證券金融控制 的英文怎麼說

中文拼音 [zhèngquànjīnróngkòngzhì]
證券金融控制 英文
control on security finance
  • 證 : Ⅰ動詞（證明） prove; verify; demonstrate Ⅱ名詞1 （證據） evidence; proof; testimony; witness 2 （...
  • 金 : Ⅰ名詞1 （金屬） metals 2 （錢） money 3 （古時金屬制的打擊樂器） ancient metal percussion instrum...
  • 融 : Ⅰ動詞1 （融化） melt; thaw 2 （融合; 調和） blend; fuse; be in harmony Ⅱ形容詞[書面語]1 （長遠; ...
  • 控 : 動詞1 （告發;控告） accuse; charge 2 （控制） control; dominate 3 （使容器口兒朝下 讓裏面的液體慢...
  • 制 : Ⅰ動詞1 （製造） make; manufacture 2 （擬訂; 規定） draw up; establish 3 （用強力約束; 限定; 管束...
  • 證券 : bond; security; negotiable securities
  • 金融 : finance; banking金融比率 financial ratios; 金融呆滯 financial stringency; 金融改革 financial refo...
  • 控制 : control; dominate; regulate; govern; manage; check; cybernate; manipulate; encraty; rule; rein; c...
  1. We should attach more importance to following channels at present time : broaden monetary market function ; perfect stock mortgage loan ; develop investment institute ; explore investment banking business, including investment funds business channel, insurance business channel and security business channel ; make financial organization renovation. following policy suggestions should be applied : 1 ) perfect the policy environment ; 2 ) treat the problem rationally ; 3 ) implement financial mixed operation system in due time ; 4 ) foster financial market ; 5 ) enhance external supervision ; 6 ) deepen the construction of commercial banks ; 7 ) introduce bank capital into stock market in stages

    貨幣市場和資本市場的不協調發展使證券機構出現制度外與體制外融資或違規操作，必須在兩個市場間建立資金和信息對流的寬敞通道，在路徑設計上，當前應擴展同業拆借市場、國債回購市場等貨幣市場渠道功能;完善股票質押貸款，及時推出非券商股票質押貸款，並注重風險防範;大力發展養老基金、保險公司、信託基金等機構投資者，吸收銀行資金間接入市;拓展投資銀行業務，包括基金、保險業務渠道、券商業務渠道、公司業務渠道;設立證券金融公司或金融控股集團，進行組織制度創新。
  2. Shanghai, as the centre city of economy and finance of our country, the real estate problem is extremely noticeable. this paper is just launched around this question

    經濟成長過程中出現的一些非實體經濟因素，如金融證券、債券、地價和金融投機交易等，只要控制在適度的范圍中，對活躍市場經濟是有利的。
  3. We can draw these conclusions through the analysis in the article : ( 1 ) the conflict between profitability and liquidity is the root of open - end funds liquidity risk ( 2 ) the security market in china is still developing with lots of speculators ( 3 ) the continious and stable development of security market is the precondition of open - end fund. most of open - end funds are in the type of stock, whose performance depends on stock market ( 4 ) so far, the merchanics in terms of block trade, processing trade, as well as derivatives of short sales and risk - hedging is still in progress, which restrict fund managers ' competence to control risk and increase their stress in dealing with liquidity risk

    （ 3 ）證券市場持續穩定地發展是開放式基金得以長足發展的保障。現有的開放式基金絕大多數是股票型基金，其業績依賴于股市向好，進而影響投資者是否持有基金的抉擇。 （ 4 ）目前我國證券市場在關于大宗交易、程序化交易、做空機制和規避風險的金融工具等方面的制度尚不健全，制約了基金管理人控制風險的能力，也加大了其面對流動性風險的壓力。
  4. This thesis falls into four parts :. the first part will make a comparative analysis of various definitions of fhc and puts forward that fhc, set up according to the law, is a corporation, such as bank, securities company, trust company or other financial companies. fhc can possess its own business as well as only manage its subsidiary company

    本文共分為以下四個部分:第一個部分在比較世界各主要國家和地區對金融控股公司不同界定的基礎上，提出金融控股公司是指依照法律規定成立，對銀行、證券公司、保險公司、信託公司或其它依法成立的金融控股公司等金融企業中的一家或一家以上控制性持股的公司，該公司既能夠僅以控制管理子公司為其業務，也可以擁有自己經營的業務。
  5. So to tap into the nature of this practice, to analyze its risks and to find appropriate measures to control these risks are very important for businesses to guarantee the safety, the profit margin and the turnover for their funds, they are also beneficial for the development of the national financial and stock markets

