dealing securities 中文意思是什麼

dealing securities 解釋
交易性證券
  • dealing : n. 1. 待遇；處置。2. （對人的）行為，舉動。3. 〈pl. 〉 生意，交易；交際。4. 紙牌的分發。
  • securities : 期貨
  1. Securities insider dealing ordinance

    證券內幕交易條例
  2. It is the issuance and dealing the stocks market depending on the leave unused capital 。 its macroscopically background is highly developed market economy and microcosmic background is limited liability companies with a good frame of property right. stock market has two basic functions : optimizing the resources and being the economic weatherglass. the stock market can be achieved the function of optimizing the resource by three means : keep the information to be expedited, supervise the supervisor of corporation, and make the fixed capital to be exchangeable easily with changing them into securities

    本文從中國股票市場的基礎性缺失著手，詳細分析了在二十世紀九十年代初期以來中國特有的文化、經濟背景下，股票市場的制度演進、變革過程，通過與發達國家成熟股票市場的對比和對中國股票市場內部基本矛盾的分析，找出造成這種情況的原因:即中國股市存在著基礎性的缺失，是一個建立在計劃經濟體制下的畸形運行的市場。
  3. In the first part, the author makes a macro - examination of the bewildering inside dealing on our securities market and makes an inspection on its conception, nature, situation and damage

    第一部分從宏觀上透視了我國證券市場上撲朔迷離的內幕交易行為，考察了內幕交易的概念、性質、成因及其危害。
  4. Affirming inside dealing is extremely difficult on account of the concealment of the inside dealing of itself and the complication of our country ' s special social surrounding. in addition, owing to the deviation in the thoughts about the legislation of securities and corresponding vacancy in civil liability of compensation, the protection of investor ' s legitimate rights and interests has been ignored just like in a vacuum zone

    由於內幕交易行為本身的「隱秘性」及我國特有的社會環境，使得實踐中內幕交易的認定極為困難；而且，證券立法思想的偏差以及因此導致的民事責任制度的缺位，使投資者合法權益的保護處於法律制度設計的真空地帶。
  5. Only on condition that the investor is bestowed with private procedural rights, could the system of civil compensation liability of the inside dealing be improved, would the strongest resistance be given to the inside dealing, which is just the basis of the securities law to protect the investor ' s interests

    筆者認為，內幕交易的法律規制必須重視對投資者的私權保護，只有賦予投資者私人訴權，健全內幕交易侵權行為的民事賠償責任制度，才能對內幕交易產生最有力的抗制，才是證券法保護投資者利益的立法之本。
  6. From a macro angel, the author penetrates the current situation and the damage of the inside dealing to securities market and probes into the social surroundings nourishing the inside dealing. and then, from a micro angel, the author makes a clear specification on the requisite elements of the inside dealing in order to improve the feasibility of affirming inside dealing. then, at theory and institution level, the author deeply probes into the problems of substantive law and procedural law involved in improving our civil liability of the inside dealing

    由此，本文以保護投資者合法的私權利益為基點，以健全我國內幕交易民事責任制度為核心，從宏觀上透視了我國證券市場內幕交易行為的現狀和危害，分析了我國滋生內幕交易行為的社會環境，從微觀上對內幕交易行為的構成要件進行了清晰的釐定，增強了內幕交易行為認定上的可操作性；然後，從理論和制度層面上，對健全和完善我國內幕交易民事責任制度所涉及的實體法和程序法問題進行了深入的探討。
  7. Comprehensive management in finance industry was financial system dealing with the manage ment in bank, negotiable securities, insurance industry, etc

    摘要金融業綜合經營是指銀行業、證券業、保險業等跨業經營的一種金融制度。
  8. The main body can be summarized as the following five sections : this paper firstly creatively builds the yield curve of our treasury securities by the method of regressive interpolation and spline. by the empirical study we can see that the method not only can build a smooth yield curve but also can predict the yield to maturity of any given term on the basis of the practical dealing data on the markets

    主體內容可概述為以下五部分：論文首先創造性地把回歸插補法和三次樣條插值法結合起來構造了中國的國債收益率曲線，經過實證分析表明，該方法可以以中國國債市場上的實際交易數據為樣本，既能構造平滑的國債收益率曲線，又能預測任意到期期限的國債收益率。
  9. Malaysian exchange of securities dealing and automated quotation bhd mesdaq

    馬來西亞證券交易所交易及自動報價系統
  10. Ix the receipt by the customer of all proceeds of the sale of securities, or the compliance by the nominee with instructions in dealing with the securities shall fully discharge the nominee from its obligations as the nominee of the customer notwithstanding the death of the customer and shall be binding upon the heirs, executors and administrators of the customer

