securities and exchange act 中文意思是什麼

securities and exchange act 解釋
證券交易條例
  • securities : 期貨
  • and : n. 1. 附加條件。2. 〈常 pl. 〉附加細節。
  • exchange : vt 1 （以某物與另一物）交換，調換 （for） 2 互換，交流，交易。3 兌換。 vi 1 兌換 （for） 2 交換；...
  • act : 1 Association of Classroom Teachers （美國）任課教師協會。2 American College Test 美國大學測驗。3...
  1. A registered representative is someone who is licensed by the securities and exchange commission and the new york stock exchange to act as an account executive ( ae ) for clients of brokerages

    注冊代理人是證券交易委員會和紐約證券交易所授權為客戶從事經紀業務的經紀人。
  2. Csfb and ssb engaged in inappropriate spinning of " hot " initial public offering allocations in violation of sro rules requiring adherence to high business standards and just and equitable principles of trade, and the firms books and records relating to certain transactions violated the broker - dealer record - keeping provisions of section 17 of the securities exchange act of 1934 and sro rules nyse rule 440 and nasd rule 3110

    面對空中客車公司的激烈競爭，波音與麥道的合併有利於維護美國的航空工業大國地位其次，盡管美國只有波音公司一家干線民用飛機製造企業，但由於存在來自勢均力敵的歐洲空中客車的競爭，波音公司不可能在開放的美國和世界市場上形成絕對壟斷地位。如果波音濫用市場地位提高價格，就相當于把市場拱手讓給空中客車。
  3. The staff of the u. s. securities and exchange commission. report and recommendations pursuant to section 401 ( c ) of the sarbanes - oxley act of 2002 on arrangements with off - balance sheet implications, special purpose entities, and transparency of filings by issuers [ r ], usa. 2005, 32 - 38

    根據美國的會計規定，可以根據目前市場狀況和對未來的市場預期，將這些與能源有關的合同及衍生工具預計在未來期間實現的收益作為本期收益入賬
  4. As far as the stock option is concerned, a company should comply with the securities act of 1933 and the securities exchange act of 1934. the former prescribes the issue of the stock while the latter supervises the exchange of the stock

    股票期權的授予規模對于上市公司而言是一個敏感話題，因此受到股東大會和監管機構的嚴格監督，而私人控股公司運用股票期權計劃的力度與廣度則要相對靈活。
  5. Earlier in the day, representatives from the senate and house, the securities and exchange commission, and the new york and nasdaq stock exchanges discussed how the new corporate governance law ? the sarbanes - oxley act of 2002 ? is being implemented by the regulatory bodies

    會議開始時，來自參眾兩院、證券與交易委員會、紐約證券交易所和納斯達克的代表討論了2002年薩本茵斯奧克斯萊法案在監管機構的實施情況。
  6. Sarbanes - oxley act of 2002 required u. s. securities and exchange commission ( sec ) to study on financial reporting system of a principles - based accounting system

    美國國會發布《薩班斯法》 ，要求對美國財務報告體系的原則導向進行研究。
  7. Morgan stanley, directly or indirectly, used the means and instrumentalities of interstate commerce, of the mails, or of the facilities of a national securities exchange, in connection with the acts, practices, and courses of business alleged herein. 7. venue is appropriate in this district pursuant to section 27 of the exchange act 15 u. s. c

    Wto成立以來的爭端解決實踐表明，這些規則得到了非常有效的貫徹實施，從而有可能在短短6年多時間內， 200餘起爭端得到受理，其中，近50起經專家組審理乃至上訴機構復審，得到解決， 5起經仲裁後由wto爭端解決機構dsb授權中止減讓。
  8. This court has jurisdiction over this matter pursuant to sections 21, 21, 21, and 27 of the securities exchange act of 1934 " exchange act " 15 u. s. c. 78u, 78u, 78u, and 78aa

    該機制以規則為指導，包括gatt第22條與第23條基礎性條款dsu及其附件dsu行為規則wto上訴機構上訴復審工作程序及其附件等。
  9. Except for historical information contained herein, the statements made in this release constitute forward - looking statements within the meaning of section 27a of the securities act of 1933 and section 21e of the securities exchange act of 1934

    本新聞稿中除提供歷史性資料外，還根據1933年美國頒布的證券法第27a條款和1934年頒布的證券交易法第21e條款的精神，提出了若干前瞻性觀點。
  10. Except for the historical information contained herein, the statements made in this web site constitute forward - looking statements within the meaning of section 27a of the securities act of 1933 and section 21e of the securities exchange act of 1934 under u. s. federal law

    除本條款所含的過往資訊外，本網站所作的聲明為1933年證券法第27條a和1934年證券交易法第21條e所述的前瞻性聲明。
  11. Part three : about the constitutive requirements of the insider trading the constitutive requirements of the insider trading are not only the core of the regulations of the insider trading but also the legislative emphasis in the securities exchange act and some relevant laws and regulations of china

    第三部分關于內幕交易的構成要件問題內幕交易的構成要件問題是內幕交易規制的核心內容，也是我國《證券法》及相關法律、法規的立法重點。
  12. Cease - and - desist proceedings. ? section 21c ( c ) ( 2 ) of the securities exchange act of 1934 ( 15 u. s. c. 78u ? 3 ( c ) ( 2 ) ) is amended by inserting ‘ ‘ registered public accounting firm ( as defined in section 2 of the sarbanes - oxley act of 2002 ), ’ ’ after ‘ ‘ government securities dealer, ’ ’

    1934年的證券交易法的21c部分由本法案作出修訂，並在「政府證券經銷商」後面增加了「注冊會計師事務所」 （該術語由2002年薩班斯奧克斯利法案的第二部分定義） 。
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