風險性監管 的英文怎麼說

中文拼音 [fēngxiǎnxìngjiānguǎn]
風險性監管 英文
risk-based supervision
  • 風 : Ⅰ名詞1 （空氣流動） wind 2 （風氣; 風俗） practice; atmosphere; custom 3 （景象） scene; view 4 ...
  • 險 : Ⅰ名詞1 （險惡不容易通過的地方） a place difficult of access; narrow pass; defile 2 （危險） dange...
  • 性 : Ⅰ名詞1 （性格） nature; character; disposition 2 （性能; 性質） property; quality 3 （性別） sex ...
  • 監 : 監名詞1. （古代官府名） an imperial office 2. （姓氏） a surname
  • 管 : Ⅰ名詞1 （管子） pipe; tube 2 （吹奏的樂器） wind musical instrument 3 （形狀似管的電器件） valve;...
  • 風險性 : risk
  • 風險 : risk; hazard; danger
  • 監管 : supervise
  1. According to these questions, we could find the material countermeasures : scientific property rights should base on the stock reforming, control the agent ' s " seeking rent " behaviour, eliminate the controlling of state stock ; bank should firmly circumfuse operational, informatics, normal objects, make out rigid interior institutions ; considerated our financial material situations, the institution of supervision should integrate the interior supervision and exterior supervision and leave on indirect supervision. we should fast establish a leading supervision system without changing the segre gation situation, so as to support a better environment for innovation and also better keep away innovation risk

    針對這些原因，提出了如下對策：科學的產權制度應對商業銀行實施徹底的股份制改造，減少內部人控制現象，克服國有股一股獨大現象；商業銀行應緊緊圍繞「操作性目標、信息性目標、合規性目標」三大目標，建立互相制衡、有力約束的剛性的內控制度；考慮我國金融業的具體情況，新的監管制度以間接監管為主、內外監管相結合，建立由央行為首的「牽頭監管模式」 ，統一金融監管，給銀行業務創新提供一個較為寬松的環境並且實現對業務創新的風險的有效防範。
  2. Facing with the adjustment blemish of the market and the government, knowledge problem and market growth degree etc, the article analyzes and arguments tmsm, the investment theory of the gapsm and two - mechanism forming reason and specialty of our country, and tries to explain and answer the question of breadth fluctuation, high risk, price decision, proceeds and investment strategy etc in the gapsm. since 80 ages, a series of the important development has all taken place in the world and the economy of our country, and it produced the deep influence on the growth of the security market, and particularly the information revolution, all markets forming one body and the quick development of the derivable security product brought the unprecedented macroscopic opportunity and power to the security market ; but at the same time our security market with the structure absurdity of participators, higher risk, irregular law, closed market, the validity of supervise and no science of market regulation does not accommodate to the macroscopic environment and so our country security market needs a new set of security theory with environment. according to the macroscopic and microcosmic environment, this article defines that our country security market is both a gapsm and the initial stage of the gapsm

    上世紀80年代以來，世界和我國經濟都發生了一系列重大的變化，對證券市場的發展產生了深刻的影響，尤其是信息革命、市場一體化和證券衍生產品的迅速發展，給證券市場的發展帶來了前所未有的宏觀機遇和動力，而同時我國證券市場參與者結構的不合理、較高的風險、不規范的法律、市場的不開放、監管的不完全以及不科學的市場調控等微觀市場環境條件與此宏觀環境並不適應，從而我國證券市場需要一套適應環境變化的股票理論；本文就是以這一宏觀環境和微觀條件為依據，把我國證券市場定義為既是政府主導型證券市場又是市場初期；並對我國證券市場二元制產生的原因、特點及特殊性進行了分析，並通過我國政府調節的實例進行了論證，並對投資理論和投資策略進行了研究，這對控制我國證券市場的高風險以及獲取收益都具有重大意義。
  3. According to reality situation hi bank of china mudanjiang branch, the author goes step further to detail and perfect the alrm ' s index within the rule of the central bank and bank of china head office. from secondary banks point of view, the author applies system theory, cybernetics and linear programming theory to establish a set of the index system of the alrm of bank of china mudanjiang branch. the author refers to strengthen and perfect the internal control institution and preventative measure of risk and establish alrm ' s integrated evaluation model and examinatorial method

    論文從二級分行的角度，應用系統理論、控制論和線性規劃理論，建立了一套適合中國銀行牡丹江市分行資產負債比例管理的指標體系，提出了加強和完善中國銀行牡丹江市分行資產負債比例管理的內部監控制度和風險防範措施，建立了該行資產負債比例管理綜合評價模型及考核辦法，並對其組織機構的設計及指標的管理提出了相應建議，初步形成了一套資產負債比例管理的組織、指標管理和評價考核體系，從而使中國銀行牡丹江市分行能夠更好的管理本行的資產和負債，創造更大的效益，增強其競爭能力。
  4. The externalization of the securities risk and the supervision of the security

