issuance of securities 中文意思是什麼

issuance of securities 解釋
發行證券交換
  1. Money supply in the united states is managed mainly by the federal reserve board through its bank reserve requirements, the discount rate it charges to banks for money, as well as its open market operations conducted through the issuance of securities

    美國的貨幣供給主要由聯邦儲備局進行管理，包括銀行準備金，通過貼現率收費以及通過發行證券公開市場業務。
  2. Bauhinia mbs limited bauhinia is a bankruptcy - remote special purpose company formed by the hkmc to act as the vehicle for issuance of mortgage backed securities under the programme

    Bauhinia mbs limited 「 bauhinia 」是一間由按揭證券公司專為發行按揭證券而成立，不受破產影的特設公司。
  3. Article 3 the principle of openness, fairness and justice must be practiced in operations of securities issuance and trading

    第三條證券的發行、交易活動，必須實行公開、公平、公正的原則。
  4. Article 183 if, before information that may affect the issuance or trading of securities or other information that may have a major effect on the price of securities is made public, a person who has knowledge of inside information on securities trading or a person who illegally obtains such information purchases or sells such securities, divulges such information or counsels another to purchase or sell such securities, he shall be ordered to dispose of the illegally obtained securities according to law, his illegal gains shall be confiscated and, in addition, he shall be imposed a fine of not less than the amount of but not more than five times the illegal gains, or a fine of not more than the value of the securities illegally purchased or sold

    第一百八十三條證券交易內幕信息的知情人員或者非法獲取證券交易內幕信息的人員，在涉及證券的發行交易或者其他對證券的價格有重大影響的信息尚未公開前，買入或者賣出該證券，或者泄露該信息或者建議他人買賣該證券的，責令依法處理非法獲得的證券，沒收違法所得，並處以違法所得一倍以上五倍以下或者非法買賣的證券等值以下的罰款。構成犯罪的，依法追究刑事責任。
  5. Article 11 public issuance of stocks must, pursuant to the conditions prescribed in the company law, be submitted to the securities supervision and administration institution under the state council for verification and approval

    第十一條公開發行股票，必須依照公司法規定的條件，報經國務院證券監督管理機構核準。
  6. While maintaining the current level of bank savings deposits of residents & indirect financing as the main form of financing, we should develop direct financing such as the issuance of stocks & bonds, & strengthen supervision & control of the securities market

    在穩定銀行居民儲蓄存款，堅持以間接融資為主的同時，積極發展股票，債券等直接融資，加強對證券市場的監管。
  7. Article 58 for issuance of stocks according to law verified and approved by the securities supervision and administration institution under the state council, or issuance of corporate bonds according to law approved by the departments authorized by the state council, an announcement shall, pursuant to the provisions of the company law, be made on the prospectus and measures for the raising of corporate bonds

    第五十八條經國務院證券監督管理機構核準依法發行股票，或者經國務院授權的部門批準依法發行公司債券，依照公司法的規定，應當公告招股說明書、公司債券募集辦法。
  8. 9. the investment banking division at morgan stanley advised corporate clients and helped them execute various financial transactions, including the issuance of stock and other securities. morgan stanley frequently served as the lead underwriter in initial public offerings " ipos " - the first public issuance of stock of a company that has not previously been publicly traded - and follow - on offerings of securities

    所謂「準司法」 ，是指這種專家組審理與上訴復審類似傳統意義上的法院庭審理程序，其中包括根據dsu第6條採用「消極一致」方式，從而使進入專家組審理的程序具有強制管轄的司法性質，同時又融合了不少非司法性質的程序，如關于專家組所作決定的授權條款期間評審等。
  9. In this paper, author has a explore about the issuance and transaction of securities on the test stage

    並主要對試點階段抵押銀行的設立，抵押銀行債券的發行、交易、運作流程等方面進行了探討。
  10. Article 18 the securities supervision and administration institution under the state council or the departments authorized by the state council shall, upon discovery of the decision already made on the approval or examination and approval of securities issuance to be not in conformity with the provisions of laws and administrative regulations, revoke the said decision ; where issuance of securities has not been initiated, the issuance shall be suspended ; where the securities have already been issued, the securities holders may, in accordance with the issuing price with the added calculation of interests for deposit of the corresponding period, ask the issuer for refund

    第十八條國務院證券監督管理機構或者國務院授權的部門對已作出的核準或者審批證券發行的決定，發現不符合法律、行政法規規定的，應當予以撤銷；尚未發行證券的，停止發行；已經發行的，證券持有人可以按照發行價並加算銀行同期存款利息，要求發行人返還。
  11. Legal affairs on securities : act as the legal adviser on stock issuance of a shares and b shares, and the legal adviser for the main underwriter and the listed company ; act as the legal advisers of the domestic company of the listed company in n stock, h stock ; acts as the legal adviser for the company with the rationed shares and main underwriter ; witness the statement and letter of commitment of the directors and supervisors of the listed company ; conduct the legal affairs for the listed company on assets displacement, stock ownership assignment, recombination, acquisition and merger etc