    因此，研究企業委託理財在信息不對稱狀態下的成因、面臨的風險以及控制的方法，無疑會為保證企業資金體外循環的安全性以及收益性、提高資金使用效率進而促進金融與證券市場的繁榮與發展帶來現實意義。
  6. The investment funds and its performance has arrested the the public concerns and the scientific fields recently. as a new investment method and system, the investment funds is of benefit to reducing the transaction costs and improving the investment, so that it can get a better expected performance by specialist s control and portfolio selection. however, its real performance is affected by many facts including the managers " ability to investment manage, the system and the finance market condition, etc. especially, if the finance market and the profolio funds market are not sound, its expected performance will be restricted owing to the manager ' s poor ability and the insider control which can not well overcome the " adverse selection and moral hazard " leading to a bad stimulating system and the bad finance market condition

    從理論角度來說，投資基金作為一種新型的投資方式和制度，有利於降低交易成本，並通過專家理財、組合投資以獲取理想績效。但投資基金的實際績效受諸多因素的影響，如制度因素、基金經理人的技術因素以及外部環境因素等。在金融證券市場不完善和基金發展還不成熟的情況下，投資基金「內部人控制」較為嚴重，激勵機制不完善，不能有效地克服「逆向選擇」和「道德風險」問題，從而使得投資基金的理論績效沒有得到充分的顯現。
  7. The securities market has been constantly expanded in china since the past 15 years of development, so there is a potential demand to use financial derivatives for risk control management

    我國證券市場經過15年的發展，市場規模不斷擴大，有利用金融衍生產品進行風險控制管理的潛在要求。
  8. About system of supervision organizations, on the basis of dialectical law of regulation - - - innovation - - - regulation, function - based financial supervision system should be built up and the national financial supervision bureau should be set up to regulate financial trade uniformly and solve the problem of supervising financial innovations. what " more, we should build up such a cubical financial supervision organization system that integrate the financial authority " supervision with financial trade self - discipline, social supervision and discipline of inner financial institutions. at the same time, we should organically integrate stability and flexibility of financial supervision law, change legal system of financial supervision in line with provisions of wto

    在立法價值取向上，應當重視金融監管法的效率價值，以維護金融秩序作為基本價值目標，在具體操作上重點突出促進金融業公平競爭、提升金融運行效率兩個價值目標，並保持各目標之間的平衡與協調；在監管體制上，根據「監管? ?創新? ?再監管」的辯證規律，建立功能型金融監管體制，成立銀行業監督管理委員會，組建國家金融監管局對金融業實行統一監管，妥善解決混業經營模式下金融創新的監管問題，形成國家管理機關監管、行業自律、金融機構自律和社會監督相結合的立體的金融監管組織體系；在監管法律體繫上，應有機結合金融監管法的穩定性和靈活性，按wto的要求變革金融監管法律制度，修改《商業銀行法》 、 《保險法》 、 《證券法》及其他不適應混業經營的法律、法規，建立健全有關金融控股公司、網路銀行等方面的法律、法規。
  9. Chapter three : the financial operation system in china also witnessed a series of reforms. and it analyses the " sub - mixed operation system " which includes the cooperation between the money market and capital market and the mixed financial conglomerates in china as well. in 1989. the government began to regulate the financial market by enacting a series of laws and regulations and setting up supervisor ) " institutions such as ssc and isc managing banking. security. insurance and trust sectors separately. the separated management of financial system has been basically shaped in 1998. but over the past few years. the separated system in china is somewhat loosen due to the effect of international trend of financial integration. the money market, capital market and insurance market are to some extent permitted to cooperate with each other by the government. many financial institutions make mixed financial conglomerates to extent their operation field. the banking capital and insurance also have access to the security market in some way and to some size. and the appearance of mixed financial conglomerates push our financial sectors into the mixed operation

