licensed intermediary 中文意思是什麼

licensed intermediary 解釋
持牌中介團體
  • licensed : 得到許可的
  • intermediary : adj. 1. 中間的，居間的。2. 中間人的；媒介的，調解人的。n. 1. 中間人，調解人。2. 媒介，媒介物；手段，工具。3. 中間形態，中間階段。
  1. Securities and futures contract notes, statements of account and receipts amendment rules 2006 the amendment rules amend the principal rules to impose additional disclosure requirements in monthly client statements on any intermediary which is licensed for securities margin financing or dealing in securities where such intermediary or an associated entity of such intermediary has repledged securities collateral

    2006年證券及期貨成交單據戶口結單及收據修訂規則修訂規則修訂主體規則，以規定凡獲發牌進行證券保證金融資或證券交易的中介人或該中介人的有聯系實體再質押證券抵押品，即須對該中介人施加在客戶月結單內作出額外披露的規定。
  2. He is a licensed mpf intermediary and a securities and futures commission registered dealer s representative

    陳氏為認可強積金中介人及香港證監會注冊交易商代表。
  3. The financial intermediary must be an authorized institution as defined in the banking ordinance or a licensed corporation licensed to perform type 1, 4 or 9 regulated activities under the securities and futures ordinance

    金融中介機構必須是《銀行業條例》訂明的認可機構或根據《證券及期貨條例》獲發牌以進行第1 、 4或9類受規管活動的持牌法團。
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