    證券風險的外部性與證券監管
  5. Since entered 21 centuries, the customer elephant internet of the on - line bank is similar to become the geometric progression growth, trading the amount of money to amount to 60 renminbis in 2005. the on - line bank has all specific weight of business of bank more and more high, trade to act for the rate also at fly to increase soon. statistics according to the department concerned, the industry and business bank and canvass business the bargain of the bank network bank acts for the rate all already over 25 %, also is to say, have 1 / 4 of bank pay the business to pass the net to complete up

    網上銀行是金融領域的一場革命，將引發金融業經營管理模式，業務運作方式，經營理念風險監管等一系列重大變革。同時，網路經濟特別是電子商務的迅速發展，為網上銀行提供了極其廣闊的市場。本論文通過分析我國網上銀行發展的現狀及郵政金融業務，探討郵政部門建設網上銀行的需求和可行性，提出網上銀行的業務功能及對系統實施、業務發展的幾點思考，建議郵政部門抓住時機建設網上銀行，以促進郵政金融業務發展。
  6. Hypothecate institution is non - bank fiance institution, personal house mortgage loan hypothecation institutions incept the pbc, ministry of construct and ministry of finance, our country ' s hypothecation system can divided into two parts : the policied hypothecation system and the business. the double hypothecation mechanism is bulied for separate risk

    在對擔保機構為非銀行金融機構定性的框架下，提出個人住房貸款擔保機構接受人民銀行、建設部、財政部共同監管，擔保機構為全國性、區域性的組織結構，針對不同消費群體分為政策性擔保體系和商業性擔保體系；建立了旨在分散風險的再擔保機制。
  7. Government ' s monopoly of capital market also leaded to the " shell " value of listed company which is irrelative to the company ' s invest value, which made the higher general price in the market. in addition to, the structure of investors which is consisting of many individual investors and few institution investors lets it easy to manipulate the stock market for the institution investors. according to the origins of the systematic risk, it is necessary to improve the market mechanism and market efficiency to eliminate the system root of the risk to decrease the risks

    突出地表現在：資本市場服務于國企轉制，造成上市公司股權結構存在缺陷，致使公司治理失效，上市公司缺乏持續發展的能力，公司經營風險轉化為市場的系統性風險；政府對資本市場準入的行政性壟斷，形成上市公司「殼」價值，虛高股票市場價格，引發系統性風險；金融市場分割，特別是貨幣市場資金缺乏進入資本市場的正常渠道，利率市場化水平低，影響金融資產定價，導致違規融資盛行，加大了市場風險；而由於市場監管不到位，以散戶為主的投資主體結構，則易導致機構大戶利用內幕信息操縱股價，機構投資者的發展不僅沒有成為穩定市場的力量，反而成為操縱市場的主力，加劇了市場波動。
  8. The third part mainly analyzes four risks of house tenancy center and the corresponding managing measures. the part analyzes profit and free - rent period through discussing probability of house in - and - out quantity in profit risk, proposes the risk management measures of cash supervisory mechanism and selectivity financing in capital gap risk, putts forward the measures of liquidity gap forecast, improving credit and adopting different free - rent period in house liquidity risk, and introduces the credit swap to transfer leaseholder default risk

    本部分主要分析了房屋置業中心的四個風險，分別是收益風險，通過引入給定時間段內的房屋存貸量的概率分佈分析了房屋置業中心的收益風險和空租期的確定；資金缺口風險，並提出現金監理機制和選擇性融資的風險預防措施；房屋流動風險，提出流動缺口預測、提升自身形象、採用不同空租期的風險管理措施；承租人的支付風險，主要引入了信用掉期合同來轉移這種風險。
  9. And we come to the following conclusions : ( 1 ) looked from the returns ratio target that, all funds achievement are better than the market datum combination ’ s in the sample time, but the funds overall achievement is inferior to interest rate ; ( 2 ) after the modification of the risk factor, our mutual funds outguess the market ; ( 3 ) there is not enough evidence that indicate that chinese security investment funds have choosing ability in the market opportunity and choosing ability in the security. ( 4 ) the achievement in the past of the fund can not represent market manifestation in the future of the fund. this article innovation mainly has following several aspects : ( 1 ) have established the overall target of a appraisal fund achievement and gone on the real example to analyze with the mathematics model, having solved the inconsistency problem of appraising the result of many kinds of

