nasd 中文意思是什麼

nasd 解釋
國家證券經紀商協會
  1. Activities of account executives are overseen by the sec and the nasd

    證券交易委員會和全美證券交易商協會監管經紀人的工作。
  2. Those two firms, as well as bear stearns, j. p. morgan and morgan stanley, made undisclosed payments for research in violation of nyse rules 476, 401 and 472 and nasd rules 2210 and 2110 and state statutes ; and

    其主要原因是：首先，民用干線飛機製造業是全球性寡佔壟斷行業，雖然波音公司在美國國內市場保持壟斷，但在全球市場上受到來自歐洲空中客車公司的越來越強勁的挑戰。
  3. Csfb and ssb engaged in inappropriate spinning of " hot " initial public offering allocations in violation of sro rules requiring adherence to high business standards and just and equitable principles of trade, and the firms books and records relating to certain transactions violated the broker - dealer record - keeping provisions of section 17 of the securities exchange act of 1934 and sro rules nyse rule 440 and nasd rule 3110

    面對空中客車公司的激烈競爭，波音與麥道的合併有利於維護美國的航空工業大國地位其次，盡管美國只有波音公司一家干線民用飛機製造企業，但由於存在來自勢均力敵的歐洲空中客車的競爭，波音公司不可能在開放的美國和世界市場上形成絕對壟斷地位。如果波音濫用市場地位提高價格，就相當于把市場拱手讓給空中客車。
  4. Bear stearns, csfb, goldman, lehman, merrill lynch, piper jaffray, ssb and ubs warburg issued research reports that were not based on principles of fair dealing and good faith and did not provide a sound basis for evaluating facts, contained exaggerated or unwarranted claims about the covered companies, and or contained opinions for which there were no reasonable bases in violation of nyse rules 401, 472 and 476, and nasd rules 2110 and 2210 as well as state ethics statutes

    波音和麥道公司分別是美國航空製造業的老大和老二，是世界航空製造業的第1位和第3位。 1996年底，波音公司用166億美元兼并了麥道公司。在干線客機市場上，合併后的波音不僅成為全球最大的製造商，而且是美國市場唯一的供應商，佔美國國內市場的份額幾乎達百分之百。
  5. Violation of nasd and nyse rules by failing to supervise 72. paragraphs 1 - 59 are alleged and incorporated by reference herein

    王鐵崖主編：國際法，法律出版社1995年版，第66頁。
  6. All ten firms failed to maintain appropriate supervision over their research and investment banking operations in violation of nasd rule 3010 and nyse rule 342

    其中最突出的處罰還表現在對花旗銀行董事長sandy weill的重罰上。
  7. Nasd regulates nasdaq and conducts investigations of individual cases without consulting any members of nasdaq ' s management or board

    全美證券交易商協會對納斯達克進行監管，並對獨立個案實施調查，而無須徵求納斯達克管理層或董事會任何成員的意見。
  8. Subscriber will not engage in the operation of any illegal business ; use or permit anyone else to use the information, or any part thereof, for any illegal purpose ; or violate any nasd rule

    訂閱者不可參與非法的事務活動；不可使用或允許其他人使用資訊從事非法目的；不可違反全國證券商協會條例。
  9. The national association of securities dealers ( nasd ) introduced the national association of securities dealers automated quotation ( nasdaq ) service in 1971, the world ' s first electronic stock market and one of the largest stock market in the world

    1971年全國證券交易員協會引入「全美證券商協會自動報價系統」 ，世界上最早的電子股市，世界上最大的股市之一。
  10. In the event of subscriber breach, discovery of the untruth of any representation of subscriber, or where directed by nasd in its regulatory authority, nasdaq may terminate this agreement on not less than three ( 3 ) days written notice to subscriber provided either by nasdaq or vendor

    如果訂閱者有違反情事，發現訂閱者陳述不實，或基於全國證券商協會規定，在三天內的書面通知，那斯達克可以終止此協議，不論是那斯達克或是販售商提供訂閱者資訊。
  11. Nasdaq grants to subscriber a nonexclusive, non - transferable license during the term of the agreement to receive and use the information transmitted to it by vendor and thereafter to use such information for any purpose not inconsistent with the terms of the agreement or with the nasd rules

    在協議條款有效期間，那斯達克授予訂閱者非獨有、不可轉讓的權利，以接收取經由販售商傳輸的資訊，且用於不與協議條款和全國證券商協會條例相抵觸的任何目的。
  12. The action against jack grubman is being brought in conjunction with actions by the nasd, nyse and nyag

    投資銀行違反誠信義務，有關負責人和業務人員也必須承擔相應的責任。
  13. Websites are division of globalink securities, inc. member nasd sipc

    上列網站皆為美國格林證券公司屬下一個部門
  14. Websites are division of globalink securities, inc. member nasd & sipc

    上列網站皆為美國格林證券公司屬下一個部門
  15. Today nasdaq and nasd have separate managements, boards of directors and chairmen

    如今，納斯達克與全美證券交易商協會已分離了各自的管理層、董事會和董事長。
  16. That would allow us to sever all our ties from the nasd and any possible conflict would be eliminated

    那樣我們就能切斷與全美證券交易商協會的一切關聯，並消除一切可能的沖突。
  17. It had approximately 450 billion in assets under management as of may 31, 2002. morgan stanley is a member of nyse and nasd

    雖然，這種磋商屬于wto多邊框架內非司法解決爭端的方式，但是，也必須在相關規則指導下進行。
  18. Placing selling pressure on a stock in an attempt to keep its price low or to move its price lower, in violation of nasd rules

    是指投資者試圖將某隻股票的價格壓低或者把價格維持在該股票期權合同的履約價格以下來獲取一定私利，是一種違法的行為。
  19. In the sec action, morgan stanley has agreed to a federal court order that will enjoin the firm from future violations of nasd and nyse rules and require the firm to make changes in the operations of its equity research and investment banking departments

    統計表明，相比先前作為準國際經濟組織運行的關稅與貿易總協定gatt時期的爭端解決機制，如今wto的爭端解決機制得到更頻繁更有效的利用。
  20. Globalink securities, inc. nasd sipc broker dealer division was established in 1997 as a california corporation. today, globalink securities is a registered broker dealer with securities and exchange commission and registered in 27 us states as a general securities broker dealer. globalink securities, inc. offers a wide range of securities and investment vehicles

    歡迎進入格林證券美股通，我們將提供您在投資理財上專業的服務團隊以及高水平的交易平臺，與最強的技術支持，讓您享有最佳的服務質量，並希望能讓您在投資理財的道路上事半功倍。
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