證券自營業務 的英文怎麼說

中文拼音 [zhèngquànzìyíngyèwù]
證券自營業務 英文
securities proprietary business
  • 證 : Ⅰ動詞（證明） prove; verify; demonstrate Ⅱ名詞1 （證據） evidence; proof; testimony; witness 2 （...
  • 自 : Ⅰ代詞（自己） self; oneself; one s own Ⅱ副詞（自然;當然） certainly; of course; naturally; willin...
  • 營 : Ⅰ動詞1 （謀求） seek 2 （經營; 管理） operate; run; manage Ⅱ名詞1 （軍隊駐扎的地方） camp; barrac...
  • 業 : Ⅰ名詞1 （行業） line of business; trade; industry 2 （職業） occupation; profession; employment; ...
  • 務 : Ⅰ名詞1 （事情） affair; business 2 （姓氏） a surname Ⅱ動詞1 （從事; 致力） be engaged in; devote...
  • 證券 : bond; security; negotiable securities
  • 自營 : self-run
  • 業務 : vocational work; professional work; business; service; traffic; transaction
  1. The agiotage adopts the service mode that " the passway is made " at the beginning of market development, such traditional operation mode has caused the tradesman of the behavior in securities trader ' s seller ' s market, weakness that this kind of traditional, regular, single operation mode caused securities trader ' s profit to be with single mode too at the same time, the income curve correlate with height of general trend of market development, exist and deviate from with investors " interests too on the value orientations

    本文通過探索我國證券經紀業務的發展歷史和趨勢，得出最根本的結論是營業部轉型是必然，變「坐商」為「行商」 ，由「單一通道服務」向「綜合理財營銷服務」變革是轉型的核心所在。東北證券江陰營業部作為傳統服務模式的代表，本文詳細闡述了營業部結合自身實際應該採取的轉型策略及轉型后營銷策略，為指導營業部經營機制改革提供了系統的解決方案。
  2. Co., ltd. is one high - tech manufacturer majored in scientific research, production and service, which is specialized in developing, manufacturing and sale of pos terminal, computer terminal, peripheral corollary equipment of self - service terminal in finance, equity, posts and telecommunications, taxation, commercial retail circle, etc

    公司是一家集科研開發、生產經營和服務於一體的高技術研發、生產型企業，專業從事金融、證券、郵電、稅務、商業零售等領域的pos終端、計算機終端、自助終端周邊配套設備的研發、製造及銷售。
  3. Chapter 2 puts forward the internal control system framework and its core arguments through borrowing and initiating present achievements. it claims that the nature of the internal control for securities firms should be determined as one type of inherent system, distinguished from external control, that the management objectives of internal control system for securities firms include : security business objectives ( core objectives ), security operational environment objectives ( basic objectives ), security operational information objectives ( conditional objectives ) ; according to the management objectives, the internal control system for securities firms is divided into security business subsystem, security operational environment subsystem, and security operational information subsystem. the control objectives of internal control system for securities firms refers to guard against and eliminate the certain risks that the securities firms faced at the process of achieving management objectives with reasonable assurance

    主要內容是:證券公司內部控制的性質應確定為區別于外部控制的一種內在系統;證券公司內部控制系統所要服務的管理目標主要有證券經營業務目標（核心目標） 、證券經營環境目標（基礎性目標） 、證券經營信息目標（條件性目標） ;按照管理目標，可以將證券公司內部控制系統分為證券經營業務控制、證券經營環境控制、證券經營信息控制三大子系統;證券公司內部控制系統自身的控制目標是要合理地保證管理目標實現過程中面臨的特定風險得到防範和化解;證券公司內部控制系統的控制要素包括控制環境（基礎性要素） 、控制目標（起點性要素） 、風險識別（樞紐性要素） 、控制活動（核心要素） 、信息與溝通（條件性要素） 、監控（修正性要素） 。
  4. Securities companies shall use their own funds or funds raised in accordance with the law when operating proprietary business

    證券公司的自營業務必須使用自有資金和依法籌集的資金。
  5. 2 securities business on its own account

    二證券自營業務
  6. When carrying out business on its own account, a securities firm shall use its self - owned funds and funds raised according to law

    證券公司的自營業務必須使用自有資金和依法籌集的資金。
  7. The business risk usually appears in the main business of security company, such as self - settlement, underwriting, brokerage and entrustment

    這些經營風險一般在證券公司的主要經營業務中表現出來，包括自營業務、承銷業務、經紀業務和剛興起的委託理財業務。
  8. Article 134 business on the account of a securities firm itself shall be conducted in its own name, and may not be conducted in the name of another or in the name of an individual

    第一百三十四條證券公司自營業務必須以自己的名義進行，不得假借他人名義或者以個人名義進行。
  9. Article 134. securities companies ' proprietary business shall be conducted in the names of the securities companies themselves and not in other ' s names or in the names of individuals

    第一百三十四條證券公司自營業務必須以自己的名義進行，不得假借他人名義或者以個人名義進行。
  10. Since the second half of 2001 unilateral to drop, especially 2002 so far floating implementation of commission, securities business go through from sudden huge profits the periods brilliance to nowadays face for awkward situation of crisis. the department i am working for, it is the typical representative that in short development for several decades, adopt the traditional " the passway is made " service mode, it has gone through from peak to low ebb

    我國證券經紀業務在市場發展之初受到政府的特別保護，均採用「通道制」服務模式，導致了券商賣方市場中行為方式的坐商性，這種屬于「靠天吃飯」的運營模式，實質是自身沒有核心競爭力。雖然業內在實踐中也有一些經營模式的創新，但依然沒有擺脫傳統通道服務模式的限制。
  11. China galaxy provides a wide range of services nationwide, including stock brokerage, securities custody, proprietary trading, securities underwriting and listing sponsorship, corporate restructuring, merger & acquisition, investment and financial consultancy, asset management, launching securities investment funds and establishing fund management companies

