the objective ones

    通過使用投資基金單位凈資產和投資收益率指標、單因素整體績效評估模型，包括treynor指數、 jensen指數、 sharpe指數和業績的m ~ 2測度以及t - m 、 h - m模型對12隻樣本基金進行實證研究，實證研究表明： （ 1 ）經過風險調整后，在最近的一年中，我國證券投資基金的業績總體上優於市場基準組合； （ 2 ）基金業績的提高得益於管理層的重視、投資環境的改善和基金經理的經營，而基金經理的良好業績是通過一定的證券選擇來獲得的； （ 3 ）已成為證券市場上舉足輕重力量的基金在發展過程中雖然取得了一定的成績但其進一步發展還面臨著許多問題，有主觀存在的諸如管理費率的設定、基金風格方面的問題等等，也有客觀存在的諸如證券市場現階段的不完善等等，所以，我們應該抓住《證券投資基金法》問世帶給基金業發展的契機，大力促進證券投資基金規范發展，採取各種措施做大、做優和做強基金業。
  13. Based on the rent - seeking theory and theory of relation between government and market, the thesis studies the rent - seeking activities, their macroscopical and microcosmic backgrounds, the rent - creating mechanism, and the performance by the principals of security offering, agency, investing, and government, then analyzed their origin and influence and concluded the countermeasures. the framework of this thesis is as follows : chapter 1 is the pandect, mainly about the issues, the train of thought, the hypothesis, and the methodology ; chapter 2 is the academic groundwork, introducing the theories on rent - seeking, the development of relation between government and market, and security market ; chapter 3 studies the macroscopical and microcosmie backgrounds of the rent - seeking activities in chinese security market ; chapter 4 studies the rent - creating mechanism, which premise the activities ; chapter 5 analyzes the performance and characteristics of the activities. ; chapter 6 studies the origin and influence of the rent - seeking activities, probes into their deep roots, and reveals the harms from the activities through investigation in the resource lavishment and impact on the security market and the whole society, which come in the wake of rent - seeking ; chapter 7 gives the conclusions and countermeasures

    本文研究結構如下：第一章為總論，主要介紹了研究的問題、思路、假設和方法；第二章為研究的理論基礎，介紹了尋租理論、政府與市場關系理論的演變以及證券市場的基本理論；第三章考察了中國證券市場尋租活動的宏觀和微觀經濟背景，為研究證券市場尋租行為作了鋪墊；第四章研究了證券市場租金產生的機制亦即創租機制，它是尋租活動存在的邏輯前提；第五章則從證券市場不同參與者的角度具體分析了尋租活動的表現和特點；第六章研究了證券市場尋租活動的原因和影響，探討了證券市場尋租問題所產生的深層次和一般性的原因並從尋租活動本身造成的資源浪費、對證券市場的影響和對整個社會的影響三個方面闡述了尋租活動的危害；第七章得出了研究結論並提出了解決尋租問題的對策思路。
  14. The content of this course are as followings : the concept of the commercial law, features of commercial law, basic principles of commercial, the players in commercial field, behaviors, registration system, trade name, accounting books, the overview of corporate law and corporation, the classification of corporation, the establishement of company, the capital system under compnay law, share and assets, shareholders and their rights, corporate governance, merger and acquisation, overview of bankruptcy law, ? substantive bankruptcy law, procedure ? bankruptcy law, overview of commercial paper law, the classification and the basic rules of commercial paper, overview security law, ? issue and sponsor system, listing and trade system, investment fund system, overview of issurance law, issurance contract, property issurance, life issurance, issurance industry, maritime law, vessel and stewages, transportation contract, leasing vessel contract, incidents and the liability system etc

    課程內容包括，商法的概念、特徵、基本原則、商主體、商行為、商事登記、商號、商事帳簿、公司與公司法概述、公司的分類、公司的設立、公司的資本制度、股份與股票、股東與股權、公司的治理結構、公司的合併與解散、破產法概述、破產程序法、破產實體法、票據法概述、匯票、本票、支票、證券法的基本問題、證券市場主體法律制度、證券發行與承銷法律制度、證券上市及交易法律制度、證券投資基金制度、保險法概述、保險合同、財產保險、人身保險、保險業、海商法概述、船舶和船員、海上運輸合同、船舶租用合同和海上拖航合同、船舶碰撞、海難救助、共同海損、海事賠償責任限制等部分。
  15. Look down to the practical dispositions of the troubled - firms, we can see that the majority of them were guided by the government, in this way, the market mechanism was interrupted

