purchase securities 中文意思是什麼

purchase securities 解釋
購買證券
  • purchase : vt 1 買，購買。2 努力取得，（付出代價）贏得。3 【法律】（用繼承以外的方法合法地）購置，取得。4 【...
  • securities : 期貨
  1. Collateral securities obtained in connection with customer margin purchases when conducting securities trading margin purchase and short sale business

    三、辦理有價證券買賣融資融券業務取得之融資買進擔保證券。
  2. For the purpose of these conditions, securities shall include but not be limited to the following investments shares in companies incorporated in any jurisdiction ; debenture stock, loan stock, bonds, notes, certificates of deposit, commercial paper or other debt instruments, including government, public agency, municipal and corporate issues ; warrants to subscribe for the above investments ; depositary receipts or other types of instruments relating to the above investments ; unit trusts, mutual funds and similar schemes established in any jurisdiction, options, whether on any investment herein described, on currencies, precious metals or other assets, or an option on an option ; contracts for the purchase or sale at a pre - agreed price and at a future date of any investment herein described or any currency, precious metal or similar asset ; viii contracts for differences or contracts on indices ; investments which are similar or related to any of the foregoing ; and unless otherwise expressly agreed, documents of title or documents evidencing title to investments previously deposited by the customer with the bank in connection with the provision by the bank of custody of investments and provision of securities services

    此等條件所指的證券包括但不限於以下投資項目i在任何司法管轄權區注冊成立之公司之股份ii包括由政府公共機構市政府及企業所發行的債權股證貸款股額債券票據存款證商業票據或其他債務票據iii以上投資項目之認購權證iv有關上述投資項目之存款收據或其他種類之票據v在任何司法管轄權區成立之單位信託互惠基金及類似計劃vi上述之任何投資項目貨幣貴金屬或其他資產之期權或期權之期權vii按預先協定價格及在將來日期買賣任何此等投資項目或任何貨幣貴金屬或類似資產之合約viii差價合約或指數合約ix類似或有關上述任何一項之投資項目及x除非已另有明確的協定，客戶先前存放在本行之投資項目之所有權文件或可證明該等項目的所有權的其他文件。
  3. 5 inveigling a client into making an unnecessary purchase or sale of securities in order to obtain a commission ; or

    五為牟取傭金收入，誘使客戶進行不必要的證券買賣
  4. B for the purpose of carrying out of any of the above objects, to acquire, accept leases of, purchase, take hold, and enjoy any lands, buildings, messuages or tenements of what nature or kind soever and wheresoever situate in hong kong or elsewhere ; to invest monies on deposit in any bank in hong kong, or on mortgage of any lands, buildings, messuages or tenements, in hong kong or elsewhere or in or upon the mortgage, debentures, stocks, funds, shares or securities, of any corporation or company carrying on business in hong kong or elsewhere ; to purchase and acquire all manner of goods and chattels whatsoever and to grant, sell, convey, assign, surrender, yield up, mortgage, demise, re - assign, transfer or otherwise dispose of, any lands, buildings, messuages, and tenements, mortgages, debentures, stocks, funds and securities, goods and chattels

    （二）為達到本會上述各項宗旨與目標，可租賃、購置或借用任何位於本港或其他地方之各式建築物與土地；可以存款入本港銀行之方式投資、或以抵押本港或其他地方之各式建築物與土地方式投資、又或以本港或其他地方某企業或公司之抵押品、信用債券、存貨、基金、股票及證券投資；可購置各種貨物與器具以及可隨意使用或轉讓上述各種土地、建築物、存貨、基金、股票、貨物及器具；
  5. As a source of funds for conducting securities margin purchase and short sale business

    三、作為辦理有價證券買賣融資融券業務之資金來源。
  6. Margin money deposited into a stock account in order to borrow money to purchase or sell short securities

    保證金存在股票賬戶上用來借錢買賣短期證券的資金。
  7. Article 144. securities companies and their employees shall not privately accept customers ' authorization to purchase or sell securities at business venues that are not established in accordance with the law

    第一百四十四條證券公司及其從業人員不得未經過其依法設立的營業場所私下接受客戶委託買賣證券。
  8. Without prejudice to other authorities granted to you hereof, you are authorized to apply at any time, without prior notice to me / us, any credit balances ( including amount payable to me / us arising from the sale transaction ) in any currencies to which i / we am / are at any time beneficially entitled on this account and any accounts opened with you to set - off against any liabilities owed to you ( including amount receivable from me / us arising from the purchase transaction ) ; and dispose of securities held for me / us for the purpose of settling any of the amounts payable by me / us to you

    在不影響本協議給予閣下其他授權的情況下，本人/吾等特此授權閣下可於任何時間而無須通知本人/吾等，運用本人/吾等於閣下開設此戶口及任何其他戶口的任何幣值結餘（包括因賣出交易而需支付本人/吾等的款項）抵銷任何本人/吾等對閣下之負債（包括因買入交易而需向本人/吾等收取的款項） ;及處置本人/吾等持有的證券作為清償本人/吾等應支付閣下的款項。
  9. Through this structure, banks have a less restricted ability to purchase or establish securities broker - dealers an d have the new options of purchasing insurance companies. since 1990s, the model of financial holding company developed quickly

