unlisted securities 中文意思是什麼
unlisted securities
解釋
非掛牌上市證券- unlisted : adj. 1. 未登上名冊的。2. 非公開登記的；內部安排的。3. （證券）未上證券市場的。
- securities : 期貨
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Usm unlisted securities market
為掛牌上市證券市場 -
Article 197 any security company that manages unlisted securities trading without approval in violation of the provisions of this law shall be ordered to make a rectification, confiscated of the illegal income and concurrently imposed a fine of more than 100 % less than 500 % of the illegal income
第一百九十七條證券公司違反本法規定，未經批準經營非上市掛牌證券的交易的，責令改正，沒收違法所得，並處以違法所得一倍以上五倍以下的罰款。 -
Article 197 if a securities firm, in violation of the provisions of this law, engages, without approval, in the trading of unlisted securities, it shall be ordered to make rectification, its illegal gains shall be confiscated, and it shall be fined not less than the amount of but not more than five times the illegal gains
第一百九十七條證券公司違反本法規定，未經批準經營非上市掛牌證券的交易的，責令改正，沒收違法所得，並處以違法所得一倍以上五倍以下的罰款。
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