securities section 中文意思是什麼

securities section 解釋
證券組〈財經事務局
  • securities : 期貨
  • section : n 1 （外科、解剖的）切斷；切割；切開。2 【外科】切片，【金相】磨石。3 （果子的）瓣。4 【數學】截...
  1. So we consider five financial indexes includes stock b / p, e / p, current stock size, current stock stru and financial levge by the international tradition, then descriptive statistical test method and cross section statistical test method proved that b / p and current stock size have marked effect on the securities yield besides coefficient b. in the third chapter, the article fut forward a risk factor model, estimates yield sequences of every risk factor by weight regression, and then estimates each risk factor coefficient of different stock by time sequence regression, at last we can reckon the portfolio risk o2p and yield rp which consists n stocks

    結合國際慣例，文章考慮了股票的凈值市價比（ b p ） ，市盈率倒數（ e p ） ，流通規模（ size ） ，流通比例（ stru ）和財務杠桿（ levge ）等五個財務指標，應用描述性統計檢驗和橫截面統計檢驗等多種方法，結果表明，除系數以外，凈值市價比（ b p ）和流通規模（ size ）對證券收益率部有重要的影響。在論文的第三章，提出了一個基於多因素的風險因子模型，並用加權回歸和時間序列回歸等方法估計出了不同證券的各風險因子系數（類似於單指數模型中的系數） ，據此，即可衡量出一個包括n只股票的組合的風險_ p ~ 2和收益率r _ p 。
  2. Showing section : includes negotiable securities, town houses, luxury cars, barges and planes, top - level booking service and luxury life styles, etc

    頂級服務展示（私人保健、個性化服裝訂制、藝術品訂制） 。
  3. Csfb and ssb engaged in inappropriate spinning of " hot " initial public offering allocations in violation of sro rules requiring adherence to high business standards and just and equitable principles of trade, and the firms books and records relating to certain transactions violated the broker - dealer record - keeping provisions of section 17 of the securities exchange act of 1934 and sro rules nyse rule 440 and nasd rule 3110

    面對空中客車公司的激烈競爭，波音與麥道的合併有利於維護美國的航空工業大國地位其次，盡管美國只有波音公司一家干線民用飛機製造企業，但由於存在來自勢均力敵的歐洲空中客車的競爭，波音公司不可能在開放的美國和世界市場上形成絕對壟斷地位。如果波音濫用市場地位提高價格，就相當于把市場拱手讓給空中客車。
  4. You do not have my / our written authority under section 7 ( 2 ) of the securities and futures ( client securities ) rules ( cap. 571 sub. leg. ) to apply any of my / our securities in question pursuant to a securities borrowing and lending agreement

    本人/吾等並無根據《證券及期貨（客戶證券）規則》 （第571章附屬條例）第7 （ 2 ）條以書面授權閣下根據證券借貸協議運用任可有關本人/吾等的證券。
  5. This section begins with the analysis of the cash flow of the two most elementary products - mortgage pass through securities ( mpt ) and collateralized mortgage obligations ( cmo ), and describes the difference between the function mechanism and the ability of resisting risk. then, based on the above analysis, this article tries to invent an new cmo product which goes by the name of adjustable amortization mortgage ( aam ) and can effectively counteract the extension risk when interest rate goes up. at the same time, this article also indicate some problem which should pay special attention to in practical application and put forward some corresponding market promotion strategy

    本章首先通過對兩種最基本的抵押證券? ?抵押貸款傳遞證券（ mpt ）和抵押擔保證券（ cmo ）現金流量變化的分析，研究其運行機制和防禦風險的功能差異，接著在以上分析的基礎上，文章嘗試提出了一種能夠有效化解利率上升環境中延期風險的新型證券品種? ?可調整分期付款額的抵押擔保證券（ adjustableamortizationmortgage ，簡稱為aam ）的設想，但同時也指出了這種抵押擔保證券在實際應用中應該特別注意之處，並提出了相應的市場推廣策略。
  6. Specified securities for the purposes of section 15e of the inland revenue ordinance

    關于稅務條例第15e條內所述的指明證券
  7. The staff of the u. s. securities and exchange commission. report and recommendations pursuant to section 401 ( c ) of the sarbanes - oxley act of 2002 on arrangements with off - balance sheet implications, special purpose entities, and transparency of filings by issuers [ r ], usa. 2005, 32 - 38

    根據美國的會計規定，可以根據目前市場狀況和對未來的市場預期，將這些與能源有關的合同及衍生工具預計在未來期間實現的收益作為本期收益入賬
  8. The forth section analyses the essential reasons about the profits pattern of the securities companies

    第四章從不同的層面系統分析了我國證券公司盈利模式的形成原因。
  9. Annex 2 stock market of a country which is a member of fatf and which is a stock market recognised by the securities and futures commission for the purposes of section 65a of the securities ordinance

    附件2獲證券及期貨事務監察委員會就證券條例第65a 2 a條認可，並設于
  10. Stock market of a country which is a member of fatf and which is a stock market recognised by the securities and futures commission for the purposes of section 65a of the securities ordinance

