corporate securities 中文意思是什麼

corporate securities 解釋
公司證券
  • corporate : adj. 1. 〈古語〉團結的。2. 法人的，團體的。3. 共同的，全體的。4. （大）公司的。5. 總體國家的。
  • securities : 期貨
  1. For the purpose of these conditions, securities shall include but not be limited to the following investments shares in companies incorporated in any jurisdiction ; debenture stock, loan stock, bonds, notes, certificates of deposit, commercial paper or other debt instruments, including government, public agency, municipal and corporate issues ; warrants to subscribe for the above investments ; depositary receipts or other types of instruments relating to the above investments ; unit trusts, mutual funds and similar schemes established in any jurisdiction, options, whether on any investment herein described, on currencies, precious metals or other assets, or an option on an option ; contracts for the purchase or sale at a pre - agreed price and at a future date of any investment herein described or any currency, precious metal or similar asset ; viii contracts for differences or contracts on indices ; investments which are similar or related to any of the foregoing ; and unless otherwise expressly agreed, documents of title or documents evidencing title to investments previously deposited by the customer with the bank in connection with the provision by the bank of custody of investments and provision of securities services

    此等條件所指的證券包括但不限於以下投資項目i在任何司法管轄權區注冊成立之公司之股份ii包括由政府公共機構市政府及企業所發行的債權股證貸款股額債券票據存款證商業票據或其他債務票據iii以上投資項目之認購權證iv有關上述投資項目之存款收據或其他種類之票據v在任何司法管轄權區成立之單位信託互惠基金及類似計劃vi上述之任何投資項目貨幣貴金屬或其他資產之期權或期權之期權vii按預先協定價格及在將來日期買賣任何此等投資項目或任何貨幣貴金屬或類似資產之合約viii差價合約或指數合約ix類似或有關上述任何一項之投資項目及x除非已另有明確的協定，客戶先前存放在本行之投資項目之所有權文件或可證明該等項目的所有權的其他文件。
  2. To subscribe or acquire by any means whatsoever and to hold and deal in shares, stocks, debentures, debenture stock, bonds, obligations and securities issued or guaranteed by any company constituted or carrying on business in any part of the world, and debentures, debenture stock, bonds, obligations and securities issued or guaranteed by any government, sovereign ruler, commissioners, public body, or authority, supreme, municipal, local or otherwise whatsoever and mortgages, charges and other securities created or constituted by any person or body corporate in respect of any property movable or immovable wherever situate

    捐款或以其它手段獲得、持有並處理世界范圍內各公司發行的各類股票、債券、公債、及有價證券，或由各國政府、君主、政府專員、公共團體及各類市政機構發行或擔保的各類債券、公債、及有價證券等，以及由任何個人或法人團體所做的關于任何動產或不動產的抵押、交易等。
  3. At present, china securities law and china corporate law have prohibitory regulations on manipulation, but in our regulation system of securities market, administrative penalty and criminal punishment occupy a disproportional importance, while civil liability is being ignored seriously

    對于操縱市場，我國證券立法上有明確的禁止性規定，但對于其法律規制還僅限刑事和行政方面，忽略了對操縱行為人民事責任的追究，忽略了對受損害的投資者以私權上的救濟。
  4. After introducing the historic 、 economic 、 social background of china ’ s securities industry, the thesis classified its process into several stages and then disclosed lots of frustration accompanying its growth. currently, an increasing number of problems, such as unreasonable structure of securities industry, difficult operating environment, and ubiquitous unadaptable corporate governance, are beginning to surface. the purpose of this thesis is to find out profoud reason of the conflict phenomenon, then providing the solution for the growth of china ’ s securities industry. to achieve this target, on the guidance of some theories, such as that of industrial organization 、 corporate governance and core competence, this thesis made plenty of analysis about several indexes

    本論文從當代中國券商行業的歷史背景、經濟背景、社會文化背景入手，通過對券商發展的階段劃分，揭示中國券商行業發展過程中的諸多曲折，尤其是在新的時代背景下，券商行業中出現的眾多與證券市場發展不相適應的地方，既有行業結構不合理的內因，也有行業外部經營環境惡化的外因，還有普遍存在的公司治理結構欠妥等原因。
  5. The listed companies are and will be important to china domestic economy with the development of the securities market ; in fact, the capitalization value is about 50 % of gdp. however, there are lots of problems in chinese corporate governance, which hinder the development of the companies themselves, and endanger china securities market. at the mean time, a part of corporate governance chain, the market for corporate control, is emerging in the mainland

    隨著我國證券市場的快速發展，股票市值已相當於我國gdp的50左右；據上海證券信息有限公司統計，截至2003年4月30日，滬深兩市已公布年報的1236家上市公司2002年的主營業務收入合計超過1 . 9萬億元，相當于去年我國gdp總量的19 ，上市公司在我國經濟生活中的地位越來越重要。
  6. Faced with this situation, in the corporate governance structure of the west introduced the system of independent directors china ' s listed companies since august 21, 2001, the china securities regulatory commission promulgated the " on the establishment of independent directors of listed companies in the guidance system ", marks the beginning of our independent directors in listed companies to implement the system. 。 introduction of the system of independent directors of listed companies, mainly in view of the existence of our company ' s management structure is too centralized, decentralized and public shareholders too weak force ; control of the controlling shareholders, led to the independence is not strong, decision - making, oversight functions properly ; the board of supervisors fail to controlling shareholders, supervision of the board of serious adverse internal control phenomenon