    Ix代理公司作為客戶代名人之責任將于客戶從賣出證券而收到款項時或於代理公司已遵照指示進行證券交易時全面解除，而盡管客戶已逝世，亦對客戶之承繼人遺囑執行人及遺產管理人具約束力
  11. The author attempts to build up the theoretic frame work of such marketing mechanism ; ( 2 ) try to orient security companies as financial service enterprises dealing with intangible service commodity, and the clear orientation will facilitate that security companies make their effort to develop " service commodity " ; ( 3 ) to define the terms of the subject, object and carrier in securities market and to clarify the relationship among these factors

    其次，將證券公司定位為金融服務性企業，它所經營的是具有無形性特徵的服務產品。明確的服務定位，有利於證券公司在開發「服務產品」上下功夫。第三，界定了證券市場主體、客體、載體的概念和相互關系。
  12. 2. mr chow was a representative accredited to wing lung securities limited and wing lung futures limited, licensed and approved as a responsible officer to carry on type 1 dealing in securities and type 2 dealing in futures contracts regulated activities

    2 .周曾經是隸屬于永隆證券有限公司及永隆期貨有限公司的代表，及曾獲發牌及核準為進行第1類證券交易及第2類期貨合約交易受規管活動的負責人員。
  13. 4. mr tam is a representative accredited to wing lung securities limited and wing lung futures limited, licensed and approved as a responsible officer to carry on type 1 dealing in securities and type 2 dealing in futures contracts regulated activities respectively

    4 .談現時是隸屬于永隆證券有限公司及永隆期貨有限公司的代表，並獲發牌及核準為進行第1類證券交易及第2類期貨合約交易受規管活動的負責人員。
  14. Hantec is one of the few financial institutions in hong kong with full licences from the sfc under the new securities and futures ordinances - covering dealing in securities and futures contracts, leveraged foreign exchange trading, advising on securities, futures contracts and corporate finance, providing automated trading services, securities margin financing and asset management services

    自最新的證券及期貨條例實施以來，亨達為香港極少數獲證監會發出所有經營牌照的金融機構之一，獲準經營范圍涵蓋證券及期貨合約、杠桿式外匯買賣、就證券及期貨合約提供意見、就機構融資提供意見、自動對盤交易服務、證券保證金融資和資產管理服務等。
  15. The securities and futures ordinances, which will come into operation on april 1, 2003, will replace the current 12 licenses with a single licensing regime that covers nine regulated activities including dealing in securities and futures contracts, leveraged foreign exchange trading, advising on securities, futures contracts and corporate finance, providing automated trading services, securities margin financing and asset management services

    根據四月一日起正式實施之新證券及期貨條例，證監會將把現有的十二項牌照歸納為九類受規管金融服務活動，包括證券交易杠桿式外匯交易就證券提供意見就期貨合約提供意見就機構融資提供意見提供自動化交易服務提供證券保證金融資及提供資產管理。
  16. The third chapter discusses both positive and negative theory on prohibiting securities insider dealing. it refutes the view about right theory, harmless theory and banning inefficiency theory of approving insider dealing. it has the valuable functions of upholding the equality and justice of secilrites market and improving the efficiency of disposing the resources to prohibit securities insider dealing

    第三章論述了禁止證券內幕交易的正反兩派理論，駁斥了贊成內幕交易的權利論、無害論、查禁低效論的觀點，認為禁止證券內幕交易有維護證券市場的公平與公正，提高資源配置效率的價值功能。
  17. Sub - part two discusses the composition features of crimes in securities and futures dealing

    第二部分論述證券、期貨交易犯罪概括性的構成特徵。
  18. Of the respective dates of the introduction of rules and codes of conduct by the securities and futures commission and the stock exchange of hong kong limited, which spell out clearly the principles and practices which registered stock brokers or their staff should follow when dealing in transactions either for their own accounts or for their clients

    證券及期貨事務監察委員會或聯合交易所從何時開始訂有規則及操守準則，清楚列明注冊證券商或其從業員在處理本身或其客戶的交易時應遵循的原則及做法
  19. In order to respond quickly, the exchange has streamlined its disciplinary procedures to increase efficiency in dealing with offences and it occasionally joins forces with the securities and futures commission for the optimum utilization of resources

    為了作出快速回應，聯交所簡化了其紀律程序，以提高處理違規行為的效率。此外，亦不時與證券及期貨事務監察委員會攜手合作，使資源更能充份發揮。
  20. This part lays an economics foundation for further discussion on crimes in securities and futures dealing

    這部分內容是進一步探討證券、期貨交易犯罪的經濟學基礎。
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