證券投資治理 的英文怎麼說

中文拼音 [zhèngquàntóuzīzhìlǐ]
證券投資治理 英文
portfolio management
  • 證 : Ⅰ動詞（證明） prove; verify; demonstrate Ⅱ名詞1 （證據） evidence; proof; testimony; witness 2 （...
  • 資 : Ⅰ名詞1 （錢財; 費用） money; wealth; expenses 2 （資質） intelligence; endowment 3 （資格） quali...
  • 治 : Ⅰ動詞1 （治理） rule; administer; govern; manage 2 （醫治） treat （a disease）; cure; heal 3 （...
  • 理 : Ⅰ名詞1 （物質組織的條紋） texture; grain （in wood skin etc ） 2 （道理;事理） reason; logic; tru...
  • 證券 : bond; security; negotiable securities
  • 治理 : 1. （統治; 管理） administer; govern; run; manage 2. （處理; 整修） harness; bring under control; put in order
  1. These measures include : make the system of securities laws to perfect, consummate the institutions of the legal person in the listed companies, base securities regulatory authority to regulate the securities market according to law, maintain order of the securities market and ensure the lawful operation of the same, reinforce continuing disclosure of information and the system of financial and accounting reports, make the listed companies shall immediately submit an ad hoc report on the details of such major event to the securities regulatory authority and to the stock exchanging and the same known to the general public, promote investors consciousness of protecting themselves and consummate the civil litigation mechanism to gain compensation and damages, make use of the press to supervise the stock market and reinforce punishment to the persons who act securities fraud

    在這些原則的指導下，本文提出了一套規制證券欺詐的具體法律措施.包括健全證券法律體系，做到證券欺詐的規制有法可依;完善上市公司的法人治理結構，建立完善的證券監管體系，尤其對證券業協會的性質、功能和職責從法律上給予明確界定以確保充分發揮證券行業的自律作用，最大限強化信息披露責任，嚴格會計制度，力求信度地避免證券欺詐行為發生;強化信息披露貢任，產格會計刷度，刀水侶息準確，披露及時;增強廣大中小投資者的自我保護意識，完善賠償訴訟機制;依法賦予新聞媒體輿論監督權，充分發揮新聞媒體監督作用;深入研究證券欺詐者心理規律，加強法律懲治力度
  2. The content of this course are as followings : the concept of the commercial law, features of commercial law, basic principles of commercial, the players in commercial field, behaviors, registration system, trade name, accounting books, the overview of corporate law and corporation, the classification of corporation, the establishement of company, the capital system under compnay law, share and assets, shareholders and their rights, corporate governance, merger and acquisation, overview of bankruptcy law, ? substantive bankruptcy law, procedure ? bankruptcy law, overview of commercial paper law, the classification and the basic rules of commercial paper, overview security law, ? issue and sponsor system, listing and trade system, investment fund system, overview of issurance law, issurance contract, property issurance, life issurance, issurance industry, maritime law, vessel and stewages, transportation contract, leasing vessel contract, incidents and the liability system etc

    課程內容包括，商法的概念、特徵、基本原則、商主體、商行為、商事登記、商號、商事帳簿、公司與公司法概述、公司的分類、公司的設立、公司的資本制度、股份與股票、股東與股權、公司的治理結構、公司的合併與解散、破產法概述、破產程序法、破產實體法、票據法概述、匯票、本票、支票、證券法的基本問題、證券市場主體法律制度、證券發行與承銷法律制度、證券上市及交易法律制度、證券投資基金制度、保險法概述、保險合同、財產保險、人身保險、保險業、海商法概述、船舶和船員、海上運輸合同、船舶租用合同和海上拖航合同、船舶碰撞、海難救助、共同海損、海事賠償責任限制等部分。
  3. Many measures should be considered and adopted, such as many measures should be considered and adopted, such as perfect government behavior, set up united, multi - administrative levels securities business, perfect codes of stock market and perfect supervision system ; perfect administration fabric and information display mechanism of company in stock market ; foster institution investor ; quicken internationalization process, and so on

    具體措施包括規范政府的行為，創設統一、多層次的證券市場體系、完善證券市場的法規和規范監管體系；完善上市公司的治理結構和信息披露機制；積極培育機構投資者；加快國際化進程等。
  4. Besides, there are great deals of other questions, which cause various kinds of mechanism of corporate governance unable to play a effective role. at the same time, the article make a deeply analysis to the reasons. finally, the article put forward some advises : reducing the state - owned stock progressively, foster the institutional investor actively, design some encouragement and restriction mechanism to a manager, reform and perfect the state assets management system, perfect regulation system and withdraw mechanism of security market and unifying the stock market progressively, set up powerful security payment mechanism of debts, strengthen restriction of creditor ' s rights of the banks, develop corporate bond financing, and so on

