金融違規行為 的英文怎麼說

中文拼音 [jīnróngwéiguīhángwéi]
金融違規行為 英文
financial irregularities /improprieties
  • 金 : Ⅰ名詞1 （金屬） metals 2 （錢） money 3 （古時金屬制的打擊樂器） ancient metal percussion instrum...
  • 融 : Ⅰ動詞1 （融化） melt; thaw 2 （融合; 調和） blend; fuse; be in harmony Ⅱ形容詞[書面語]1 （長遠; ...
  • 違 : 動詞1. （不遵照; 不依從） disobey; defy; violate 2. （離別） part; leave; be separated
  • 規 : Ⅰ名詞1 （畫圓形的工具） instrument for drawing circles 2 （規則; 成例） rule; regulation 3 [機械...
  • 行 : 行Ⅰ名詞1 （行列） line; row 2 （排行） seniority among brothers and sisters:你行幾? 我行三。where...
  • 金融 : finance; banking金融比率 financial ratios; 金融呆滯 financial stringency; 金融改革 financial refo...
  • 違規 : break the rule
  • 行為 : action; behaviour; conduct; deed
  1. Government ' s monopoly of capital market also leaded to the " shell " value of listed company which is irrelative to the company ' s invest value, which made the higher general price in the market. in addition to, the structure of investors which is consisting of many individual investors and few institution investors lets it easy to manipulate the stock market for the institution investors. according to the origins of the systematic risk, it is necessary to improve the market mechanism and market efficiency to eliminate the system root of the risk to decrease the risks

    突出地表現在：資本市場服務于國企轉制，造成上市公司股權結構存在缺陷，致使公司治理失效，上市公司缺乏持續發展的能力，公司經營風險轉化為市場的系統性風險；政府對資本市場準入的行政性壟斷，形成上市公司「殼」價值，虛高股票市場價格，引發系統性風險；金融市場分割，特別是貨幣市場資金缺乏進入資本市場的正常渠道，利率市場化水平低，影響金融資產定價，導致違規融資盛行，加大了市場風險；而由於市場監管不到位，以散戶為主的投資主體結構，則易導致機構大戶利用內幕信息操縱股價，機構投資者的發展不僅沒有成為穩定市場的力量，反而成為操縱市場的主力，加劇了市場波動。
  2. Part two : definition, characteristics and acting models of securities fraud securities fraud is the act of breaching the securities laws in order to gain illegal interests which is acted by the issuers, the securities institutions, the securities administrators, the securities practician and investors so on

    分析了證券欺詐的構成要件進行，欺詐行為的主體有自然人、法人和其他單位，主觀方面只能是故意，侵犯的客觀方面表現為違反相關的法律法規，侵犯的客體有投資者的合法利益和金融管理制度以及證券市場的管理秩序。
  3. Secondly, actions between banks and enterprises in china ' s credit market and the motivation of banks " deregulation are deeply analyzed by the means of the game theory. thirdly, the thesis studies how systematic factors in china aggravate the information asymmetry in the credit market from the aspects of property right, financial supervision and information announcement. at last, suggestions on how to dissolve the bank credi t risk and prevent non - performing banking assets increasing are put forward in the aspects of improvement of information symmetry, establishment of incentive and constraint mechanism and elimination of systematic factors which aggravate the information asymmetry

    首先，論文分析了我國信貸活動中的信息不對稱所產生的逆向選擇與道德風險對銀行資產質量的影響；其次，作者運用博弈論方法對我國信貸市場中銀行與企業的博弈行為以及銀行違規的動力進行了深入地分析；接著，論文又從產權、金融監管和信息披露這三個方面研究了我國的體制性因素如何加劇信貸市場的信息不對稱問題；最後，論文從提高信貸市場的信息對稱度、建立有效的激勵約束機制以及消除加劇信息不對稱的體制性因素這三個方面對化解我國銀行信貸風險、防範銀行不良資產的新增提出了建議。
  4. According to our country " insurance law " regulation, disobey when the management behavior of insurance company " insurance law " regulation, appear law notting comply is extracted or carry forward each reserve ; law notting comply deals with reinsurance ; when disobeying insurance fund badly perhaps to handle the case that supervises a regulation : above all, by finance supervisory management department instructs its deadline to correct, company proper motion corrects, find out no longer