    獲證券及期貨事務監察委員會就證券條例第65a 2 a條認可，並設于打擊清洗黑錢財務行動特別組織成員國內的證券市場
  11. Annex 2 : stock market of a country which is a member of fatf and which is a stock market recognised by the securities and futures commission for the purposes of section 65a of the securities ordinance

    ：獲證券及期貨事務監察委員會就證券條例第65a 2 a條認可，並設于打擊清洗黑錢財務行動特別組織成員國內的證券市場
  12. Listed on the stock market of a country which is a member of fatf and which is a stock market recognised by the securities and futures commission for the purposes of section 65a of the securities ordinance ; or

    在特別組織成員國的證券市場上市的公司，而有關證券市場獲證券及期貨事務監察委員會就證券條例第65a 2 a條認可或
  13. An sfc investigation subsequently revealed that, between april 2003 and may 2004, ho was an assistant manager supervising the san po kong sub - section of the securities department of wing lung bank. he and his two subordinates were not licensed by the sfc for dealing in futures contracts

    證監會的調查其後發現，在2003年4月至2004年5月期間，何是監督永隆銀行證券部新蒲崗分組的助理經理，他與兩名下屬並無獲證監會發牌進行期貨合約交易。
  14. Section 2 discusses the legal characteristics of the securities investment fund and explains that the fund has four legal characteristics of money trust, self - interest trust, group trust and operation trust. some characteristics of the modern enterprises mechanism like the separation of ownership and management is also reflected in the section

    第二節探討了證券投資基金的法律特徵，闡述了證券投資基金同時具備金錢信託、自益信託、集團信託和營業信託四大法律特徵，並且體現出所有權與經有權分離等現代企業制度的某些特質。
  15. Section 2 listing of securities

    第二節證券上市
  16. The first section : cross - border issuing and listing of securities, its legal characteristic, regulations and rules involved. the second section : some private law issues with regard to cross - border issuing, including legal status of issuers, methods of listing, corporate governance ; class rights and minority protection, conflict and application of laws, etc. the third section : legal supervision on the cross - border listing and the international regulatory cooperation. the last section : based on the analysis of the legal systems of developed securities market, international practice and the review of prc oversea listing system, the reformational and legislative proposals on the prc oversea listing system and international regulatory cooperation pattern are given in the paper respectively

    本文具體包括四個部分：第一部分主要探究跨境證券發行與上市及其法律特點和所涉及的法律規則；第二部分從私法的角度，對跨境證券發行與上市中所面臨的幾個核心和熱點法律問題進行了研究，主要包括發行人的主體資格、發行與上市的方式、公司治理問題、類別股與類別股東保護，以及法律沖突與法律適用等問題；第三部分從公法的視角，就跨境證券發行與上市的法律監管及國際間的合作進行探討；第四部分在考察我國現行的海外上市制度的基礎上，筆者根據我國的實際情況和從發展的角度，就我國海外發行與上市制度所存在的問題及其完善、我國如何參與國際監管合作等提出了初步的意見和建議。
  17. Gfi securities l. l. c. failure to give advance notice to the commissioner regarding an employee s cessation of employment and departure from hong kong under section 52 of the inland revenue ordinance and to withhold payment of money to that employee under section 52, contrary to section 80 of the ordinance

    未有遵照稅務條例第52條第6款的規定，預先在雇員停止受雇和離港前通知稅務局局長及沒有按照第52條第7款的規定停止支付金錢予該雇員，觸犯稅務條例第80條第1 c款。
  18. For chinese securities corporation, risk management is a more weaker section and a currently important subject. in asia finance crisis in 1997, bankruptcy of san yi securities and wing - broken of peregrine as well as big dropping of chinese securities market give a risk management lesson to chinese securities corporation in 2001. our securities corporation, begins to place risk management at an unprecedented level in succession

    對我國證券公司而言，內部風險管理是當前的一個薄弱環節，也是一個重要課題。 1997年亞洲金融危機，山一證券破產、百富勤折翼， 2001年證券市場大調整給了我國證券公司風險管理一個深刻教訓，國內證券公司開始把內部風險管理工作提到前所未有高度。
  19. Our research uses multifactor model combined with cross - section regression and econometrics and analyzes 157 listed companies in shanghai and shenzhen securities markets from june 1st, 2001 to may 31st, 2002

    實證研究採用多因素模型的理論框架，結合橫截面回歸方法和計量經濟學檢驗手段，對2001年6月1日- 2002年5月31日我國滬深兩證券市場共計157家上市公司分行業進行了分析。
  20. Morgan stanley, directly or indirectly, used the means and instrumentalities of interstate commerce, of the mails, or of the facilities of a national securities exchange, in connection with the acts, practices, and courses of business alleged herein. 7. venue is appropriate in this district pursuant to section 27 of the exchange act 15 u. s. c

    Wto成立以來的爭端解決實踐表明，這些規則得到了非常有效的貫徹實施，從而有可能在短短6年多時間內， 200餘起爭端得到受理，其中，近50起經專家組審理乃至上訴機構復審，得到解決， 5起經仲裁後由wto爭端解決機構dsb授權中止減讓。
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