    本文以資本結構的基本理論為起點，對各種資本結構理論觀點進行概括，並從股權和債權兩方面分析了資本結構對公司治理的作用和影響效果；通過對國有上市公司的資本結構進行實證分析，揭示了我國國有上市公司的資本結構存在股權和債權結構不合理，股權內部構成和債權內部構成不合理等諸多問題，由此導致了公司治理各種機制的有效作用無法正常發揮，使得公司治理的效應不佳，並進一步對產生這種股權和債權治理效率低下的成因進行了深層次的分析；最後從宏觀和微觀層次，提出對國有股進行有步驟的減持並逐步實現其流通、改革與完善國有資產管理體制、積極培育機構投資者、完善證券市場的法規體系和逐步統一股票市場、建立強有力的償債保障機制、設計經理人激勵約束機制、強化銀行的債權約束、發展企業債券融資等政策建議。
  5. On one hand, these reforms are caused by market and economic adjustment, on the other hand, it is also the initiative exploration of the administration structure but the exploration is unsuccessful, the corresponding results include that the financial burden is heavy, and bank and the listed companies sacrifice medium and small investor ' s interests etc. because the listed company only regards security market of our country as the place to use the fund free at first, there is no comparativity between utilizing bond financing, bank loan, and other channels to raise enterprise development funds and stock financing

    從上世紀80年代初期以前的財政資金供給到銀行信貸資金的供給，再到利用資本市場進行股票及債券等融資方式的出現，這些改革一方面是市場以及經濟環境的變化引起的迫不得已的調整，另一方面也是企業（或主管部門）為了提高企業效率，完善企業內部治理結構的主動探索。但從結果上來看，這些探索並不成功，相應的出現了財政負擔過重，銀行不良資產過多以及上市公司犧牲中小投資者利益，在市場上「圈錢」等現象。由於上市公司最初僅僅是把我國的證券市場當作獲取免費使用資金的場所，利用債券融資、銀行貸款等渠道籌措企業發展資金和股票融資沒有可比性。
  6. While perfecting the legal system of securities investors " protection three aspects should emphatically be paid attention to : first, strengthening information disclosure system is the basic prerequisite of investors protection. perfecting information disclosure system in china should accord with the true quality, comprehensive quality, legality quality and quality of reliability and easily solving ; second, perfecting the structure of managing of company, improving the structure of stock of company, widening the structure of stock of company, widening the bottleneck that the board of directors worked, developing the organization investor energetically ; third, perfecting the system of civil liability and its realization mechanism of securities market

    完善我國證券投資者保護法律制度應著重從三方面進行：一、強化信息披露制度是投資者權利保護的基本前提，應依據真實性、全面性、及時性、適法性、易得易解性原則來完善我國的信息披露制度；二、完善公司治理結構，改善公司股權結構，拓寬董事會運作的瓶頸，大力發展機構投資者；三、完善證券市場民事責任制度及其實現機制，應對民事責任作出具體規定，突破現有訴訟機制，引入「訴訟擔當」制度。
  7. But the foundation of cis is the mechanism that is ca1led cis governance which c2 [ n protect investment interest effecti ve1y because the mora1 hazdrd exist s more seriously in cis than in other financial instruments such as bank deposit, stock and bond

    證券投資基金發展的前提是對基金投資者的保護，也就是有一個好的基金治理結構。不論是從委託代理理論來說，還是從消費理論來說，總是存在信息不對稱產生的基金管理人的道德風險問題。
  8. Secondly on outer governance structure : help stakeholder participate governance ; standard stock market and optimize disposition of controlling rights ; develop organization investors ; strengthen bank controlling. the experience of optimizing the structure of property rights to perfect the governance structure is used to state - owned firm deep change for reference

    其次表現在對上市公司外部治理結構的影響：有利於利益相關者參與公司治理；使證券市場發展更加規范、完善控制權配置功能；機構投資者獲得長足發展;銀行對公司的控制機制得到加強。
  9. For the existence of contracts " incompleteness, convertible securities, convertible bonds and convertible preferred stocks, are frequently used, accompanying with the unique corporate governance of the vc backed companies

    為解決契約的不完備，風險投資主要採用的金融工具是可轉換公司證券（可轉債及優先股） ，並形成了創業企業獨特的公司治理機制。
  10. In order to maintain a sustainable sound development of the corporation bond market, we should draw upon the experience that it has been too costly for us to regulate the stock market after its development, and standardize the corporation bond market regulation prior to developing it. the paper reviews and analyzes the development of the securities market and some theories about governmental regulation, then deliberates upon the defects of the regulation of corporation bond market in china from its concepts and thinking mode. at last, the paper advocates that we should reform the regulation largely depending on the market itself and effective laws, and also impose more power on protecting the interest of investors

    文章首先回顧了國內外證券市場的發展，分析了政府監管的相關理論，再從監管理念和監管方式兩方面具體分析了我國企業債券市場監管的缺陷，在分析監管理念上的缺陷時主要探討了債券市場功能認識上的偏差和維護投資者利益上的不妥當兩個方面的問題，在分析監管方式上的缺陷時則主要從政府監管主體和非政府監管主體（社會中介機構和自律組織）兩個方面來詳細闡述監管上的缺陷，最後提出在改革監管制度過程中，要重塑監管理念，把對企業債券市場的監管從原來的重融資向保護投資者利益轉變，促進政府監管走向市場化、法治化。
  11. They all start from their individual rationality to search for the maximization of personal profit. the real destination is not sure be the group rationality, i. e. that securities market realize the efficient allocation of resources. on the contrary, it often cause the irrationality of group for such reasons as imperfection in law, accountant ' s non - qualification, the lack of independence of accountant firms, inefficient supervision reasonableness, i. e. sever distortion of accounting information disclosure damage the investor ' s profit

