investment dealer 中文意思是什麼

investment dealer 解釋
投資經營者
  • investment : n. 1. 投資；投資額；（時間、資本等的）投入；投入資金的東西。2. 授職（儀式）；授權。3. 包圍，封鎖。4. 覆蓋。
  • dealer : n. 1. 商人，…商。2. 發牌人，莊家。3. 以某種方式待人的人。
  1. Has a firm or company registered under the securities laws of any jurisdiction as a securities dealer, broker, investment advisor or underwriter, suspended or terminated your employment for cause

    是否曾因某種原因被依法注冊的券商、經紀、投資顧問或承銷商暫時中止或永久終結工作？
  2. A former dealer of a securities company was sentenced to six years imprisonment for swindling about 12 million worth of cash and shares from her clients to make up for her own losses in share investment

    一名前證券行經紀，因個人投資失利侵吞多名客戶總值一千二百萬元現金及股票，以填補其個人損失，被判入獄六年。
  3. Different recognised dealers may adopt different practices in the distribution of notes in the secondary market, for example, the minimum investment denomination, the range of issues on offer, the settlement arrangement, the bid ask spread quoted, the fees and charges, etc. normally, investors would need to open a bank account and also an investment account with the recognised dealer before entering into a transaction

    不同的認可交易商會就於第二市場銷售債券採取不同的做法，例如最低投資面值所出售的債券系列結算交收安排買入及賣出報價差距費用及收費等。一般而言，投資者需要先行開設一個銀行帳戶，以及於認可交易商開設投資帳戶，才可進行交易。
  4. Means, operating hours, payment and settlement method, etc. normally, investors would need to open a bank account and also an investment account with a recognised dealer before they can enter into transactions

    一般而言，投資者需要開設一個銀行帳戶，以及於認可交易商開設投資帳戶，才能進行交易。
  5. Globalink securities, inc. nasd sipc broker dealer division was established in 1997 as a california corporation. today, globalink securities is a registered broker dealer with securities and exchange commission and registered in 27 us states as a general securities broker dealer. globalink securities, inc. offers a wide range of securities and investment vehicles

    歡迎進入格林證券美股通，我們將提供您在投資理財上專業的服務團隊以及高水平的交易平臺，與最強的技術支持，讓您享有最佳的服務質量，並希望能讓您在投資理財的道路上事半功倍。
  6. Blodget also has agreed to a federal court order that will enjoin him from future violations of the federal securities laws and nasd and nyse rules. blodget also will be censured and permanently barred from associating with any broker, dealer, or investment adviser

    總之，投資銀行對客戶和整個社會承擔一種誠信fiduciary義務和責任，主要表現為不同業務部門之間的利益沖突，尤其是其咨詢分析業務存在的利益沖突。
  7. In conclusion, shopping for car tires quotes does require a bit of research and asking questions of your prospective dealer but you will find that the investment of time you make while researching car tires quotes will pay off with a great deal on your new tires and the added safety it will provide for you and your loved ones

    最後，購物車輪胎是否需要援引研究和發問有點貴，但你準經銷商會發現，你在研發投資的時間將汽車輪胎報價還清了巨大你對待新輪胎和附加安全它將為你和你的親人
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