    證券法律業務：擔任a股、 b股股票發行、上市中公司和主承銷商的專項法律顧問，擔任n股、 h股上市中公司的國內專項法律顧問，擔任配股中公司和主承銷商的專項法律顧問，見證上市公司的董事、監事聲明及承諾書，辦理上市公司的資產置換、股權轉讓、重組、收購與兼并等法律業務。
  12. The above shall not be applicable where an application for offering or additional offering of securities investment trust fund involves foreign exchange matters, or the scope of the investment and terms of issuance are different from the currently issued securities investment trust fund, or where the sfc believes it is necessary to protect the rights of the public

    但其申請募集或追加募集證券投資信?基金涉及外匯業務、其投資范圍及發行條件與現有發行之證券投資信?基金顯有不同情事，或證期會為保護公益認有必要者，不在此限。
  13. Professional institutions and individuals that produce relevant documents for the issuance of securities shall strictly perform their statutory duties and warrant the truthfulness, accuracy and completeness of the documents that they produce

    為證券發行出具有關文件的專業機構和人員，必須嚴格履行法定職責，保證其所出具文件的真實性準確性和完整性。
  14. Article 29 a domestic enterprise that goes in for direct or indirect issuance of securities overseas or listing for trading of its securities overseas must be subject to the approval of the securities supervision and administration institution under the state council for approval

    第二十九條境內企業直接或者間接到境外發行證券或者將其證券在境外上市交易，必須經國務院證券監督管理機構批準。
  15. Article 12 the format and ways of submission of the application document to be presented by the issuer for application for public issuance of securities according to law shall be prescribed by the institution or department responsible for verification and approval or examination and approval according to law

    第十二條發行人依法申請公開發行證券所提交的申請文件的格式、報送方式，由依法負責核準或者審批的機構或者部門規定。
  16. Article l7 once an application for issuance of securities has been verified or approved upon examination, the issuer shall announce the public offer documents prior to the public issuing of the securities, as prescribed in laws and administrative regulations, and make the said documents available at the designated places for the public to consult

    第十七條證券發行申請經核準或者經審批，發行人應當依照法律行政法規的規定，在證券公開發行前，公告公開發行募集文件，並將該文件置備于指定場所供公眾查閱。
  17. Article 10 public issuance of securities must conform to the criteria prescribed by laws and administrative regulations, and be submitted to the securities supervision and administration institution under the state council or the departments authorized by the state council according to law for verification and approval or examination and approval ; no unit or individual shall, without verification and approval or examination and approval according to law, publicly issue securities in society

    第十條公開發行證券，必須符合法律、行政法規規定的條件，並依法報經國務院證券監督管理機構或者國務院授權的部門核準或者審批；未經依法核準或者審批，任何單位和個人不得向社會公開發行證券。
  18. The main tort activities in the securities market can be classified as follows : 1 ) falsified or misleading information on important omissions that result in losses for investors during securities transaction ; 2 ) manipulation of securities market ; 3 ) securities exchange personnel with inside information ; and 4 ) issuance of securities to the public without prior approval by authorized body according to law

    《證券法》中的證券侵權行為包括虛假陳述，誤導、重大遺漏，操縱市場，內幕交易，發行人擅自發行證券等。產生民事侵權責任的構成要件是：首先，有侵權行為存在，即存在虛假陳述，誤導、重大遺漏行為，操縱市場行為，內幕交易行為和發行人擅自發行證券行為。
  19. Its applicability to the on - line securities trading will be discussed in each chapter of this thesis. for the purpose of conducting an in depth research on the legal issues, the following issues will need to be discussed : - 1. the issues of applicability and enforceability of electronic contract on the first issuance of securities on the internet and on - line securities trading ; 2

    網路證券的法律問題是一個復合性及新的法律問題，但是這並不表示所有傳統的證券法律就已經過時或必定不適用於網路證券，恰恰相反的是傳統證券的法律並不會因此而全然被否定，反之它正是網路證券法律發展的根源，所以在本文各章中討論研究有關問題時，亦同時會討論現有傳統證券的法律在網路證券法律中的適用問題。
  20. The said business mainly involves the issuance of securities on the internet, on - line information disclosure and propaganda, on - line securities trading, on - line securities clearing and settlement etc. all these on - line activities involve a lot of complicated legal issues, such as legal issues involving electronic contract, electronic payment, jurisdiction of electronic commerce, the security and privacy of electronic commerce

    其中主要包括網路證券發行、網路信息披露及宣傳、網路證券交易、網路結算和交收等等。以上各項所涉及的法律問題非常繁復，其中有很多地方是傳統證券法律無法解決，如電子合同、電子支付、電子商務管轄權、電子商務的安全與隱私等等的法律問題，需要研究另立新的法律來規范其運作。
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