    因此，迫切要求建立我國問題證券公司市場化退出機制，這對于促進我國證券公司治理結構改善，優化社會資源配置，維護金融體系穩定等都有著重要意義。
  16. Therefore, it is imperative to establish a reasonable withdraw mechanism for the troubled - firms. in this article, we attempt to make a suggestion to the establishment of reasonable withdraw mechanism for our security market on a basis of theoretical analysis and a study of foreign advanced experience

    本文在對問題證券公司市場退出機制理論分析的基礎上，對目前我國問題證券公司退出機制中存在的部分問題進行了深入研究，並結合國外先進經驗，對構建我國問題證券公司市場化退出機制進行了初步探討。
  17. However, there were still a lot of questions in the operating of these firms, moreover, the security market act rather bad in the recent years, the risks accumulated in the earlier time have been exposed, some “ troubled - firms ” even been disposed by china ’ s securities regulatory commission by means of closedown. due to the absence of the withdraw mechanism, the troubled - firms could not find a reasonable way of withdrawing in a long period time

    目前，我國已經開始了問題證券公司退出實踐的嘗試，由於還未形成系統化的證券公司退出機制，對問題證券公司退市的處置目前還停留于「個案式」階段，並且以行政命令下的撤銷、關閉+託管轉破產等方式為主，違背了市場機制的運行原理，也帶來了許多新的問題。
  18. Third, on the basis of the analyze of the existing conditions and the obstacles, this paper expounds the concrete issues of the execution of mbs in china. it discusses many important operational issues such as the setting up of spv, the selection of securities, credit enhancement of mbs and the taxes and the accounting issues of mbs, the operation of experimental pattern and so on

    再后，在對已存在條件及障礙分析的基礎上，本文論述了我國住房抵押貸款證券化的具體運作問題，包括spv的設立、抵押貸款證券的選擇、住房抵押貸款證券信用增級問題、證券化過程中的稅收會計問題、試點模式的操作等。
  19. This paper firstly analyzes the principle of m & a from two aspects of motivation and effects, it also introduces the meaning and types of m & a based on the analyses of the theory of m & a, this paper discusses the m & a process of chinas soes, such as problem of government behavior orientation, problem of capital evaluation of enterprises, problem of laws and regulations, problem of obstacles from stock market, problem of social security, problem of blind m & a, and so on. in order to solve mese problems, is necessary to clarify the behavior criterion of government in the process of m & a build up normative capital market and finance tools, establish sound social security system, establish and consummate the relevant law system, choose the suitable type of m & a, establish and consummate the capital evaluation system and surveillant organizations for property rights trades

    本文首先從企業並購的動因和並購的效應兩方面分析了企業並購的基本原理。在此基礎上總結了我國企業並購的發展歷程、特點及主要模式，分析了我國國有企業並購的內在動因及並購對生產要素重組的作用，最後從政府行為定位、資產評估、法律問題、證券市場的障礙等方面分析了企業並購中的盲目行為。最後論文認為規范政府的行為、建立規范的市場和金融工具、建立完善的社會保障體系、健全和完善相關的經濟和金融法規、建立健全資產評估機構及產權交易監督機構，是規范並購行為的必然選擇。
  20. At the same time, because our stock market is emerging and reform is under way in our country, there exist many latent risks. such as : the quality of listing companies inside the stock market ; the technical conditions of agency ; the bugs of rules and regulations of stock dealing ; the misplays of policies and fluctuation of macro - economy ; the unstable of financial system and so on

    同時，我國新興證券市場和經濟體制改革的特殊背景也使其面臨巨大的潛在風險，如證券市場內部上市公司質量、中介機構水準問題、證券交易制度的缺陷、調控政策的失當以及證券市場外部宏觀經濟的波動、金融體系的不穩定、來自國際金融體系的沖擊等都可以引起我國證券市場的異常波動。
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