underwriting firms 中文意思是什麼

underwriting firms 解釋
（證券包銷公司）：幫助那些首次公開招股的公司確定發行價格和銷售股票給公眾的公司。

  • underwriting : n. 1. 保險業；水險業。2. （股份等的）簽名承受。
  • firms : spectrometer]傅里葉離子共振質譜儀
  1. Wall street ' s sensitivity to charges that it operates as an underwriting oligopoly dates back at least to the glass - steagall act of 1933 when commercial banks were forced to sell or close their underwriting business, in effect reinforcing the franchises of “ bulge - bracket ” securities firms

    華爾街對于指控非常敏感，它作為保險業的寡頭而運轉至少可追溯到1933年的格拉斯-斯蒂格爾法案[ 2 ] ，其時商業銀行被迫出售或者撤銷保險業務，實際上加強了華爾街投資銀行領導集團擔保的公司的特權。
  2. Securities firms may not solicit securities underwriting business by means of unfair competition

    證券公司不得以不正當競爭手段招攬證券承銷業務。
  3. Securities firms that underwrite securities as agents shall, in conjunction with the issuer and within 15 days after the expiration of the period for underwriting as agents, report the details of such underwriting to the securities regulatory authority under the state council for the record

    證券公司代銷證券的，應當在代銷期滿后的十五日內，與發行人共同將證券代銷情況報國務院證券監督管理機構備案。
  4. In 1998, citibank and travelers group merged into citigroup, which then became a financial holding company providing all kinds of financial services through its subsidiaries. the " financial services act of 1999 " repeals the " glass - steagall act " prohibitions on banks affiliating with securities firms, permitting holding companies to engage in securities underwriting and dealing, without limitation, as well as sponsoring and distributing mutual funds. it creates a framework that will permit the banking, securities, and insurance industries to compete more efficiently and effectively while improving consumer access to financial services, protecting investors, and ensuring a safe and sound banking system

    首先，金融控股公司由於佔有金融資源過大，所以面臨的系統風險的危害是非常大的；其次，金融控股公司的各子公司之間進行關聯交易，使得集團內各子公司的經營狀況相互影響，這就增大了金融控股公司的內幕交易和利益沖突的風險；第三，金融控股公司以外來資本撥付給子公司的資本金，在總公司和子公司的資產負債表中都同時反映出來，這可能會使整個集團的實際財務杠桿比率過高，影響到集團的金融安全。
  5. The analyst was the only one covering ebay, since firms in the underwriting syndicate were prohibited from initiating coverage until after the 25 - day " quiet period " had expired

    在國際法上，國家主權主要是指一國政治獨立，即「獨立地處理國內外一切事務的能力。 」
  6. Article 25 securities to be offered to the public with a total face value exceeding rmb50m shall be underwritten by an underwriting syndicate. an underwriting syndicate shall be composed of a securities firm acting as the lead underwriter and securities firms acting as participating underwriters

    第二十五條向社會公開發行的證券票面總值超過人民幣五千萬元的，應當由承銷團承銷。承銷團應當由主承銷和參與承銷的證券公司組成。
  7. Article 27 securities firms that underwrite securities as the sole agents, shall within 15 days after the expiration of the period for underwriting as the sole agents, report the details of such underwriting to the securities regulatory authority under the state council for the record

    第二十七條證券公司包銷證券的，應當在包銷期滿后的十五日內，將包銷情況報國務院證券監督管理機構備案。
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