    包括逐步實現利率的市場化;加強金融法規的建設;加強金融監管力度，建立安全穩定的金融監管體系;加快我國資本市場的建設;加快金融企業的上市工作，增強金融企業的競爭力;加快銀行改革的步伐，建立銀行的內控制度和風險約束機制。二是金融業務的相互交叉化、融合化。在組織模式方面，金融企業可以通過收購、兼并、重組等手段組建集銀行、證券、保險、信託、實業於一身的大型金融控股集團;在資金流動方面，可以加強金融企業之間的資金流動，通過開發更多、更好、更安全的資金流通渠道，促使資金的合理流動和充分利用;在業務合作方面，銀行、證券、保險三方之間相互合作，通過業務代理、開發交叉業務、共享客戶等方面開展全方位的合作。
  10. So we can develop a model of dissipation structure of stock market to measure the order of the market. these two chapters composed a framework of analysis. in the third chapter, by the research of fluctuation of market, i have elucidated the fluctuation of division of labor is the fundamental mechanism of the evolution of stock market, then i attempted to discuss the relevant principle of macro - decision

    第三章重點研究證券市場演化的重要特徵? ?亞金融結構，充分闡明了分工漲落是證券市場演進的根本機制，並嘗試性地探討了宏觀決策的根本原則? ?自組織控制，總結了證券市場發展史中無漲落機制的經驗教訓，最後利用分岔理論對證券市場的演化過程進行了數學分析。
  11. Then, this paper empirically tested the validation and predictive accuracy of different var risk management model in the domestic financial market. finally, with the analysis of modem financial risk management development trend and the current domestic financial risk management situation, this paper made a prospect for the application of this model in the construction of domestic financial risk management system. through the analysis, the main conclusions are as follows : ( l ) the traditional mean - variance model is the special example of the portfolio selection based on the var risk management model for the case that the returns of the portfolio are assumed to be normally distributed ; compared with the mean - variance model, the var risk management model is more comprehensive and accurate in the measurement of the portfolio risk, so based on the var model, the investors can allocate the asset more effectively. ( 2 ) the var risk management model can provide the timely and comprehensive risk information for the top risk manager, so it is very helpful to the improvement of total risk management efficiency. ( 3 ) based on the var model, the raroc performance valuation approach can reflect the real performance of the portfolio manager and provide the coherent standard for the allocation of risk limitation and the construction of the incentive compatibility constraint mechanism in the financial instiutions

    通過研究分析，本文主要得出如下結論： （ 1 ）傳統的markowitz均值? ?方差模型僅僅是在資產組合收益率正態分佈假設條件下基於var風險管理模型進行資產組合選擇的特例，與均值? ?方差模型中的方差風險度量方法相比， var風險管理模型能夠更全面、更貼切地衡量資產組合的風險，且基於此模型能夠更有效地進行資產配置決策； （ 2 ） var風險管理模型能夠滿足更高層次風險管理者對風險信息的需求，有助於整體風險管理效率的提高； （ 3 ）基於var風險管理模型的raroc績效評價能夠反映資產組合管理人的真實業績，從而為金融機構風險限額的分配和激勵約束機制的制定提供統一的標準； （ 4 ）國內證券市場資產組合收益率服從正態分佈的假設明顯不成立，實證檢驗表明基於資產組合收益率正態分佈假設條件下的方差? ?協方差模型對國內資產組合風險的預測存在較大的偏差，由於文中證明在收益率正態分佈假設條件下基於方差? ?協方差模型進行資產組合選擇的結果等價于markowitz的均值? ?方差模型，因此，均值? ?方差模型對國內資產組合風險的預測同樣會存在著較大的偏差，而半參數var風險管理模型則能夠取得較好的預測衡量效果； （ 5 ） var風險管理模型符合未來金融風險管理的發展趨勢，基於var風險管理模型建立內容提要風險限額內控體系、風險信息披露體系和業績評價體系，並進行金融監管，將有助於國內金融機構內部風險管理方法和外部監管技術跟上國際金融風險管理的發展潮流。
  12. The thesis constitutes a suit of frames in contract economics to present reasonable explanations for enterprises, especially conglomerates, system and basic ideas in finance field. then it narrates and comments on the history of fhcs in the united states, further, gives exhaustive case studies of merrill lynch & co., inc. ( " ml & co. " ) and citigroup inc. at the end of the thesis, it provides tentative measures for the fhcs in china