    由於金融控股公司模式下，在實現集團的多元化經營的同時，內部的分業經營減少了金融風險發生的可能，成為目前金融機構擴張和增強競爭力的首選。
  10. This liability system, which leads to a discriminatory treatment between investors who purchase securities from the primary market and those from the secondary market, conflicts with the trend of integration of the periodic disclosure requirement and the disclosure requirement for the issues of securities

    美國證券法針對證券發行市場和二級市場上發生的虛假陳述設置了不同的責任形式，其缺點是導致一級市場與二級市場上的投資者受到差別待遇，有悖于信息披露制度一體化的趨勢。
  11. This helps to explain a surge in the purchase of foreign securities by individuals, chiefly through investment trusts

    這很好解釋了更多的人購買國外證券商品的趨勢，主要通過投資信託方式。
  12. Article 186 if a securities firm, in violation of the provisions of this law, sells for a client securities that are not actually in the client s account or provides funds for a client to purchase securities, its illegal gains therefrom shall be confiscated and a fine equal to the value of the securities illegally purchased or sold shall be imposed on it

    第一百八十六條證券公司違反本法規定，為客戶賣出其帳戶上未實有的證券或者為客戶融資買入證券的，沒收違法所得，並處以非法買賣證券等值的罰款。
  13. Article 183 if, before information that may affect the issuance or trading of securities or other information that may have a major effect on the price of securities is made public, a person who has knowledge of inside information on securities trading or a person who illegally obtains such information purchases or sells such securities, divulges such information or counsels another to purchase or sell such securities, he shall be ordered to dispose of the illegally obtained securities according to law, his illegal gains shall be confiscated and, in addition, he shall be imposed a fine of not less than the amount of but not more than five times the illegal gains, or a fine of not more than the value of the securities illegally purchased or sold

    第一百八十三條證券交易內幕信息的知情人員或者非法獲取證券交易內幕信息的人員，在涉及證券的發行交易或者其他對證券的價格有重大影響的信息尚未公開前，買入或者賣出該證券，或者泄露該信息或者建議他人買賣該證券的，責令依法處理非法獲得的證券，沒收違法所得，並處以違法所得一倍以上五倍以下或者非法買賣的證券等值以下的罰款。構成犯罪的，依法追究刑事責任。
  14. In particular, the bank may make advances to the customer for the purpose of financing, in whole or in part, any purchase by the customer of securities and or currencies provided that the aggregate amount outstanding at any time in respect of such advances does not exceed such percentage as the bank may from time to time agree of the aggregate value of the investments in securities and or currencies which from time to time belong to the customer and are held by the bank

    本行可為客戶全部或部份融資購買之證券及或貨幣而向客戶放款，惟未償放款總額在任何時間不得超出不時屬于客戶而由本行持有之證券及或貨幣的某個本行不時同意之百份率。用作以上目的之證券及或貨幣的價值最終由本行決定。
  15. These reits loan money for mortgages to owners of real estate, or invest in ( purchase ) existing mortgages or mortgage backed securities

    這些reit向不動產所有者發放房產抵押貸款，或投資（購買）現有抵押物或抵押擔保債券。
  16. This video is not an offer of securities for sale or an invitation to purchase securities in hong kong, the united states or elsewhere. securities of mtr corporation limited may not be offered or sold in the united states absent registration or an exemption from registration, and any offering of securities to be made in the united states will be by means of a prospectus that may be obtained from the issuer or selling security holder and that will contain detailed information about the company and management, as well as financial statements

    財政司司長曾蔭權本錄影帶並非在香港、美國或其他地區出售證券的建議或購買證券的邀請。地鐵有限公司的證券不可於注冊或獲豁免注冊前於美國發售或出售，而於在美國進行的任何證券發售將會以刊發招股書的方式進行，投資者應可向發行公司或售出證券的持有人索取招股書，當中載有公司及管理層的詳情及財務報表。
  17. This document is not an offer of securities for sale, or an invitation to purchase securities in hong kong, the united states or elsewhere. securities of mtr corporation limited may not be offered or sold in the united states absent registration or an exemption from registration, and any offering of securities to be made in the united states will be by means of a prospectus that may be obtained from the issuer or selling security holder and that will contain detailed information about the company and management, as well as financial statements

    本文件並非在香港、美國或其他地區出售證券的建議或購買證券的邀請。地鐵有限公司的證券不可於注冊或獲豁免注冊前於美國發售或出售，而於在美國進行的任何證券發售將會以刊發招股書的方式進行，投資者應可向發行公司或售出證券的持有人索取招股書，當中載有公司及管理層的詳情及財務報表。
  18. This video is not an offer of securities for sale or an invitation to purchase securities in hong kong, the united states or elsewhere

    本錄影帶並非在香港美國或其他地區出售證券的建議或購買證券的邀請。
  19. This document is not an offer of securities for sale, or an invitation to purchase securities in hong kong, the united states or elsewhere

    本文件並非在香港美國或其他地區出售證券的建議或購買證券的邀請。
  20. 7 in the case of a purchase transaction, if the selling broker fails to deliver on the settlement date and you have to purchase securities to settle the transaction, i / we shall not be responsible to you for the costs of such purchase

    就買入交易而言，倘賣方經紀未能于交收日內交付證券，導致閣下須買入證券進行交收，本人/吾等毋須為買入該等證券的費用向閣下負責。
分享友人
分享到 Line

分享到臉書