securities in trust 中文意思是什麼

securities in trust 解釋
信託證券
  • securities : 期貨
  • in : adv 1 朝里，向內，在內。 A coat with a furry side in有皮裡子的外衣。 Come in please 請進來。 The ...
  • trust : n 1 信任，信賴 （in）。2 責任，義務。3 確信，希望；所倚靠的人[物]。4 委託；保管；委託物；【法律】...
  1. The term " beneficiary certificate " used in these regulations refers to a security which is issued by the securities investment trust enterprise for raising the securities investment trust fund

    本辦法所稱受益憑證，指證券投資信?事業為募集證券投資信?基金而發行之有價證券。
  2. Investment - trust buying was ? 12. 9 trillion in 2006 ( in 2002 there was net selling ), bringing their total holdings of foreign securities to ? 45. 4 trillion

    2006年的投資信託買入額為129000億日元（ 2002年還沒有這種方式） ，國外證券的總持有量達到454000億日元。
  3. If a securities investment trust fund operated by a site approved by the competent authority to engage in domestic futures trading wishes to apply for an exemption to position limits, the trust fund shall complete and submit the " application for a securities investment trust fund operated by a securities investment trust enterprise to open a futures trading hedge account " ( form 3 ) together with the required supporting documentation to the exchange

    四）依主管機關規定得於國內期貨市場從事國內期貨交易之證券投資信託事業所管理之證券投資信託基金，因避險需求而擬申請豁免交易規則之部位限制規定者，應檢具證券投資信託事業所管理之證券投資信託基金設立期貨交易避險帳戶申請書（附表三） ，載明其應記載事項，連同應檢附書件，向本公司申請。
  4. The term " securities related products " used in these regulations shall refer to securities related financial products that have been approved for trading by the securities and future commission, ministry of finance ( hereinafter this " commission " ) in which securities investment trust enterprises use the assets of the securities investment trust fund for hedging operations or to increase investment efficiency

    本辦法所稱證券相關商品，指證券投資信?事業運用證券投資信?基金從事避險操作或為增加投資效率，經財政部證券暨期貨管理委員會（以下簡稱證期會）核定準予交易之證券相關金融商品。
  5. I the nominee shall hold the securities in its name as bare trustee and nominee for the customer by execution of a declaration of trust, the name of any account in which such securities are held shall, for the avoidance of doubt, indicate that the nominee holds the securities on trust for a third party and, if practicable, the customer, and the securities shall be held in the safe custody of the nominee upon the terms hereof

    I 01代理公司將簽訂一份信託聲明書，以客戶之純受託人及代名人的身份持有證券， 02為免生疑問，在任何賬戶持有該等證券，該等賬戶須顯示代理公司為第三者或在可行之情況下為客戶持有該等證券，及03而證券需根據此等條款，由代理公司安全保管
  6. After the securities investment trust fund is no longer in existence, the fund ? s liquidation method and calculation method, payment method, and payment time for beneficiary request for return amount

    一四證券投資信?基金不再存續時，基金之清算方法及受益人請求返還金額之計算方法、給付之方式及時間。
  7. A site that operates a securities investment trust fund engaging in futures trading or holding open futures trading contract positions pursuant to the " directions for use of securities investment trust funds for trading in securities related products by securities investment trust enterprises " promulgated by the competent authority shall file a report electronically to the exchange by 5 : 00 pm each business day, entering the details into each of the corresponding fields on the computer interface provided by the exchange

    二）證券投資信託事業所管理之證券投資信託基金依主管機關公告之證券投資信託事業運用證券投資信託基金從事證券相關商品交易應行注意事項規定，從事期貨交易或持有期貨交易契約未沖銷部位者，應于每一營業日下午五時前，采媒體申報方式，依本公司電腦輸入畫面所列事項逐一輸入。
  8. Site that operates a securities investment trust fund engaging in futures trading or holding open futures trading contract positions pursuant to the " directions for use of securities investment trust funds for trading in securities related products by securities investment trust enterprises " promulgated by the competent authority shall file a report electronically to the exchange by 5 : 00 pm each business day, entering the details into each of the corresponding fields on the computer interface provided by the exchange

    二）證券投資信託事業所管理之證券投資信託基金依主管機關公告之證券投資信託事業運用證券投資信託基金從事證券相關商品交易應行注意事項規定，從事期貨交易或持有期貨交易契約未沖銷部位者，應于每一營業日下午五時前，采媒體申報方式，依本公司電腦輸入畫面所列事項逐一輸入。
  9. A securities investment trust fund operated by a site that has not been approved by the exchange for a hedge account but has a regular trading account to engage in futures trading shall report to the exchange pursuant to the preceding subparagraph