    根據我國《保險法》的規定，當保險公司的經營行為違反《保險法》的規定，出現不依法提取或者結轉各項預備金；不依法辦理再保險；或者嚴重違反保險資金運用治理規定的情況時：首先，由金融監督治理部門責令其限期改正，公司自行改正的，不再追究。
  5. Although all the standbys were retrieved at last, the bank paid a high price for the lesson. so it ' s high time to learn relative rules in order to protect us form further losses while taking advantage of this new financial tool. so i choose this field to do my research, and i hope to make some contribution to the exploration of the usage of standbys in china

    雖然這些違規開出的備用證被盡數追回，但該案留下的教訓卻發人深醒：必須盡速掌握相關國際慣例及法規知識，在利用金融創新的同時積極防範欺詐，正是立足於此，本人選擇備用證及其主要規則作為畢業論文的研究方向，以期為我國的銀行和企業開展類似業務提供一定借鑒。
  6. Had corrected its to violate the act that insurance code decides through rectifying when the insurance company that is consolidated, make its of the drawing of each reserve and capital handle the demand that obtains legal provision ; reinsurance cent gives business course to adjust, the insurance liability that makes its leave insurance cost to assume oneself accords with legal standard ; not competent company controller gets adjustment with concerned administrator ; put when harm company compensate pays ability and the issue that harm insurant interest no longer, approbate via rectifying an organization, after report finance supervises management department to approve, by finance supervisory management department decides to end pair of this companies rectify, give announcement

    當被整頓的保險公司經過整頓已經糾正其違反保險法規定的行為，使其各項預備金的提存和資金的運用達到法律規定的要求；再保險分出業務經過調整，使其自留保費承擔的保險責任符合法定的標準；不稱職的公司負責人和有關治理人員得到調整；不再存在危害公司賠付能力和損害被保險人利益的問題時，經整頓組織認可，報告金融監督治理部門批準后，由金融監督治理部門決定結束對該公司的整頓，並予以公告。
  7. The thesis study on the legislation situation, the legislation evolution of our countries ’ finance crime and the overseas legislation stipulation of the financial crime. the author think the financial criminal legislation of our country must form the coordinated financial criminal legal framework and change the penalty structure that is severe but was lax. the paper analysis the theory basis of on perfecting crime names by studying the illegal activity offend against the criminal law, the crime punishment legal principle and the crime punishment balanced principle, the criminal law modest and restrained principle and the criminal law investment cost and benefit analysis. finally the author puts forward the ideas that additionally build illegal gathers capital crime, merge forge, forges the national negotiable securities crime and forge, forges the stock, the bond of the company

    本論文從研究我國金融犯罪罪名的立法現狀、立法沿革及國外金融犯罪罪名的立法規定著手，認為我國金融犯罪立法尚待形成協調的金融刑事法律體系和改變「厲而不嚴」的刑罰結構，並從違法行為犯罪化的前提、罪刑法定原則和罪刑均衡原則、刑法謙抑性原則、刑法投入成本?效益分析角度出發，分析金融犯罪罪名完善的理論依據，最後從金融犯罪罪名增設、合併、分立、廢除四個角度，提出增設非法集資罪，合併偽造、變造國家有價證券罪與偽造、變造股票、公司、企業債券罪，分立內幕交易罪與泄露內幕信息罪，廢除偽造、變造、轉讓金融機構許可證罪的立法建議，並分析其可行性。
  8. Financial irregularities improprieties

    金融違規行為
  9. Since china is transforming from planned economy to market - directed economy, so the establishment and perfection of civil liability system of information disclosure is more important than those countries with mature capital markets. the civil liabilities system is a great help in perfecting the system of the chinese securities law, protecting the interests of inventors, fruitful deterring securities market violators, and attracting the foreign capital