    在此背景下，本文希望通過借鑒國外對基金業績評價方面的經驗，結合我國的國情嘗試盡可能真實的、多角度分析我國證券投資基金在不同市場時期的業績特點，如投資基金的回報及其承擔的風險，基金經理的擇時能力和選股能力究竟怎樣，基金業績是否具有持續性等等，為基金投資者、監管者、基金管理公司以及基金的發展提供一些參考，以引導社會資源更多地流向擁有理性投資理念、資產管理能力出色的基金管理公司，實現資源的優化配置，進而推動市場投資理念走向成熟。
  10. By dissecting the problems in the managerial and operational mode of residential accumulation funds, it presents some suggestions to perfect our residential accumulation fund system by perfecting its accommodation system, amplifying its managerial system and its supervising mechanism. as for the commercial individual housing mortgage loans, the author analyzes in detail the problems in individual housing credit by taking chongqing as an example and puts forward some countermeasures. he also categorizes the risks of individual housing mortgage loans and points out how to guard against the risk of individual housing mortgage loans for commercial banks, which lies in the accurate assessment of the certifying ability of the real estate developer, the thorough investigation of his property and credit, strict control over the evaluation value of the property and the volume of loan and dealing risks promptly, resolutely, flexibly and effectively so as to strangle the risk in cradle

    針對住房公積金管理運作模式存在的問題，提出從完善住房公積金融通制度、健全公積金運作管理制度、嚴格公積金監督管理機制幾方面完善我國的住房公積金制度的建議；商業性的個人住房抵押貸款以重慶市為例對個人住房信貸存在的問題進行詳細分析提出對策，並將個人住房抵押貸款的風險進行歸類，提出商業性銀行個人住房抵押貸款風險的防範主要是在於對房地產開發商保證能力的評估，對其資信情況的調查，嚴格控制物業的評估值和貸款成數，並及時、果斷、靈活、高效，處理出現的風險，將風險消除在萌芽狀態。
  11. The regulation methods may be divided into prudential regulation and opportunist behavioral regulation, the former regulates the financial risk and normal management ability of futures brokerage firms, including regulation of market access, on - going operation and market withdraw, the latter regulates the violation of rules and regulations, the opportunist behaviors that do harm to the public but benefit themselves

    中國期貨公司監管的主體是中國證監會；監管的類型分為審慎性監管和機會主義監管，前者對期貨公司的財務風險和正常的經營能力進行監管，包括市場準入、持續經營和市場退出的監管，後者是對期貨公司違規違法、損人利己的機會主義行為的監管。
  12. The author thinks that to formulate a regulatory charge system with incentive compatibility, we should consider the specific conditions of regulated institutions in aspects of risk control level, operational efficiency, prospect of company, etc, and then quantify these aspects with some specific indexes as well as adopt some penalty mechanisms so that the regulated institutions will cooperate with the regulator to disclose the risks in their operation

    一個激勵相容性監管收費方案應該考慮到被監管者具體情況：風險控制水準、經營效率、公司前景各個方面，然後採用一些具體的指標進行量化，並採取一些懲罰機制，讓被監管者採取合作態度，不敢隱瞞自己的風險情況。
  13. The points of total assistant innovation, friendly circumstance and the perfects system of keeping away loan and lend risks, management loan and lend risks, supervision loan and lend risks, deal loan and lend risks, change loan and lend risks, elimination loan and lend risks and the ways of deal with those situations are firstly brought forward by me, likewise, i have attached importance to focus on these aspects in my research time

    最後，論文通過對西方國家信貸風險管理的借鑒研究，提出了我國國有商業銀行信貸風險管理的整體構想。論文關于抓好綜合配套改革，創良好的外部環境及構建起信貸風險的防範機制、信貸風險管理機制、信貸風險的監測機制、信貸風險經營系統、信貸風險轉移機制、信貸風險的吸收機制的有機體系及其操作方式，是本人的主要工作所在和創新性工作的體現。
  14. On the base of these, this article introduces the functional supervision, builds the umbrella supervision pattern to realize the rigorous and efficient supervision over the financial holding company in our country. in these chapters, the article discusses the supervision system construction of the financial holding company in china by analyzing the supervisions over the corporate governance structure, capital adequacy, internal trade, and illicit competition. the forth chapter introduces such precaution and rescue measures against risks as market a dmittance, establishment of the " fire wall ", duties that the mother company bears to the son company, and deposit insurance system, puts forward some advises for improvement