    本文首先建立了契約經濟學的分析框架，介紹了契約經濟學的基本內涵，對于企業尤其是企業集團以及制度，作為一種契約的合成，對其存在提出了合理的解釋，並闡明了契約在金融領域的意蘊；接著以契約經濟學的框架從美國金融業制度重組、金融中介的結構重組及金融控股公司的業務重組三方面出發，對美國金融控股公司的產生及發展進行評述；進而以美林證券控股集團和花旗集團為典型，進一步分析美國金融控股公司組織結構的特徵及業務重組的實踐；最後從我國現實出發，提出發展我國金融控股公司的基本思路。
  13. At the same time, because our stock market is emerging and reform is under way in our country, there exist many latent risks. such as : the quality of listing companies inside the stock market ; the technical conditions of agency ; the bugs of rules and regulations of stock dealing ; the misplays of policies and fluctuation of macro - economy ; the unstable of financial system and so on

    同時，我國新興證券市場和經濟體制改革的特殊背景也使其面臨巨大的潛在風險，如證券市場內部上市公司質量、中介機構水準問題、證券交易制度的缺陷、調控政策的失當以及證券市場外部宏觀經濟的波動、金融體系的不穩定、來自國際金融體系的沖擊等都可以引起我國證券市場的異常波動。
  14. Through learning from relevant countries and regions ’ stock market credit transaction risk control mechanisms, i intend to give some modest proposals on our securities transactions legal system to control risks the article is divided into three chapters : in the first chapter : securities margin trading outlines

    法律控制滲透了證券信用交易的每一個環節，是證券信用交易風險控制的關鍵因素。本文首先分析了證券信用交易對證券市場乃至金融市場體系的積極功能與潛在風險並存的雙面性，對我國證券信用交易的現實進行了概括。
  15. While there are so many problems that made trust and investment companies face lots of internal and external risks in real operation such as the immature market, the scarcity of government legislation and supervision, the management risks in the trust and investment companies and so on. all these need be solved by the trust and investment companies under the assistance of government department responsible for legislation and supervision. this article states from the real status of the trust industry, analyses the risk of it and brings forward the solutions from the following four angles : innovating trust production, such as npl trust, state - owned stock trust, leasing trust, mbo trust, esot, etc, perfecting the mechanism of risk control from var model and risk estimation, enhancing the cooperation with other financial institutions like banks, securities institutions, insurance companies and leasing companies, and strengthening the system of government legislation, supervision and self - restriction of trust and investment companies

    本文從中國信託業的現狀出發，分析信託投資公司存在的問題，尤其是整頓后依然存在的問題，借鑒國外信託業的經驗，結合中國信託業的實際情況，從創新信託產品、健全信託投資公司風險控制機制、加強與其他金融機構合作和增強監管機制等角度進行探討，提出解決問題、加速信託機構健康發展的途徑：第一、根據目前我國信託業的規定，結合中國的經濟狀況，從處置國有不良資產、減持國有股、與金融租賃相結合、管理層收購、職工持股、銀行處理信貸資產、房地產、應收債權等領域創新信託產品；第二、引入國際上風險控制模型內控信託機構的風險，並採取信用評級的手段對信託投資公司和信託產品進行評級，從外部控制信託機構的風險；第三、提出信託投資公司應與銀行、證券、保險和租賃業相結合，在業務上相互補充，資源上共享，促進信託業的發展；第四、從完善信託立法、加強監管力度、健全信託投資公司個體自律和行業自律等方面完善信託的監管體系。
  16. Chinese wall is a series of internal procedures and policies made by the multi - service securities firms or the financial company group in order to control and separate the flow of information among different departments in the company

    中國墻制度是指綜合性證券機構或金融公司內部制定的一系列內部政策和規定，其目的是控制或隔離不同公司部門之間信息流動。
  17. By reason of financial securities business ’ s own character, the branch unable to control the preconditions which was finance product competition needs by itself, which has limited the service contents and forms of the security company

    由於金融證券業自身的特點，營業部本身無法掌控金融產品競爭所需的前提條件，限制了證券營業部的服務內容和形式。
  18. The financial modernization act, which permits subsidiaries of financial holding company to affiliate with security company and insurance institutions, was passed in united states in november 1999. the passage of the act not only reflects the repealing of segregation system in american, but is also a trend of mixed system in world

    1999年11月美國通過了《金融服務現代化法案》 ，準許金融控股公司對銀行業、證券業以及保險業兼營。這不僅標志著分業經營時代在美國的結束，也代表著國際金融界混業經營趨勢的明朗，使中國1998年才最終確立的分業經營、分業監管的金融體制面臨直接沖擊。
分享友人
分享到 Line

分享到臉書