    建立和完善信息披露的民事責任制度不僅是證券法自身完善和實現其功能的需要，也是保護投資者的利益，有效遏制中國證券市場的各種違規現象，企業上市融資和規制上市公司行為，以及吸引外國中小投資者的資金的需要。
  10. This audit must follow the objective of regulating monetary operations and best controlling and managing financial risks. to meet this objective, the national audit office will plan and organize an audit of the sector of agriculture banks of china to review the truthfulness of profits and losses and the status of assets, to see if there are any problems like irregular operations, false statement of assets and profits and losses as well as cases of keeping separate books out of normal accounting process

    金融審計要以規范金融秩序，防範和化解金融風險為目標，組織對農業銀行財務收支進行審計，重點檢查損益的真實性和資產質量狀況，揭露違規經營和財務收支中盈虧、資產不實以及賬外賬等弄虛作假問題。
  11. Because the non - bank financial structures " behaviour was not regular and always disobey the financial rulers. especially there was a lot of non - bank financial structure has been faced to bankruptcy because they ca n ' t afford the debt

    非銀行金融機構多而雜，行為不夠規范，違反金融規則和破壞金融秩序最嚴重，尤其現在相當多的非銀行金融機構資不抵債，有些已發生支付困難或面臨破產。
  12. Money market develops slowly but capital market develops fast. the department markets of money market and capital market doesn ’ t develop correspondingly. the reason is that our government has paid too much attention to financial function but ignore the policy function, which segregates money market from capital market

    貨幣市場發展滯后造成這種狀況的根本原因在於過分注重金融市場的籌資功能，而忽視其應有的政策功能，對貨幣市場和資本市場實行人為的「隔離」政策，造成兩個市場收益率之間的明顯差異，促使貨幣市場資金大量違規流入資本市場。
  13. The board of supervisors shall exercise supervision with respect to the allocation of technical reserves, the minimum solvency margin and the maintenance and increase of state owned assets as well as monitor its senior management in respect of violations of laws, the administration regulations or the articles of association and acts considered detrimental to the company ' s interest

    監事會由金融監督管理部門、有關專家和保險公司工作人員的代表組成，對國有獨資保險公司提取各項準備金、最低償付能力和國有資產保值增值等情況以及高級管理人員違反法律、行政法規或者章程的行為和損害公司利益的行為進行監督。
  14. Article 112 where an insurance company under rectification has already corrected its act in violation of this law and has resumed its normal business operations, the rectification shall cease after the submission of a report by the rectification task force and obtaining an approval by the financial supervision and regulation department

    第一百一十二條被整頓的保險公司經整頓已糾正其違反本法規定的行為，恢復正常經營狀況的，由整頓組織提出報告，經金融監督管理部門批準，整頓結束。
  15. In other violations by the trust bank, the fsa said the group had used trust assets as conduits for tax avoidance schemes, had failed to meet personal identification verification requirements and had engaged in sales that gave rise to conflicts of interest

    日本金融廳稱，信託銀行的其它違規行為還包括，利用信託資產作為避稅計劃的通道，未能達到個人身份認證要求，而且參與引發利益沖突的銷售。
  16. The people ' s bank of china shall have the power to inspect and supervise banking institutions as to whether they raise or lower the interest rates on deposits or loans in violation of regulations

    中國人民銀行有權對金融機構違反規定提高或者降低存款利率、貸款利率的行為進行檢查監督。
  17. Under this background, the strengthening of legal research about the inside trade ' s structure of security market has great, realistic meanings. this paper attempts to analyze the current situation of insider trading in securities markets of china and to supply some legislative solutions to this problem while learning from those approaches practiced in the mature securities markets. this paper consists of four parts

    本文以證券內幕交易的基本概念與基本理論入手，比較世界各國證券法律中禁止內幕交易的法律法規，運用法經濟學的觀點分析禁止內幕交易的合理性，通過金融經濟學事件研究方法，對我國證券市場內幕交易案例進行實證分析，提出了證券市場違法違規行為的判定標準。
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