    獨立董事是英美公司治理模式的特色制度，其在制衡控股股東或內部人的控制權濫用，捍衛董事會的獨立性，促進公司可持續發展以及保障股東整體利益等方面卓有成效。獨立董事制度已經實施多年，獨立董事已經擺脫當年設立時勢單力薄的劣勢，在現階段能對上市公司進行有力的決策干預，其干預的成效如何，本文用實證的觀點去看待獨立董事制度對中國上市公司盈餘方面的影響，從而揭示獨立董事制度發展多年以來的成效，並根據時代發展，提出需要改進的地方
  7. Goldman sachs investment ( mauritius ) ltd. broke rules by allowing an overseas corporate body to invest in the indian stock market through an account of an overseas institutional investor, the securities and exchange board of india said on its web site late yesterday

    印度證券和交易管理委員會昨天在官方網上公布，高盛（模里西斯）有限投資公司通過允許一家海外法人團體，以海外投資者賬戶為名在印度股票市場投資，而這違反了印度的證券法規。
  8. Combined with data from current securities market in china, chapter 3 utilizes statistic and multi - analysis, comparatively researches the differences of the corporate governance structure and management performance between the absolute - controlled and relatively - controlled listed state - owned enterprises, comparatively analyses the structure and the operating quality of board of directors between the absolutely - controlled and relatively - controlled listed state - owned enterprises, gives imperical research on the influence of shareholding alteration upon management performance of the corporations

    論文的研究側重在結合我國當前的證券市場數據，運用統計和多元線性回歸方法，比較研究絕對控股和相對控股的國有上市公司法人治理結構在公司經營績效上的差異性;比較分析絕對控股和相對控股的國有上市公司董事會的構成及運行質量;實證研究股權結構對公司經營績效的影響。
  9. Article 57 the securities supervision and administration institution under the state council may authorize securities exchanges to suspend or terminate the listing of stocks or corporate bonds according to law

    第五十七條國務院證券監督管理機構可以授權證券交易所依法暫停或者終止股票或者公司債券上市。
  10. Article 58 for issuance of stocks according to law verified and approved by the securities supervision and administration institution under the state council, or issuance of corporate bonds according to law approved by the departments authorized by the state council, an announcement shall, pursuant to the provisions of the company law, be made on the prospectus and measures for the raising of corporate bonds

    第五十八條經國務院證券監督管理機構核準依法發行股票，或者經國務院授權的部門批準依法發行公司債券，依照公司法的規定，應當公告招股說明書、公司債券募集辦法。
  11. 9. the investment banking division at morgan stanley advised corporate clients and helped them execute various financial transactions, including the issuance of stock and other securities. morgan stanley frequently served as the lead underwriter in initial public offerings " ipos " - the first public issuance of stock of a company that has not previously been publicly traded - and follow - on offerings of securities

    所謂「準司法」 ，是指這種專家組審理與上訴復審類似傳統意義上的法院庭審理程序，其中包括根據dsu第6條採用「消極一致」方式，從而使進入專家組審理的程序具有強制管轄的司法性質，同時又融合了不少非司法性質的程序，如關于專家組所作決定的授權條款期間評審等。
  12. Article 198 if, after its establishment, a securities firm fails to commence business without justifiable reason or, after having commenced business, it suspends business on its own for a period of not less than three months running, its corporate business license shall be revoked by the company registration organ

    第一百九十八條證券公司成立后，無正當理由超過三個月未開始營業的，或者開業后自行停業連續三個月以上的，由公司登記機關吊銷其公司營業執照。
  13. Corporate administrative structure of china ' s securities companies

    論國有控股公司的法人治理結構
  14. 2 lower risk : there is no credit risk of government bond, and the financial bond and corporate bond issued by sound financial institutions are safer than the other securities

    二風險相對較低：政府公債以及金融債券較少債信問題至於優良企業所發行之公司債，相對于其他證券亦較安全。
  15. The hkmc raised over hk 13. 8 billion in 2004 through 39 issues of debt securities and 2 mbs issues under the bauhinia mbs programme, further consolidating its status as the most active corporate issuer in the hong kong dollar debt capital market

    按揭證券公司在2004年發行了39批債券及根據bauhinia mbs計劃推出2批按揭證券，籌得資金超逾138億港元
  16. On the funding side, the hkmc raised over hk 6 billion through 37 issues of debt securities in the first half of 2003. this has further consolidated the position of the hkmc as the most active corporate issuer of hong kong dollar fixed rate debts

    融資方面，按揭證券公司在年首半年發行批債券，籌得資金超逾億港元，使按揭證券公司在港元定息債券市場能維持最活躍發債體的地位。
  17. With the economical globalization, the science technology and the information enhancement, the general and corporate securities become the core questions in the new security view

    摘要隨著經濟全球化的發展，科技化和信息化程度的增強，綜合安全、共同安全逐漸成為新安全觀的核心。
  18. He focuses on corporate securities, venture capital financing, mergers and acquisitions, technology partnering, and other corporate and intellectual property transactions in the semiconductor, telecommunications, computer, digital imaging, and biotechnology markets

    他專注于對晶片、電信、電腦、數位元影像和生物科技公司提供公司證券、風險投資和資金籌措、購並和收買、技術合作和其他在知識產權交易中的法律服務。
  19. The decline is also associated with a drop in purchases of corporate securities and direct investment

    美元下滑也伴隨著購買公司證券和直接投資的減少。
  20. The answer lies in the ability of fis to better resolve the three costs facing a saver who chooses to invest directly in corporate securities

    問題的答案就在金融中間人能更好地解決選擇投資公司債券的儲戶所面臨的3項費用。
分享友人
分享到 Line

分享到臉書