    公司業務范圍包括：證券代理買賣；代理還本付息、分紅派息；證券代保管、鑒證、代理登記開戶；證券的自營買賣；證券的承銷和上市推薦；企業重組、收購與兼并；投資咨詢、財務顧問；資產管理；發起設立證券投資基金和基金管理公司。
  12. Can open an account on sunday on saturday, but should drive good partner wedge to time of 5 reopen after a cessation of business on monday, this can serve in order to come, but day opens an account on saturday be about to arrive personally postal service hall, here can not take a telephone call, if you have the data that needs me in wanted on the telephone, i am guangzhou combination negotiable securities

    星期六星期天可以開戶啊，但是星期一至五開市時間要開好股東卡，這個可以上門服務，但是星期六日開戶就要親自到營業廳，這里不可以留電話，你假如有需要我的資料里有電話，我是廣州聯合證券！
  13. This thesis falls into four parts :. the first part will make a comparative analysis of various definitions of fhc and puts forward that fhc, set up according to the law, is a corporation, such as bank, securities company, trust company or other financial companies. fhc can possess its own business as well as only manage its subsidiary company

    本文共分為以下四個部分:第一個部分在比較世界各主要國家和地區對金融控股公司不同界定的基礎上，提出金融控股公司是指依照法律規定成立，對銀行、證券公司、保險公司、信託公司或其它依法成立的金融控股公司等金融企業中的一家或一家以上控制性持股的公司，該公司既能夠僅以控制管理子公司為其業務，也可以擁有自己經營的業務。
  14. The securities and exchange law requires the classification of securities firms into securities underwriters, propriety traders, and securities brokers. amongst which, securities underwriters conducts business in the primary markets, while propriety traders and securities brokers engage in secondary market businesses such as propriety trading and securities brokerage services

    證券交易法第六條對有價證券有明文定義同法第十六條更明文將證券商劃分為承銷商自營商及經紀商，其中承銷商即是從事初級市場業務，自營商及經紀商則是從事自營買賣及居間行紀等次級市場業務。
  15. Making money business is the business that the security company obtaining profits as an executive by self - run business and provide a service ; margin business is that security company looking for the congenial funds on the capital and the currency market as a funds needer in order to maintain liquidity and ample of it ’ s selves funds,

    營利業務是證券公司作為經營者通過自營買賣和提供服務獲取利潤的業務;融資業務是證券公司作為資金需求者為維持自身資金流動性和充足性，在資本和貨幣市場上融通資金的業務。
  16. Article 24 a stock exchange shall, at designated locations, provide the public with information regarding the finance and business of each listed company, and of its members, securities brokers or securities dealers

    第24條證券交易所應於一定處所備置各上市公司及其會員或證券經紀商、證券自營商之財務業務資料，以供公眾閱覽。
  17. Article 132 comprehensive securities firms shall conduct their brokerage business separately from business operated on their own account. the business persons and financial accounts for one type of business shall be kept separate from those for the other type

    第一百三十二條綜合類證券公司必須將其經紀業務和自營業務分開辦理，業務人員財務帳戶均應分開，不得混合操作。
  18. At he same time, we carry out other innovations to match this change, establish the basis policy of open - outsides, set down the build of securities laws and rules, criterion the securities business, realize the rationalization of investors, the diversification of invest breeds, improve the quality of the market - companies, and carry out the way of development internationalization. face the opportunity, local stockjobbers should do our best to operate the rules of organization, investment the organization, and others from world partemers. we believe through our efforts, we can bring up first - class stockjobbers like other world famous companies, and offer even more outstanding services for the chinese business enterprises and abroad business enterprises too

    面對機遇，國內證券業應仔細審視入世對證券行業的影響，重新進行自我評價，重新定位，力求盡快規范證券經營機構、投資機構，培養出一批優秀的巨型券商和機構投資者，合理化經營者機構和投資者比例，完善證券市場，加大研發力量和創新力量，使市場多樣化，投資品種多樣化，只有這樣才能在同行業強大的競爭中求得生存，謀求發展，突出特色，並茁壯成長，在世界之林培養出中國的美林、中國的摩根，甚至更加優秀的企業，更好的為中國企業和國外企業服務。
  19. Article 200 any security company in simultaneous operations of securities brokerage business and self - managed securities business that fails to handle the businesses separately according to law and conduct mixed operations shall be ordered to make a rectification, confiscated of the illegal income and concurrently imposed a fine of more than 100 % less than 500 % of the illegal income ; where there are serious circumstances, it shall be revoked of the securities businesses originally verified and determined by the securities supervision and administration institution

    第二百條證券公司同時經營證券經紀業務和證券自營業務，不依法分開辦理，混合操作的，責令改正，沒收違法所得，並處以違法所得一倍以上五倍以下的罰款；情節嚴重的，由證券監督管理機構撤銷原核定的證券業務。
  20. Article 200 if a securities firm that operates at the same time securities brokerage business and securities business on its own account fails to keep the two types of business separate from each other according to law and operates them together, it shall be ordered to make rectification, its illegal gains shall be confiscated, and it shall be fined not less than the amount of but not more than five times the illegal gains

    第二百條證券公司同時經營證券經紀業務和證券自營業務，不依法分開辦理，混合操作的，責令改正，沒收違法所得，並處以違法所得一倍以上五倍以下的罰款情節嚴重的，由證券監督管理機構撤銷原核定的證券業務。
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