    在此基礎上提出引入功能性監管理念，構建傘狀監管模式來實現對我國金融控股公司的全面、有效監管，並通過分析對金融控股公司中法人治理結構的監管、資本充足性的監管、內部交易的監管、不正當競爭行為的監管來分析我國金融控股公司監管體制的制度建設；第四章從市場準入、 「防火墻」設置、存款保險制度、控股公司對被控股子公司的責任等方面探析了金融控股公司監管體制下的風險防範與救濟，提出了一些完善的建議。
  15. According to the process of supply chain management : the author identifies the risks with the experiential method ; measures the risks identified with expert marketing method ; manages the risks with quantitative model and qualitative methods ; monitors and supervises the process of supply chain management and all risk management indexes. the main contributions of this dissertation are shown as follows : 1

    本文將以供應鏈風險管理過程為主線，運用經驗法識別供應鏈風險，用專家打分法對識別出來的風險進行度量，然後分別採用定量和定性的工具對供應鏈風險進行管理，最後監控、修正供應鏈風險管理流程及各種風險管理指標。
  16. Eecept for exordium this paper is divided into four parts : firstly, this thesis introduces the basic concept and connotation of risk and market risk. it illustrates the basic process of market risk management over all which consists of the discrimination of market risk, the measurement of market risk, the sensitivity analysis of market risk, extreme value analysis of market risk, the treatment and the inspection of market risk. afterwards it analyzes the necessity that the asset management department of security company carries out market risk management and it also analyzes the current situation of market risk management of management department of security company

    從文章結構來看，除緒論以外，本文共分四部分：本文首先介紹了風險和市場風險及市場風險管理的基本概念和內涵，並從總體上給出了市場風險管理的基本過程，其包括市場風險的辨識、市場風險的測量、市場風險的靈敏度分析、市場風險的極值分析、市場風險的處理和市場風險的監管等，然後分析了我，國券商資產管理業務進行市場風險管理的必要性，及目前市場風險管理的現狀。
  17. Under current situation, aimed at optimizing its joint - stock industrial structure, one feasible way is to build financial holding company ; improving the structure of corporation governing of state - owned commercial banks is concerned about external and internal governing ; as far as supervision is concerned, the author proposes using basle framework for reference, specifying the transition from administrative and regulative to authoritative and risk supervision ; and the author also raise questions to the legalization concerning bank supervision

    在wto背景下，對國有商業銀行進行股份制改造以優化其產權結構的可行途徑之一，就是組建金融控股公司；而改進國有商業銀行的法人治理結構需要從外部治理和內部治理兩個角度來考慮：在銀行監管方面，作者提出了借鑒巴塞爾體制，將我國的銀行監管從行政性、合規性監管過渡到權威性、風險性監管的具體思路，並且提出了有關銀行監管法律化問題。
  18. Supervisors would be responsible for evaluating how well banks are assessing their capital adequacy needs relative to their risks. secondly, implement effect and all - orientation ongoing supervision. it comprises onsite examination and offsite supervision, regulation and risk - based supervision, manager monitor and running monitor for the whole institutions

    它是現場稽核檢查與非現場監管、合規性監管與風險性監管，以及對管理層監管與對整個機構運行監管的綜合體現，其最終目的是通過全方位、持續性的不間斷監管，避免或降低金融風險，保證整個銀行業的穩健運行。
  19. Finally, the article proposes some views on prevention management of acquisition risks and brings forward some suggests on acquisition policies : the budget items should adhere to principle of rigid as well as stretch. it is essential to strengthen risk education in course of personnel capability training. founding centralized administration system of arms and equipment

    最後，文章對我軍武器裝備采辦項目實行風險預警管理進行了分析，並提出了降低我軍采辦風險的幾點政策建議：費用預算堅持剛性與彈性相結合；人才培養過程充分體現風險教育的內容；建立集中統一的武器裝備管理體制；完善武器裝備采辦的法律監督和約束機制；實行有限度的市場競爭；加強國際間的武器采辦合作。
  20. Endowed with great vitality, it pointed out the way forward for the market and became widely accepted by the dealers and investors for its merits of low costs, high efficiency and breakthrough of restrictions by time and space. however, everything divides into two. apart from the convenience brought to the investors, the online trading of securities carries hidden risks as well, such as the risks in trading, information, capital management and technology, which will increase difficulties for the job of the securities regulatory authorities in the world

    網上證券交易以其低成本、高效率、突破時空限制等優點吸引了眾多投資者，但任何事物都有其兩面性，網上證券交易在給投資者帶來便利的同時，也隱藏著諸多風險，比如交易風險、信息風險、資金管理風險、技術風險等其他風險，這些都給世界各國證券監管機構的監管提出了難題。
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