證券包銷商 的英文怎麼說
中文拼音 [zhèngquànbāoxiāoshāng]
證券包銷商
英文
investment banker-
Underwriters include kingston securities limited, worldsec international limited, csc securities ( hk ) limited, js cresvale securities limited, mansion house international limited, kingsway sw securities limited, young champion securities limited, nomura international ( hong kong ) limited, sun hung kai international limited and luen fat securities company limited
包銷商包括金利豐證券有限公司、和升國際有限公司、群益證券（香港）有限公司、日盛嘉富國際有限公司、萬勝國際融資有限公司、匯富證券有限公司、利高證券有限公司、野村國際（香港）有限公司、新鴻基國際有限公司及聯發證券有限公司。Giving a letter is the capital that points to client of orgnaization of finance of commercial bank xiang fei to be offerred directly, perhaps be to the client in concerned economy activity the compensation that arises possibly, assurance that pays responsibility to make, include financing of loan, trade, bill financing, financing to rent, overdraw, the business inside the watch such as each money advanced for sb to be paid back later, and bill accept, open a l / c, defend case, reserve confirmed, bond issues l / c, letter of credit assure, loan assures, the business outside the watch such as the loan commitment with the asset sale that has recourse, irrevocable untapped
授信是指商業銀行向非金融機構客戶直接提供的資金，或者對客戶在有關經濟活動中可能產生的賠償、支付責任做出的保證，包括貸款、貿易融資、票據融資、融資租賃、透支、各項墊款等表內業務，以及票據承兌、開出信用證、保函、備用信用證、信用證保兌、債券發行擔保、借款擔保、有追索權的資產銷售、未使用的不可撤消的貸款承諾等表外業務。The securities firm shall adopt standard operating procedures for conducting the promotion of wealth management business, to ensure that the workflow and related documents are compliant with the applicable legal requirements, and shall cover such matters as product explanations, risk disclosure, and fee itemizations and standards ( including products sold on consignment )
一）證券商辦理本項業務之推廣，應訂定標準作業程序，以確保作業流程及相關書件資料符合有關規定，包括商品介紹與風險告知、收費明細及標準（含代銷商品） 。The content of this course are as followings : the concept of the commercial law, features of commercial law, basic principles of commercial, the players in commercial field, behaviors, registration system, trade name, accounting books, the overview of corporate law and corporation, the classification of corporation, the establishement of company, the capital system under compnay law, share and assets, shareholders and their rights, corporate governance, merger and acquisation, overview of bankruptcy law, ? substantive bankruptcy law, procedure ? bankruptcy law, overview of commercial paper law, the classification and the basic rules of commercial paper, overview security law, ? issue and sponsor system, listing and trade system, investment fund system, overview of issurance law, issurance contract, property issurance, life issurance, issurance industry, maritime law, vessel and stewages, transportation contract, leasing vessel contract, incidents and the liability system etc
課程內容包括，商法的概念、特徵、基本原則、商主體、商行為、商事登記、商號、商事帳簿、公司與公司法概述、公司的分類、公司的設立、公司的資本制度、股份與股票、股東與股權、公司的治理結構、公司的合併與解散、破產法概述、破產程序法、破產實體法、票據法概述、匯票、本票、支票、證券法的基本問題、證券市場主體法律制度、證券發行與承銷法律制度、證券上市及交易法律制度、證券投資基金制度、保險法概述、保險合同、財產保險、人身保險、保險業、海商法概述、船舶和船員、海上運輸合同、船舶租用合同和海上拖航合同、船舶碰撞、海難救助、共同海損、海事賠償責任限制等部分。During the period of the creation and marketing, the main mechanisms connected with mbs include : the creator, the medium mechanism established for issuing security, the mechanism strengthening the credit of security, the mechanism rating the credit of security, the mechanism taking charge of mbs, the investing mechanism
從住房抵押貸款證券的創造到上市交、易，期間與之發生聯系的各類機構主要包括：抵押貨款創造者、為發行抵押貨款證券而成立的中介機構、信用強化機構、信用評級機構、證券承銷商、金融監管機構、投資機構（或個人） 。Article 11 in issuing foreign capital stocks listed abroad within the total amount fixed in the stock issue plan, it may, with the approval of the securities committee of the state council, agree with the underwriter ( s ) in the underwriting agreement to reserve a certain amount of stocks apart from the amount underwritten but the amount reserved shall not exceed 15 % of the total amount planned to be issued and listed abroad