    反而由於投資者的素質不高、非理性預期和從眾行為；上市公司委託代理機制不健全、治理結構不完善、造假成本與造假收益的嚴重不對稱；會計師事務所獨立性的缺乏、注冊會計師素質不證券市場會計信息披露失真問題研究高;證監會監竹效率和力度不夠等原因所致，博弈的結果是集體的斗理性，即證券市場會i
  12. From the experience of the withdraw law system of listed company of the overseas stock markets, to establish a perfectly drawing back the city system not only is good to the optimized disposition of stock market investment fund, the supervision of the market company ' s operation efficiency, the improvement of the market company ' s structure, also is helpful for cultivating the investor ’ s rational investment thought, protecting the weak investor ' s benefit

    從國外已有的證券市場上市公司退市制度的實證經驗來看:建立健全的退市制度不僅有利於證券市場投資資金的優化配置、督促上市公司的運營效率、促進上市公司的治理結構的完善，而且還有助於培育投資者的理性投資思維、保護社會弱勢投資者的利益。
  13. Based on the previous study, made by others, the paper concentrates its discussion on the framework of the governance structure about the securities investment funds. it analyzes in detail the existing problems in the governance structure of such funds and, on the ground of theoretical support and of successful experience gained abroad, it puts forward feasible proposals for the improvement and perfection of the structure

    本文在國內外學者關于公司治理結構的研究的基礎上，對證券投資基金治理結構的框架進行了探討，對我國基金治理結構中存在的問題進行了詳盡的分析，並結合理論框架與國外的成熟做法對我國基金治理結構的完善提出了具體的建議。
  14. However, with a larger number of and more diversified institutional investors emerging in china, how to leverage institutional investors ’ monitoring to improve the governance of chinese companies is a topic that may be meaningful to the future practice. this thesis is about the institutional shareholder activism in china

    隨著未來將有更多類型，更大規模的機構投資者進入證券市場，如何使機構投資者發揮積極的監督作用以改善中國上市公司的治理水平，是一個具有前瞻性和實踐意義的研究課題。
  15. In november 2006, suning appliances was ranked among the top 3 positions in all following categories include : most competitive listed company of 2006, 100 top chinese science - technology reinforcing businesses and top 500 mass run businesses

    在2006年8月召開的第二屆中國證券市場年會上，蘇寧電器因為出色的投資收益、投資回報、盈利能力、市場反映和治理能力而獲得「最具投資價值上市公司獎」 。
  16. The controlling shareholders of listed company take advantage of their control over the company, and aggression the interests of the minority stockholders, which has something to do with the fact that the listed company of our country did n ' t reform completely, equity structure is unreasonable, the corporate government structure is imperfect, the laws and regulations are not perfect, etc. in order to protect the minority shareholder ' s legitimate interests in our country and guarantee the security market of our country to develop in a healthy way, we must take steps, improving the equity structure, amplifying the corporate government structure, perfecting the corresponding laws and regulations, and setting up effective mechanism of protection of minority stockholder ' s interests

    保護廣大投資者尤其是中小股東的合法利益是證券市場能否健康發展的重要環節。我國上市公司控股股東利用對公司的控制權，侵犯中小股東的利益，這和我國上市公司改造不完全、股權結構不合理、公司治理結構不健全、法律內容摘要法規不完善等密切相關。為了保護我國中小股東利益，保證我國證券市場健康發展，必須採取相應的措施，改善我國上市公司的股權結構、建立健全公司治理結構、完善我國法律法規、建立有效的中小股東利益保護機制。
  17. According to articles pertaining to investor protection in corporation law, securities law and governance rules of listed firm, this paper brings forward some suggestions on improvement and an idea of setting up special organization to protect rights and interests of investors to perfect the judicial system

    針對公司法、證券法和上市公司治理準則等法律法規中關于投資者保護的條文的討論提出了改進建議，並提出了成立專門的維護投資者權益機構以完善司法體系的設想。
  18. Actual state analysis and countermeasures of investment funds of security in china

    我國證券投資基金治理結構的現狀分析及對策
  19. But the reason mentioned below is the most basically. the listed company lacks the pressure practiced by investor from the outside ; there are serious blemishes in corporation manage construction of listed company ; the frustration of certificated public accountant ' s audit direct ; accounting standard is not perfect ; local government and supervisal section " s consent and support. the stock market have no strictly supervision and severe punishment

    第三，從上市公司利潤操縱的成因看，上市公司利潤操縱是多方面原因造成的，但從根本上說至少有以下六方面的原因：上市公司缺乏投資者實施的外在壓力；上市公司法人治理結構存在嚴重的缺陷；注冊會計師審計監督機制的失效；會計法律規范不完善；地方和部門局部利益的驅使；證券市場監管不嚴懲罰不力。
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