disgorgement 中文意思是什麼
disgorgement
解釋
除酵母泥潭-
To empower sfc to impose civil sanctions, namely public reprimands, disqualification orders and disgorgement orders, on the primary targets for breaches of the statutory listing rules made by sfc under the amended part ix of the sfo
賦權證監會，在證券及期貨條例經修訂的第ix部下，向違反證監會制定的法定上市規則的重點對象施加民事制裁，即作出公開譴責取消資格令及交出款項令。 -
To empower the market misconduct tribunal to impose, in addition to existing sanctions such as disqualification orders and disgorgement orders, new civil sanctions, namely public reprimands and civil fines, on the primary targets, i. e. issuers, directors and officers, for breaches of the statutory listing rules made by sfc ; and
賦權市場失當行為審裁處對違反證監會所訂立的法定上市規則的重點對象，即發行人董事及高級人員，除可施加現有制裁如發出取消資格令和交出款項令之外，還可施加新的民事制裁，即作出公開譴責和施加民事罰款及 -
Therefore, the rule on the disgorgement of insider short - swing trading is justified
因此，內部人短線交易歸入權制度有其正當的價值。 -
U. s. bancorp piper jaffray inc. piper jaffray penalties, disgorgement and funds for independent research and investor education
一at t與柯達膠片沖印一體化案的比較 -
From a comparative law point of view, this paper, by referring to art. 42 of china ' s securities law, analyzes the composing elements of short - swing trading, the theory of disgorgement and its enforcement
本文通過比較法上的觀察，結合我國《證券法》第42條的規定，分析了短線交易的構成要件、歸入權的原理及其行使。 -
Pursuant to the enforcement actions, the ten firms will pay a total of 875 million in penalties and disgorgement, consisting of 387. 5 million in disgorgement and 487. 5 million in penalties which includes merrill lynch s previous payment of 100 million in connection with its prior settlement with the states relating to research analyst conflicts of interest
如何區別反競爭的一體化和競爭性一體化， at t與柯達公司的案例是一個很好的說明。在1982年at t解體以前， at t公司實行包括提供長途市話服務，以及通訊設備製造和研究開發在內的一體化經營。 -
Former ssb analyst jack b. grubman, in settlement of the charges against him, 1 which he neither admits nor denies, has agreed to pay 7. 5 million as disgorgement and an additional 7. 5 million in penalties which he may not treat as tax deductible or seek to recover from an insurance carrier or other third party
而其中三家銀行的一些明星分析師和銀行家則被指控本身簽發了欺詐性的研究報告。因此，美林前明星網際網路分析師grubman和henry blodget則雙雙個人被罰，前者罰款1500萬美元，後者罰款4萬美元，並終生禁止從事證券業務。 -
This approach is adopted by the american laws when dealing with " unorthodox transactions " and according to this approach, the insider ' s possibility to make use of the inside information should be taken into consideration. as for the enforcement of the disgorgement, this paper comes up with the following suggestions. first, besides the board of directors, the supervisory board should also be entitled to enforce it in certain circumstances
在歸入權的行使方面，除董事會可以行使外，應賦予監事會在一定場合可以代表公司行使歸入權的權利；股東的代位訴訟權利也有待補充規定；賦予中國證券監督管理委員會查處內部人短線交易的權力也是一種值得考慮的思路；歸入權的行使期間需要立法上的補充規定；法律還應就短線交易利益的計算方法作出明確規定， 「最高賣價減最低買價法」值得肯定。
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