第十一條公司在發行計劃確定的股份總數內發行境外上市外資股，經國務院證券委員會批準，可以與包銷商在包銷協議中約定，在包銷數額之外預留不超過該次擬募集境外上市外資股數額15 %的股份。Chapter 3, guided by the basic theory of civil compensation for misrepresentation tort damages, deals with those who have caused damage to investors and shall be liable to pay compensation, including the issuer, the underwriter, directors and certified accountants for the wrong committed by them
第三部分：以虛假陳述民事侵權損害賠償基本理論為指導，具體分析了證券市場不同主體，包括發行人、證券承銷商、董事、注冊會計師等的過錯責任承擔。Opening remarks by mr. tony latter at the signing ceremony for the appointment of dao heng bank as underwriter for the retail portion of the hkmc s nip note s310 20 august 2001
委任道亨銀行有限公司為按揭證券公司s310債券發行計劃零售部份的包銷商簽署儀式，由黎定得先生致歡迎辭， 2001年8月20日In the more complicated cases of the debt and equity markets, where the investors actually take on the risk of the fund raisers, the roles of the financial intermediaries include the creation of the financial instruments in the primary markets the stock exchange and the underwriters of new share issues and the brokering of transactions in these instruments in the secondary markets the brokers and the market makers
至於在較復雜的債市及股市，投資者直接承受集資者的風險，金融中介人的角色則包括在第一市場創造金融工具即作為證券交易所及新股上市的包銷商，以及在第二市場促成這些工具的交易即作為經紀及市場莊家。Part three was the discovery on the questions about system of relief on substantial law from the point of judicial practice which included four parts. in the first part, this article held that the proper defendant should including issuer of securities, initiator of securities, directors, supervisors and managers of issuer, securities dealer and its high official, intermediary " organization and its liable person, and securities supervision commission and that each kind of the said persons have their own grounds for exemption
正文第三部分主要是從司法實踐角度來研究虛假陳述實體法救濟制度諸問題，包括四部分內容:一是賠償義務主體的范圍及抗辯理由。關於前者，本文從比較法角度提出責任主體應包括證券發行人，證券發起人，發行人的董事、監事和經理，證券承銷商及其高級管理人員，證券中介機構及其責任人員以及中國證監會，並一一分析其具體范圍及可行性問題。In fact, according to mr greenspan, the optimistic bias of investment analysts " apparently has been especially large when the brokerage firm issuing the forecast also serves as an underwriter for the company s securities "
事實上，格氏指出若就某公司發出盈利預測的經紀行同時擔任該公司的證券包銷商，偏向唱好的情況便更明顯。投資分析的客觀水平如何，已經不言而喻。Then this article discuss its four composing elements ( a violation of law, mistake, causality, fact of damage ). fourthly, the author points out that subject of civil liability includes four kinds of people : distributor and sponsor, director and supervisors taking responsibility in listed company, stock company and intermediary firm producing false evidence material
再次，民事責任的責任主體包括四類：發行人與發起人、上市公司負有責任的董事、監事和經理、證券承銷商及其負有責任的董事、監事和經理以及出具虛假證明文件的中介機構。Dealings in the company s shares on gem of the stock exchange of hong kong are expected to commence on tuesday, may 21, 2002. kingston corporate finance limited is the sponsor of the placing and public offer, with kingston securities limited as the lead manager, and gc securities, interchina securities, young champion securities, guotai junan securities, christfund securities, quam securities and tingkong - rexcapital securities as the underwriters
金利豐財務顧問為是次配售及公開招股之保薦人；金利豐證券為經辦人，包銷商包括：漢宇證券、國中證券、利高證券、國泰君安證券（香港） 、恆豐證券、嘉洛證券及鼎康御泰證券。The hkmc has appointed hang seng bank as the receiving bank for the application forms
按揭證券公司委任恆生銀行為收表銀行香港上海豐銀行為包銷商，協助推銷債券。The hkmc has appointed hang seng bank as the receiving bank for the application forms and underwriter for the retail portion of the nip notes
作認購申請。按揭證券公司委任恆生銀行為收表銀行及包銷商，協助銷售債券。The pricing of ipos has become one focus in the current theory and the practicing field. it is important that studying the factors affecting the pricing of ipos for achieving right ipos price, which help enterprise raise more money and investment bank reduce risk, as well as lead investor to rational deal. so the right ipos price help to optimize resource in a securities market and realizing the securities market promotion in china
研究ipo定價影響因素，有助於ipo的合理定價，對于保證企業按計劃順利籌集到較為理想的資金數量，降低券商「被動」余額包銷的風險，指導投資者投資行為的理性化，促進資本在一、二級市場的優化配置，推動整個證券市場的發展，具有重要的理論價值和實踐意義。分享友人