    二）證券投資信託事業所管理之證券投資信託基金依主管機關公告之證券投資信託事業運用證券投資信託基金從事證券相關商品交易應行注意事項規定，從事期貨交易或持有期貨交易契約未沖銷部位者，應于每一營業日下午五時前，采媒體申報方式，依本公司電腦輸入畫面所列事項逐一輸入。
  10. The term " exchange traded fund ( etf ) " used in these regulations shall mean a securities investment trust fund listed on the stock exchange which tracks an underlying index designed by or produced with the agreement of the stock exchange for which subscription and repurchase * * are based on physical delivery according to contract

    本辦法所稱指數股票型證券投資信?基金，指在證券交易所上市，以追蹤證券交易所設計或同意編制之標的指數，且申購、買回採實物及依據契約規定方式交付之證券投資信?基金。
  11. Article 6 securities business shall be engaged in and administered as a business separate from the banking business, trust business and insurance business

    第六條證券業和銀行業信託業保險業分業經營分業管理。
  12. Article 6 for securities investment trust enterprises investing roc raised securities investment trust funds in foreign securities, the categories and scope of investment shall be set by the sfc

    第6條證券投資信?事業于國內募集證券投資信?基金投資外國有價證券，其種類及范圍由證期會定之。
  13. The trading ratio, scope and relevant procedures for securities investment trust enterprise using the securities investment trust fund to engage in securities related product transactions shall be prescribed by the sfc

    證券投資信?事業運用證券投資信?基金從事證券相關商品之交易；其交易比率、范圍及相關作業程序，由證期會定之。
  14. Trust - type investment fund in securities is a typical system that separates ownership from managing rights, in which existing high risk of trustees " morality

    信託制證券投資基金是典型的所有權與經營權分離的制度，存在突出的代理人道德風險問題。
  15. " institutional investor " as used in the directions is limited to securities firms, foreign institutional investors, securities investment trust funds operated by securities investment trust enterprises ( " site " ), the national finance stabilization fund, the civil servant pension fund, the labor pension fund, the labor insurance fund, and the funds managed by the directorate general of postal remittances and savings banks, and other financial and insurance institutions that engage in futures trading within the bounds mandated by the competent authority

    本應行注意事項所稱法人機構限於依主管機關規定?圍內從事期貨交易之證券商、外國機構投資人、證券投資信託事業所管理之證券投資信託基金、國家金融安定基金、公務人員退休撫恤基金、勞工退休基金、勞工保險基金、郵政儲金匯業局所管理之郵政資金、金融及保險機構為限。
  16. In purchasing or selling governmental bonds, corporate bonds or financial bonds for the securities investment trust fund, the securities investment trust enterprise shall effect such transactions on a cash - and - delivery basis and shall instruct the custodian institution to effect the closing of such bonds

    證券投資信?事業運用證券投資信?基金為公債、公司債或金融債券投資，應以現款現貨交易為之，並指示基金保管機構辦理交割。
  17. Article 11 in purchasing or selling listed or otc listed securities for the securities investment trust fund, unless otherwise provided by law, the securities investment trust enterprise shall authorize a securities broker to effect such transaction on a cash - and - delivery basis in the open securities market or otc market, and shall instruct the custodian institution to effect closing of such securities

    第11條證券投資信?事業運用證券投資信?基金為上市或上櫃有價證券投資，除法令另有規定外，應委?證券經紀商，在集中交易市場或證券商營業處所，為現款現貨交易，並指示基金保管機構辦理交割。
  18. Article 2 the term " custodian institution " used in these regulations refers to any bank which, under the entrustment of the securities investment trust enterprise, provides custodian services for the securities investment trust fund

    第2條本辦法所稱基金保管機構，指受證券投資信?事業委? ，保管證券投資信?基金之銀行。
  19. Securities investment trust enterprises which have their approval revoked shall process matters in accordance with the securities investment trust agreement

    證券投資信?事業經撤銷核準申請時，應依證券投資信?契約辦理相關事宜。
  20. The term " securities investment trust agreement " used in these regulations refers to the contract defining the rights and obligations among the securities investment trust enterprise, the custodian institution and the beneficiaries

    本辦法所稱證券投資信?契約，指規范證券投資信?事業、基金保管機構及受益人間權利義務之契約。
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